UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number:
811-08747
 
 
Dividend and Income Fund
(Exact name of registrant as specified in charter)
 
 
11 Hanover Square, 12th Floor, New York, NY
10005
(Address of principal executive offices)
(Zip code)

John F. Ramirez, Esq.
Dividend and Income Fund
11 Hanover Square, 12th Floor
New York, NY 10005

Registrant's telephone number, including area code:
1-212-785-0900

Date of fiscal year end:
12/31
 
Date of reporting period:
07/01/2016 - 06/30/2017

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 
Item 1. Proxy Voting Record

 

Dividend and Income Fund

 
ALASKA AIR GROUP, INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL
Ticker:  ALK
Security ID:  011659109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Patricia M. Bedient Management For For
1b Elect Director Marion C. Blakey Management For For
1c Elect Director Phyllis J. Campbell Management For For
1d Elect Director Dhiren R. Fonseca Management For For
1e Elect Director Jessie J. Knight, Jr. Management For For
1f Elect Director Dennis F. Madsen Management For For
1g Elect Director Helvi K. Sandvik Management For For
1h Elect Director J. Kenneth Thompson Management For For
1i Elect Director Bradley D. Tilden Management For For
1j Elect Director Eric K. Yeaman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Increase Authorized Common Stock Management For For
5 Ratify KPMG LLP as Auditors Management For For
6 Amend Proxy Access Right Shareholder Against For
 
ALLEGIANT TRAVEL COMPANY
Meeting Date:  JUN 29, 2017
Record Date:  MAY 01, 2017
Meeting Type:  ANNUAL
Ticker:  ALGT
Security ID:  01748X102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Montie Brewer Management For For
1B Elect Director Gary Ellmer Management For For
1C Elect Director Maurice J. Gallagher, Jr. Management For For
1D Elect Director Linda A. Marvin Management For For
1E Elect Director Charles W. Pollard Management For For
1F Elect Director John Redmond Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Advisory Vote on Say on Pay Frequency Management Three Years One Year
4 Ratify KPMG LLP as Auditors Management For For
 
AMERICAN EXPRESS COMPANY
Meeting Date:  MAY 01, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL
Ticker:  AXP
Security ID:  025816109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Charlene Barshefsky Management For For
1b Elect Director John J. Brennan Management For For
1c Elect Director Ursula M. Burns Management For For
1d Elect Director Kenneth I. Chenault Management For For
1e Elect Director Peter Chernin Management For For
1f Elect Director Ralph de la Vega Management For For
1g Elect Director Anne L. Lauvergeon Management For For
1h Elect Director Michael O. Leavitt Management For For
1i Elect Director Theodore J. Leonsis Management For For
1j Elect Director Richard C. Levin Management For For
1k Elect Director Samuel J. Palmisano Management For For
1l Elect Director Daniel L. Vasella Management For For
1m Elect Director Robert D. Walter Management For For
1n Elect Director Ronald A. Williams Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Provide Right to Act by Written Consent Shareholder Against For
6 Report on Gender Pay Gap Shareholder Against Against
 
AMERIPRISE FINANCIAL, INC.
Meeting Date:  APR 26, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL
Ticker:  AMP
Security ID:  03076C106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James M. Cracchiolo Management For For
1b Elect Director Dianne Neal Blixt Management For For
1c Elect Director Amy DiGeso Management For For
1d Elect Director Lon R. Greenberg Management For For
1e Elect Director Siri S. Marshall Management For For
1f Elect Director Jeffrey Noddle Management For For
1g Elect Director H. Jay Sarles Management For For
1h Elect Director Robert F. Sharpe, Jr. Management For For
1i Elect Director Christopher J. Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
AMERISOURCEBERGEN CORPORATION
Meeting Date:  MAR 02, 2017
Record Date:  JAN 03, 2017
Meeting Type:  ANNUAL
Ticker:  ABC
Security ID:  03073E105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Ornella Barra Management For For
1.2 Elect Director Steven H. Collis Management For For
1.3 Elect Director Douglas R. Conant Management For For
1.4 Elect Director D. Mark Durcan Management For For
1.5 Elect Director Richard W. Gochnauer Management For For
1.6 Elect Director Lon R. Greenberg Management For For
1.7 Elect Director Jane E. Henney Management For For
1.8 Elect Director Kathleen W. Hyle Management For For
1.9 Elect Director Michael J. Long Management For For
1.10 Elect Director Henry W. McGee Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Provide Directors May Be Removed With or Without Cause Management For For
 
