UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
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Check Here if Amendment / /; Amendment Number:
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This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Hilltop Holdings Inc.
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Address: 200 Crescent Court
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Suite 1330
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Dallas, Texas 75201
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Form 13F File Number: 028-15359
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Corey G. Prestidge
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Title: General Counsel and Secretary
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Phone: (214) 855-2177
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Signature, Place, and Date of Signing:
/s/ Corey G. Prestige Dallas, TX May 15, 2013
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[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
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Form 13F Information Table Entry Total: 160
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Form 13F Information Table Value Total: 138,722
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 028-15365 PlainsCapital Corporation
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2 028-15369 PlainsCapital Bank
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Explanatory Note:
PlainsCapital Corporation ("PCC") and PlainsCapital Bank ("PCB") hereby
advise that Hilltop Holdings Inc. may be deemed to have investment discretion
for both PCC and PCB, for purposes of Rule 13f-1(b) of the Securities
Exchange Act of 1934, over certain 13(f) securities for which PCC and PCB
exercise direct control.
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------------
NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
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3M CO COM 88579Y101 347 3,259 SH DEFINED 1, 2 3,159 0 100
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 268 3,528 SH DEFINED 1, 2 1,228 0 2,300
ACE LTD SHS H0023R105 332 3,731 SH DEFINED 1, 2 3,681 0 50
ADVANCE AUTO PARTS INC COM 00751Y106 208 2,512 SH DEFINED 1, 2 2,512 0 0
AFFILIATED MANAGERS GROUP COM 008252108 1,758 11,447 SH DEFINED 1, 2 8,857 0 2,590
AGCO CORP COM 001084102 1,312 25,174 SH DEFINED 1, 2 24,284 0 890
ALEXION PHARMACEUTICALS INC COM 015351109 241 2,616 SH DEFINED 1, 2 2,048 0 568
ALLERGAN INC COM 018490102 244 2,182 SH DEFINED 1, 2 1,704 0 478
ALLIANT ENERGY CORP COM 018802108 242 4,834 SH DEFINED 1, 2 4,800 0 34
AMAZON COM INC COM 023135106 297 1,113 SH DEFINED 1, 2 866 0 247
AMERICAN ELEC PWR INC COM 025537101 284 5,828 SH DEFINED 1, 2 5,792 0 36
AMERICAN EXPRESS CO COM 025816109 205 3,043 SH DEFINED 1, 2 2,188 0 855
AMPHENOL CORP NEW CL A 032095101 239 3,208 SH DEFINED 1, 2 3,208 0 0
