Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): March 1, 2010
HERITAGE COMMERCE
CORP
(Exact
name of registrant as specified in its charter)
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California
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000-23877
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77-0469558
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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150
Almaden Boulevard, San Jose, California
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95113
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (408) 947-6900
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Not
Applicable
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(Former
name or former address, if changed since last
report.)
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Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (See General Instruction A.2. below):
□ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
□
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
□ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
□ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
ITEM
7.01 REGULATION FD
DISCLOSURE.
Heritage Commerce Corp is scheduled to present at Sandler
O’Neill’s 2010 West Coast Financial Services Conference at the Ritz-Carlton,
Marina Del Rey, California. Walter T. Kaczmarek, President and Chief
Executive Officer, is scheduled to present on Tuesday, March 2, 2010 at 7:45
a.m. The presentation will be archived for 30 days after the
conference, beginning March 3, 2010, and can be viewed at http://www.sandleroneill.com. A
copy of the information in the slide presentation is included as Exhibit 99.2.
This Form 8-K and the information included as exhibits shall not be deemed to be
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as
amended (“Exchange Act”), nor shall it be incorporated by reference into a
filing under the Securities Act of 1933, as amended (“Securities Act”), or the
Exchange Act, except as expressly set forth by specific reference in such a
filing. The furnishing of the information in this report is not
intended to, and does not, constitute a determination or admission by the
Company that the information in this report is material or complete, or that
investors should consider this information before making an investment decision
with respect to any security of the Registrant or any of its
affiliates. The information in the materials is presented as of
December 31, 2009, and the Company does not assume any obligations to update
such information in the future.
A copy of the press release announcing the Company’s
participation in the Conference is attached as Exhibit
99.1.
ITEM 9.01 FINANCIAL STATEMENTS AND
EXHIBITS.
(D)
Exhibits.
| 99.1 |
Press
Release, dated March 1, 2010, entitled, "Heritage Commerce Corp to
Present at Sandler O'Neill's West Coast Financial Services
Conference.
|
| 99.1 |
Slide
presentation to investors to be presented on March 2,
2010 by the registrant's President and Chief Executive
Officer.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
Date: March
1, 2010
Heritage
Commerce Corp
By: /s/ Lawrence D.
McGovern
Name:
Lawrence D. McGovern
Executive
Vice President and Chief Financial Officer
INDEX TO EXHIBITS
EXHIBIT
NO. DESCRIPTION
| 99.1 |
Press
Release, dated March 1, 2010, entitled "Heritage Commerce Corp to Present
at Sandler
O'Neill's West Coast Financial
Services Conference"
|
| 99.2 |
Slide presentation
to investors to be presented on March 2, 2010, by the
registrant's
President and
Chief Executive Officer
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