AMGEN INC.
Meeting Date:  MAY 19, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL
Ticker:  AMGN
Security ID:  031162100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1. Elect Director David Baltimore Management For For
1.2 Elect Director Robert A. Bradway Management For For
1.3 Elect Director Francois de Carbonnel Management For For
1.4 Elect Director Robert A. Eckert Management For For
1.5 Elect Director Greg C. Garland Management For For
1.6 Elect Director Fred Hassan Management For For
1.7 Elect Director Rebecca M. Henderson Management For For
1.8 Elect Director Frank C. Herringer Management For For
1.9 Elect Director Charles M. Holley, Jr. Management For For
1.10 Elect Director Tyler Jacks Management For For
1.11 Elect Director Ellen J. Kullman Management For For
1.12 Elect Director Ronald D. Sugar Management For For
1.13 Elect Director R. Sanders Williams Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Provide Vote Counting to Exclude Abstentions Shareholder Against Against
 
APPLE INC.
Meeting Date:  FEB 28, 2017
Record Date:  DEC 30, 2016
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director James Bell Management For For
1.2 Elect Director Tim Cook Management For For
1.3 Elect Director Al Gore Management For For
1.4 Elect Director Bob Iger Management For For
1.5 Elect Director Andrea Jung Management For For
1.6 Elect Director Art Levinson Management For For
1.7 Elect Director Ron Sugar Management For For
1.8 Elect Director Sue Wagner Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Disclose Charitable Contributions Shareholder Against Against
6 Adopt Policy to Increase Diversity of Senior Management and Board of Directors Shareholder Against Against
7 Proxy Access Amendments Shareholder Against For
8 Engage Outside Independent Experts for Compensation Reforms Shareholder Against Against
9 Adopt Share Retention Policy For Senior Executives Shareholder Against For
 
ASSURED GUARANTY LTD.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 08, 2017
Meeting Type:  ANNUAL
Ticker:  AGO
Security ID:  G0585R106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Francisco L. Borges Management For For
1b Elect Director G. Lawrence Buhl Management For For
1c Elect Director Dominic J. Frederico Management For For
1d Elect Director Bonnie L. Howard Management For For
1e Elect Director Thomas W. Jones Management For For
1f Elect Director Patrick W. Kenny Management For For
1g Elect Director Alan J. Kreczko Management For For
1h Elect Director Simon W. Leathes Management For For
1i Elect Director Michael T. O'Kane Management For For
1j Elect Director Yukiko Omura Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
5aa Elect Howard W. Albert as Director of Assured Guaranty Re Ltd Management For For
5ab Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd Management For For
5ac Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd Management For For
5ad Elect Gary Burnet as Director of Assured Guaranty Re Ltd Management For For
5ae Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd Management For For
5af Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd Management For For
5ag Elect James M. Michener as Director of Assured Guaranty Re Ltd Management For For
5ah Elect Walter A. Scott as Director of Assured Guaranty Re Ltd Management For For
5B Ratify PricewaterhouseCoopers LLP as AG Re's as Auditors Management For For
 
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
Meeting Date:  DEC 16, 2016
Record Date:  DEC 14, 2016
Meeting Type:  ANNUAL
Ticker:  ANZ
Security ID:  Q09504137
Proposal No Proposal Proposed By Management Recommendation Vote Cast
2 Approve the Remuneration Report Management For For
3 Approve the Grant of Performance Rights to Shayne Elliot, Chief Executive Officer of the Company Management For For
4a Elect S. J. Halton as Director Management For For
4b Elect G. R. Liebelt as Director Management For For
 
