UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants | Â (1) | 08/05/2039 | Class A Common Stock | 32,601,606 | $ 0.01 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CAXTON INTERNATIONAL LTD C/O PRIME MANAGEMENT LIMITED MECHANICS BLDG, 12 CHURCH STREET HAMILTON, D0 HM11 |
 |  X |  |  |
CAXTON ASSOCIATES LP PRINCETON PLAZA, BUILDING 2 731 ALEXANDER ROAD PRINCETON, NJ 08540 |
 |  X |  |  |
Canterbury Holdings (USA) LLC 500 PARK AVENUE NEW YORK, NY 10022 |
 |  X |  |  |
Canterbury Holdings Ltd TRUST CORPORATION OF THE CHANNEL ISLANDS ROSENEATH, THE GRANGE ST. PETER PORT, Y7 GY1 |
 |  X |  |  |
Law Andrew E 731 ALEXANDER ROAD, BLDG 2 PRINCETON, NJ 08540 |
 |  X |  |  |
Agnes III Peter W 731 ALEXANDER ROAD PRINCETON, NJ 08540 |
 |  X |  |  |
Jospeh Kelly | 08/15/2014 | |
**Signature of Reporting Person | Date | |
Maxwell Quin | 08/15/2014 | |
**Signature of Reporting Person | Date | |
Scott B. Bernstein | 08/15/2014 | |
**Signature of Reporting Person | Date | |
Ajay Mehra on behalf of Andrew E. Law, as sole director, as attorney-in-fact | 08/15/2014 | |
**Signature of Reporting Person | Date | |
Ajay Mehra on behalf of ANdrew E. LAw, as attorney-in-fact | 08/15/2014 | |
**Signature of Reporting Person | Date | |
Peter W. Agnes III | 08/15/2014 | |
**Signature of Reporting Person | Date | |
Scott B. Bernstein | 08/15/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | For reporting purposes, the aggregate amount of Class A Common Stock of Overseas Shipholding Group, Inc. deemed to be beneficially owned by the Reporting Persons (as named herein) is calculated on an aggregate of 10,885,235 shares of Class A common stock and 32,601,606 shares of Class A common stock issuable upon exercise of 32,601,606 Warrants, in each case held by Reporting Persons as of August 5, 2014. The Warrants may be exercised only with the consent of Overseas Shipholding Group, Inc. and are subject to certain restrictions set out in the terms of the Warrants and the organizational documents of Overseas Shipholding Group, Inc. |