APACHE CORP COM 037411105 418 5,425 SH DEFINED 1, 2 1,376 0 4,049
APPLE INC COM 037833100 856 1,933 SH DEFINED 1, 2 1,809 0 124
AT&T INC COM 00206R102 217 5,928 SH DEFINED 1, 2 3,708 0 2,220
BAKER HUGHES INC COM 057224107 223 4,800 SH DEFINED 1, 2 1,000 0 3,800
BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 210 5,190 SH DEFINED 1, 2 4,180 0 1,010
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 304 2,925 SH DEFINED 1, 2 2,875 0 50
BIOGEN IDEC INC COM 09062X103 226 1,173 SH DEFINED 1, 2 928 0 245
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1,019 41,018 SH DEFINED 1, 2 39,488 0 1,530
CAMERON INTERNATIONAL CORP COM 13342B105 271 4,162 SH DEFINED 1, 2 3,082 0 1,080
CENTENE CORP DEL COM 15135B101 1,311 29,771 SH DEFINED 1, 2 28,796 0 975
CERNER CORP COM 156782104 214 2,258 SH DEFINED 1, 2 1,763 0 495
CHEVRON CORP NEW COM 166764100 842 7,089 SH DEFINED 1, 2 6,428 0 661
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 1,792 28,855 SH DEFINED 1, 2 27,970 0 885
CISCO SYS INC COM 17275R102 558 26,672 SH DEFINED 1, 2 8,647 0 18,025
CITRIX SYS INC COM 177376100 253 3,508 SH DEFINED 1, 2 2,738 0 770
CLOROX CO DEL COM 189054109 300 3,386 SH DEFINED 1, 2 3,386 0 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------------
NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
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COCA COLA CO COM 191216100 778 19,252 SH DEFINED 1, 2 8,080 0 11,172
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 463 6,046 SH DEFINED 1, 2 5,326 0 720
COLUMBIA SPORTSWEAR CO COM 198516106 898 15,506 SH DEFINED 1, 2 15,006 0 500
CONOCOPHILLIPS COM 20825C104 372 6,192 SH DEFINED 1, 2 5,576 0 616
COVIDIEN PLC SHS G2554F113 750 11,047 SH DEFINED 1, 2 3,404 0 7,643
CVS CAREMARK CORPORATION COM 126650100 563 10,231 SH DEFINED 1, 2 1,956 0 8,275
DARDEN RESTAURANTS INC COM 237194105 465 9,001 SH DEFINED 1, 2 8,975 0 26
DARLING INTL INC COM 237266101 1,071 59,650 SH DEFINED 1, 2 57,730 0 1,920
DEVON ENERGY CORP NEW COM 25179M103 211 3,740 SH DEFINED 1, 2 3,490 0 250
DIAMOND OFFSHORE DRILLING IN COM 25271C102 207 2,972 SH DEFINED 1, 2 2,972 0 0
DOLLAR TREE INC COM 256746108 253 5,226 SH DEFINED 1, 2 5,226 0 0
E M C CORP MASS COM 268648102 310 12,983 SH DEFINED 1, 2 10,378 0 2,605
EATON CORP PLC SHS G29183103 283 4,625 SH DEFINED 1, 2 4,523 0 102
EBAY INC COM 278642103 414 7,637 SH DEFINED 1, 2 5,562 0 2,075
ECOLAB INC COM 278865100 243 3,031 SH DEFINED 1, 2 3,031 0 0
EMERSON ELEC CO COM 291011104 522 9,357 SH DEFINED 1, 2 4,568 0 4,789
EQT CORP COM 26884L109 378 5,585 SH DEFINED 1, 2 1,085 0 4,500
EXPRESS SCRIPTS HLDG CO COM 30219G108 368 6,385 SH DEFINED 1, 2 5,784 0 601
EXXON MOBIL CORP COM 30231G102 516 5,727 SH DEFINED 1, 2 2,002 0 3,725
FLOWSERVE CORP COM 34354P105 1,306 7,791 SH DEFINED 1, 2 7,526 0 265
FREEPORT-MCMORAN COPPER & GO COM 35671D857 266 8,040 SH DEFINED 1, 2 7,060 0 980