AVNET, INC.
Meeting Date:  NOV 10, 2016
Record Date:  SEP 13, 2016
Meeting Type:  ANNUAL
Ticker:  AVT
Security ID:  053807103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Rodney C. Adkins Management For For
1b Elect Director William J. Amelio Management For For
1c Elect Director J. Veronica Biggins Management For For
1d Elect Director Michael A. Bradley Management For For
1e Elect Director R. Kerry Clark Management For For
1f Elect Director James A. Lawrence Management For For
1g Elect Director Avid Modjtabai Management For For
1h Elect Director Ray M. Robinson Management For For
1i Elect Director William H. Schumann, III Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Omnibus Stock Plan Management For For
4 Ratify KPMG LLP as Auditors Management For For
 
BIG LOTS, INC.
Meeting Date:  MAY 25, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  BIG
Security ID:  089302103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jeffrey P. Berger Management For For
1.2 Elect Director David J. Campisi Management For For
1.3 Elect Director James R. Chambers Management For For
1.4 Elect Director Marla C. Gottschalk Management For For
1.5 Elect Director Cynthia T. Jamison Management For For
1.6 Elect Director Philip E. Mallott Management For For
1.7 Elect Director Nancy A. Reardon Management For For
1.8 Elect Director Wendy L. Schoppert Management For For
1.9 Elect Director Russell E. Solt Management For For
2 Approve Omnibus Stock Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Ratify Deloitte & Touche LLP as Auditors Management For For
 
BORGWARNER INC.
Meeting Date:  APR 26, 2017
Record Date:  MAR 01, 2017
Meeting Type:  ANNUAL
Ticker:  BWA
Security ID:  099724106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jan Carlson Management For For
1b Elect Director Dennis C. Cuneo Management For For
1c Elect Director Michael S. Hanley Management For For
1d Elect Director Roger A. Krone Management For For
1e Elect Director John R. McKernan, Jr. Management For For
1f Elect Director Alexis P. Michas Management For For
1g Elect Director Vicki L. Sato Management For For
1h Elect Director Richard O. Schaum Management For For
1i Elect Director Thomas T. Stallkamp Management For For
1j Elect Director James R. Verrier Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Provide Right to Act by Written Consent Shareholder Against For
 
CAL-MAINE FOODS, INC.
Meeting Date:  SEP 30, 2016
Record Date:  AUG 05, 2016
Meeting Type:  ANNUAL
Ticker:  CALM
Security ID:  128030202
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Adolphus B. Baker Management For Withhold
1.2 Elect Director Timothy A. Dawson Management For Withhold
1.3 Elect Director Letitia C. Hughes Management For For
1.4 Elect Director Sherman L. Miller Management For Withhold
1.5 Elect Director James E. Poole Management For For
1.6 Elect Director Steve W. Sanders Management For For
2 Ratify Frost, PLLC as Auditors Management For For
 
CAPITAL ONE FINANCIAL CORPORATION
Meeting Date:  MAY 04, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  COF
Security ID:  14040H105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Richard D. Fairbank Management For For
1B Elect Director Ann Fritz Hackett Management For For
1C Elect Director Lewis Hay, III Management For For
1D Elect Director Benjamin P. Jenkins, III Management For For
1E Elect Director Peter Thomas Killalea Management For For
1F Elect Director Pierre E. Leroy Management For For
1G Elect Director Peter E. Raskind Management For For
1H Elect Director Mayo A. Shattuck, III Management For For
1I Elect Director Bradford H. Warner Management For For
1J Elect Director Catherine G. West Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Amend Nonqualified Employee Stock Purchase Plan Management For For
6 Provide Right to Act by Written Consent Shareholder Against For
 
