UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PAULSON & CO INC 1251 AVENUE OF THE AMERICAS 50TH FLOOR NEW YORK, NY 10020 |
 |  X |  |  |
Paulson John 1251 AVENUE OF THE AMERICAS 50TH FLOOR NEW YORK, NY 10020 |
 |  X |  |  |
Paulson Advantage Master Ltd. C/O BNY ALT. INVESTMENT SERVICES LTD. 18 CHURCH STREET, SKANDIA HOUSE HAMILTON, D0 HM11 |
 |  X |  |  |
Paulson Advantage Plus Master Ltd. C/O BNY ALT. INVESTMENT SERVICES LTD. 18 CHURCH STREET, SKANDIA HOUSE HAMILTON, D0 HM11 |
 |  X |  |  |
Stuart L. Merzer, General Counsel and Chief Compliance Officer of Paulson & Co. Inc. | 01/11/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects the securities of the issuer owned directly by Paulson Advantage Master Ltd. ("Advantage Master"). |
(2) | Reflects the securities of the issuer owned directly by Paulson Advantage Plus Master Ltd. ("Advantage Plus Master"). |
(3) | Reflects the securities of the issuer owned directly by Paulson Advantage Select Master Fund Ltd. ("Select Master"). |
(4) | Reflects the securities of the issuer owned directly by Paulson Credit Opportunities Master Ltd. ("Credit Opportunities Master"). |
(5) | Reflects the securities of the issuer held directly by Paulson Recovery Master Fund Ltd. ("Recovery Master"). |
(6) | Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of Select Master, Advantage Master, Advantage Plus Master, Credit Opportunities Master and Recovery Master (collectively, the "Funds"). John Paulson is the controlling person of Paulson. Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds. For purposes of this Form 3, Paulson and John Paulson disclaim ownership of the shares of common stock owned by the Funds reporting on this Form 3 except to the extent of its or his pecuniary interest therein. |