GENERAL DYNAMICS CORP COM 369550108 258 3,657 SH DEFINED 1, 2 3,439 0 218
GENERAL ELECTRIC CO COM 369604103 828 35,792 SH DEFINED 1, 2 10,372 0 25,420
GENERAL MLS INC COM 370334104 231 4,675 SH DEFINED 1, 2 4,625 0 50
GENTEX CORP COM 371901109 213 10,630 SH DEFINED 1, 2 1,805 0 8,825
GOOGLE INC CL A 38259P508 402 506 SH DEFINED 1, 2 467 0 39
HANESBRANDS INC COM 410345102 226 4,970 SH DEFINED 1, 2 770 0 4,200
HESS CORP COM 42809H107 297 4,155 SH DEFINED 1, 2 3,380 0 775
HILLTOP HOLDINGS INC COM 432748101 2,101 155,769 SH DEFINED 1, 2 149,769 0 6,000
HONEYWELL INTL INC COM 438516106 327 4,331 SH DEFINED 1, 2 3,839 0 492
HSBC HLDGS PLC SPON ADR NEW 404280406 477 8,935 SH DEFINED 1, 2 1,460 0 7,475
HUBBELL INC CL B 443510201 262 2,694 SH DEFINED 1, 2 2,680 0 14
IDEX CORP COM 45167R104 1,146 21,454 SH DEFINED 1, 2 20,674 0 780
ILLINOIS TOOL WKS INC COM 452308109 379 6,212 SH DEFINED 1, 2 1,167 0 5,045
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------------
NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
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INTERNATIONAL BUSINESS MACHS COM 459200101 403 1,890 SH DEFINED 1, 2 390 0 1,500
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 744 9,700 SH DEFINED 1, 2 5,907 0 3,793
ISHARES GOLD TRUST ISHARES 464285105 214 13,799 SH DEFINED 1, 2 13,314 0 485
ISHARES TR AGENCY BD FD 464288166 639 5,638 SH DEFINED 1, 2 5,544 0 94
ISHARES TR BARCLYS 1-3 YR 464287457 1,442 17,075 SH DEFINED 1, 2 16,663 0 412
ISHARES TR BARCLYS 1-3YR CR 464288646 7,078 67,066 SH DEFINED 1, 2 65,471 0 1,595
ISHARES TR BARCLYS 3-7 YR 464288661 759 6,150 SH DEFINED 1, 2 6,150 0 0
ISHARES TR BARCLYS MBS BD 464288588 6,901 63,936 SH DEFINED 1, 2 62,767 0 1,169
ISHARES TR CORE S&P MCP ETF 464287507 407 3,540 SH DEFINED 1, 2 2,755 0 785
ISHARES TR DJ INTL SEL DIVD 464288448 452 13,250 SH DEFINED 1, 2 13,250 0 0
ISHARES TR DJ SEL DIV INX 464287168 3,245 51,193 SH DEFINED 1, 2 50,350 0 843
ISHARES TR DJ US ENERGY 464287796 633 14,023 SH DEFINED 1, 2 0 0 14,023
ISHARES TR DJ US INDUSTRL 464287754 631 7,732 SH DEFINED 1, 2 0 0 7,732
ISHARES TR DJ US UTILS 464287697 659 6,785 SH DEFINED 1, 2 0 0 6,785
ISHARES TR FLTG RATE NT 46429B655 512 10,108 SH DEFINED 1, 2 9,852 0 256
ISHARES TR HIGH YLD CORP 464288513 3,499 37,089 SH DEFINED 1, 2 36,525 0 564
ISHARES TR IBOXX INV CPBD 464287242 4,937 41,183 SH DEFINED 1, 2 40,492 0 691
ISHARES TR JPMORGAN USD 464288281 4,982 42,357 SH DEFINED 1, 2 41,658 0 699
ISHARES TR MRTG PLS CAP IDX 464288539 3,038 194,240 SH DEFINED 1, 2 190,885 0 3,355
ISHARES TR MSCI EMERG MKT 464287234 273 6,373 SH DEFINED 1, 2 6,373 0 0
ISHARES TR MSCI KLD400 SOC 464288570 376 6,464 SH DEFINED 1, 2 6,464 0 0
ISHARES TR RUSL 2000 GROW 464287648 251 2,325 SH DEFINED 1, 2 2,325 0 0
ISHARES TR RUSSELL 2000 464287655 213 2,250 SH DEFINED 1, 2 1,830 0 420
ISHARES TR RUSSELL1000GRW 464287614 1,135 15,905 SH DEFINED 1, 2 15,905 0 0