CARTER'S, INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  CRI
Security ID:  146229109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Amy Woods Brinkley Management For For
1b Elect Director Michael D. Casey Management For For
1c Elect Director A. Bruce Cleverly Management For For
1d Elect Director Jevin S. Eagle Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4a Declassify the Board of Directors Management For For
4b Declassify the Board of Directors Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
CISCO SYSTEMS, INC.
Meeting Date:  DEC 12, 2016
Record Date:  OCT 14, 2016
Meeting Type:  ANNUAL
Ticker:  CSCO
Security ID:  17275R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Carol A. Bartz Management For For
1b Elect Director M. Michele Burns Management For For
1c Elect Director Michael D. Capellas Management For For
1d Elect Director John T. Chambers Management For For
1e Elect Director Amy L. Chang Management For For
1f Elect Director John L. Hennessy Management For For
1g Elect Director Kristina M. Johnson Management For For
1h Elect Director Roderick C. McGeary Management For For
1i Elect Director Charles H. Robbins Management For For
1j Elect Director Arun Sarin Management For For
1k Elect Director Steven M. West Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Report on Arab and non-Arab Employees using EEO-1 Categories Shareholder Against Against
6 Establish Board Committee on Operations in Israeli Settlements Shareholder Against Against
 
COHEN & STEERS, INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 09, 2017
Meeting Type:  ANNUAL
Ticker:  CNS
Security ID:  19247A100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Martin Cohen Management For For
1b Elect Director Robert H. Steers Management For For
1c Elect Director Peter L. Rhein Management For For
1d Elect Director Richard P. Simon Management For For
1e Elect Director Edmond D. Villani Management For For
1f Elect Director Frank T. Connor Management For For
1g Elect Director Reena Aggarwal Management For For
2 Amend Omnibus Stock Plan Management For Against
3 Amend Executive Incentive Bonus Plan Management For For
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
COSTAMARE INC.
Meeting Date:  OCT 12, 2016
Record Date:  AUG 23, 2016
Meeting Type:  ANNUAL
Ticker:  CMRE
Security ID:  Y1771G102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Konstantinos Konstantakopoulos Management For Against
1b Elect Director Charlotte Stratos Management For For
2 Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors Management For For
 
CREDIT ACCEPTANCE CORPORATION
Meeting Date:  JUN 07, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL
Ticker:  CACC
Security ID:  225310101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Glenda J. Flanagan Management For For
1.2 Elect Director Brett A. Roberts Management For For
1.3 Elect Director Thomas N. Tryforos Management For For
1.4 Elect Director Scott J. Vassalluzzo Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Grant Thornton LLP as Auditors Management For For
 
CUMMINS INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL
Ticker:  CMI
Security ID:  231021106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director N. Thomas Linebarger Management For For
2 Elect Director Robert J. Bernhard Management For Against
3 Elect Director Franklin R. Chang Diaz Management For Against
4 Elect Director Bruno V. Di Leo Allen Management For Against
5 Elect Director Stephen B. Dobbs Management For Against
6 Elect Director Robert K. Herdman Management For Against
7 Elect Director Alexis M. Herman Management For Against
8 Elect Director Thomas J. Lynch Management For Against
9 Elect Director William I. Miller Management For Against
10 Elect Director Georgia R. Nelson Management For Against
11 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
12 Advisory Vote on Say on Pay Frequency Management One Year One Year
13 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
14 Amend Omnibus Stock Plan Management For For
15 Provide Proxy Access Right Management For For
16 Amend Proxy Access Right Shareholder Against For
 