ISHARES TR US PFD STK IDX 464288687 2,954 72,901 SH DEFINED 1, 2 71,648 0 1,253
JPMORGAN CHASE & CO COM 46625H100 233 4,906 SH DEFINED 1, 2 3,676 0 1,230
KAYNE ANDERSON MLP INVSMNT C COM 486606106 5,955 171,499 SH DEFINED 1, 2 170,002 0 1,497
KIMBERLY CLARK CORP COM 494368103 848 8,651 SH DEFINED 1, 2 6,777 0 1,874
LINCOLN ELEC HLDGS INC COM 533900106 212 3,912 SH DEFINED 1, 2 3,912 0 0
LKQ CORP COM 501889208 241 11,077 SH DEFINED 1, 2 11,077 0 0
LORILLARD INC COM 544147101 611 15,154 SH DEFINED 1, 2 15,154 0 0
MCCORMICK & CO INC COM NON VTG 579780206 272 3,704 SH DEFINED 1, 2 3,704 0 0
MCDONALDS CORP COM 580135101 429 4,303 SH DEFINED 1, 2 1,148 0 3,155
MCGRAW HILL COS INC COM 580645109 441 8,458 SH DEFINED 1, 2 8,424 0 34
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------------
NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
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MDU RES GROUP INC COM 552690109 455 18,195 SH DEFINED 1, 2 3,095 0 15,100
MEADWESTVACO CORP COM 583334107 1,138 31,381 SH DEFINED 1, 2 30,221 0 1,160
MERCK & CO INC NEW COM 58933Y105 225 5,089 SH DEFINED 1, 2 5,089 0 0
MICROSOFT CORP COM 594918104 690 24,127 SH DEFINED 1, 2 9,447 0 14,680
MILLER ENERGY RES INC COM 600527105 37 10,000 SH DEFINED 1, 2 10,000 0 0
MONSANTO CO NEW COM 61166W101 320 3,027 SH DEFINED 1, 2 2,345 0 682
NEWFIELD EXPL CO COM 651290108 848 37,833 SH DEFINED 1, 2 36,963 0 870
NEWS CORP CL A 65248E104 429 14,056 SH DEFINED 1, 2 2,981 0 11,075
NEXTERA ENERGY INC COM 65339F101 533 6,868 SH DEFINED 1, 2 6,323 0 545
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 644 16,885 SH DEFINED 1, 2 2,535 0 14,350
NORDSON CORP COM 655663102 791 12,001 SH DEFINED 1, 2 11,573 0 428
NORFOLK SOUTHERN CORP COM 655844108 229 2,994 SH DEFINED 1, 2 2,854 0 140
NORTHEAST UTILS COM 664397106 209 4,798 SH DEFINED 1, 2 4,760 0 38
NORTHROP GRUMMAN CORP COM 666807102 247 3,516 SH DEFINED 1, 2 3,486 0 30
NOVO-NORDISK A S ADR 670100205 430 2,660 SH DEFINED 1, 2 2,635 0 25
OGE ENERGY CORP COM 670837103 1,189 16,985 SH DEFINED 1, 2 16,345 0 640
ORACLE CORP COM 68389X105 405 12,541 SH DEFINED 1, 2 11,841 0 700
PENTAIR LTD SHS H6169Q108 981 18,593 SH DEFINED 1, 2 17,993 0 600
PEPSICO INC COM 713448108 400 5,050 SH DEFINED 1, 2 5,050 0 0
PG&E CORP COM 69331C108 245 5,500 SH DEFINED 1, 2 5,458 0 42
PHILLIPS 66 COM 718546104 251 3,588 SH DEFINED 1, 2 3,588 0 0
PIMCO ETF TR 0-5 HIGH YIELD 72201R783 239 2,285 SH DEFINED 1, 2 1,755 0 530
POLARIS INDS INC COM 731068102 789 8,531 SH DEFINED 1, 2 8,246 0 285
PPG INDS INC COM 693506107 276 2,058 SH DEFINED 1, 2 2,058 0 0
PPL CORP COM 69351T106 202 6,455 SH DEFINED 1, 2 6,415 0 40
PRICELINE COM INC COM NEW 741503403 440 640 SH DEFINED 1, 2 564 0 76
PUBLIC SVC ENTERPRISE GROUP COM 744573106 275 8,011 SH DEFINED 1, 2 7,031 0 980
QUALCOMM INC COM 747525103 667 9,961 SH DEFINED 1, 2 8,421 0 1,540
REPUBLIC SVCS INC COM 760759100 544 16,483 SH DEFINED 1, 2 6,533 0 9,950
SAFEWAY INC COM NEW 786514208 1,238 46,997 SH DEFINED 1, 2 45,397 0 1,600
SCHLUMBERGER LTD COM 806857108 273 3,650 SH DEFINED 1, 2 2,920 0 730
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 855 16,134 SH DEFINED 1, 2 4,639 0 11,495
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 674 16,944 SH DEFINED 1, 2 260 0 16,684
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 651 14,178 SH DEFINED 1, 2 0 0 14,178
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------------
NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
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SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,974 108,385 SH DEFINED 1, 2 72,880 0 35,505
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3,096 79,214 SH DEFINED 1, 2 77,854 0 1,360
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 631 16,097 SH DEFINED 1, 2 225 0 15,872
SEMPRA ENERGY COM 816851109 355 4,445 SH DEFINED 1, 2 4,413 0 32
SMITHFIELD FOODS INC COM 832248108 1,166 44,056 SH DEFINED 1, 2 42,586 0 1,470
SPDR GOLD TRUST GOLD SHS 78463V107 966 6,255 SH DEFINED 1, 2 5,465 0 790
SPDR SERIES TRUST S&P DIVID ETF 78464A763 1,229 18,633 SH DEFINED 1, 2 18,633 0 0
STARBUCKS CORP COM 855244109 220 3,866 SH DEFINED 1, 2 3,041 0 825
SWS GROUP INC COM 78503N107 8,926 1,475,387 SH SOLE 1,475,387 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 1,066 13,937 SH DEFINED 1, 2 4,537 0 9,400
THOR INDS INC COM 885160101 888 24,146 SH DEFINED 1, 2 23,441 0 705
TIMKEN CO COM 887389104 1,411 24,946 SH DEFINED 1, 2 24,131 0 815
TRACTOR SUPPLY CO COM 892356106 226 2,168 SH DEFINED 1, 2 1,773 0 395
TRINITY INDS INC COM 896522109 1,510 33,321 SH DEFINED 1, 2 32,261 0 1,060
TUPPERWARE BRANDS CORP COM 899896104 545 6,661 SH DEFINED 1, 2 6,621 0 40
UNITED TECHNOLOGIES CORP COM 913017109 500 5,347 SH DEFINED 1, 2 4,964 0 383
UNS ENERGY CORP COM 903119105 280 5,712 SH DEFINED 1, 2 5,680 0 32
URS CORP NEW COM 903236107 1,499 31,638 SH DEFINED 1, 2 30,713 0 925
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 762 9,412 SH DEFINED 1, 2 9,263 0 149
VANGUARD INDEX FDS REIT ETF 922908553 476 6,750 SH DEFINED 1, 2 5,685 0 1,065
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 994 23,174 SH DEFINED 1, 2 20,114 0 3,060
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 202 5,543 SH DEFINED 1, 2 5,543 0 0
VISA INC COM CL A 92826C839 641 3,775 SH DEFINED 1, 2 3,382 0 393
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 558 19,665 SH DEFINED 1, 2 3,765 0 15,900
WAL-MART STORES INC COM 931142103 337 4,514 SH DEFINED 1, 2 3,884 0 630
WATSCO INC COM 942622200 313 3,724 SH DEFINED 1, 2 3,724 0 0
WELLS FARGO & CO NEW COM 949746101 427 11,542 SH DEFINED 1, 2 9,962 0 1,580
WESCO INTL INC COM 95082P105 392 5,410 SH DEFINED 1, 2 1,150 0 4,260
WESTERN UN CO COM 959802109 919 61,135 SH DEFINED 1, 2 29,885 0 31,250