DELUXE CORPORATION
Meeting Date:  MAY 02, 2017
Record Date:  MAR 06, 2017
Meeting Type:  ANNUAL
Ticker:  DLX
Security ID:  248019101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Ronald C. Baldwin Management For For
1.2 Elect Director Cheryl E. Mayberry McKissack Management For For
1.3 Elect Director Don J. McGrath Management For For
1.4 Elect Director Neil J. Metviner Management For For
1.5 Elect Director Stephen P. Nachtsheim Management For For
1.6 Elect Director Thomas J. Reddin Management For For
1.7 Elect Director Martyn R. Redgrave Management For For
1.8 Elect Director Lee J. Schram Management For For
1.9 Elect Director John L. Stauch Management For For
1.10 Elect Director Victoria A. Treyger Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Approve Executive Incentive Bonus Plan Management For For
5 Approve Omnibus Stock Plan Management For For
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
DICK'S SPORTING GOODS, INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL
Ticker:  DKS
Security ID:  253393102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Edward W. Stack Management For For
1b Elect Director Jacqualyn A. Fouse Management For For
1c Elect Director Lawrence J. Schorr Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Amend Omnibus Stock Plan Management For Against
 
DILLARD'S, INC.
Meeting Date:  MAY 20, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL
Ticker:  DDS
Security ID:  254067101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Frank R. Mori Management For For
1b Elect Director Reynie Rutledge Management For For
1c Elect Director J.C. Watts, Jr. Management For For
1d Elect Director Nick White Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Amend Non-Employee Director Restricted Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management Three Years One Year
6 Require Independent Board Chairman Shareholder Against For
 
DISCOVER FINANCIAL SERVICES
Meeting Date:  MAY 11, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  DFS
Security ID:  254709108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jeffrey S. Aronin Management For For
1.2 Elect Director Mary K. Bush Management For For
1.3 Elect Director Gregory C. Case Management For For
1.4 Elect Director Candace H. Duncan Management For For
1.5 Elect Director Joseph F. Eazor Management For For
1.6 Elect Director Cynthia A. Glassman Management For For
1.7 Elect Director Richard H. Lenny Management For For
1.8 Elect Director Thomas G. Maheras Management For For
1.9 Elect Director Michael H. Moskow Management For For
1.10 Elect Director David W. Nelms Management For For
1.11 Elect Director Mark A. Thierer Management For For
1.12 Elect Director Lawrence A. Weinbach Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Deloitte & Touche LLP as Auditors Management For For
 
DOLLAR GENERAL CORPORATION
Meeting Date:  MAY 31, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL
Ticker:  DG
Security ID:  256677105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Warren F. Bryant Management For For
1b Elect Director Michael M. Calbert Management For For
1c Elect Director Sandra B. Cochran Management For For
1d Elect Director Patricia D. Fili-Krushel Management For For
1e Elect Director Paula A. Price Management For For
1f Elect Director William C. Rhodes, III Management For For
1g Elect Director David B. Rickard Management For For
1h Elect Director Todd J. Vasos Management For For
2 Amend Omnibus Stock Plan Management For For
3 Amend Executive Incentive Bonus Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management Three Years One Year
6 Ratify Ernst & Young LLP as Auditors Management For For
 
DST SYSTEMS, INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL
Ticker:  DST
Security ID:  233326107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Joseph C. Antonellis Management For For
1.2 Elect Director Jerome H. Bailey Management For For
1.3 Elect Director Lynn Dorsey Bleil Management For For
1.4 Elect Director Gary D. Forsee Management For For
1.5 Elect Director Stephen C. Hooley Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
EATON CORPORATION PLC
Meeting Date:  APR 26, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  ETN
Security ID:  G29183103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Craig Arnold Management For For
1b Elect Director Todd M. Bluedorn Management For For
1c Elect Director Christopher M. Connor Management For For
1d Elect Director Michael J. Critelli Management For For
1e Elect Director Richard H. Fearon Management For For
1f Elect Director Charles E. Golden Management For For
1g Elect Director Arthur E. Johnson Management For For
1h Elect Director Deborah L. McCoy Management For For
1i Elect Director Gregory R. Page Management For For
1j Elect Director Sandra Pianalto Management For For
1k Elect Director Gerald B. Smith Management For For
1l Elect Director Dorothy C. Thompson Management For For
2 Provide Proxy Access Right Management For For
3 Amend Articles of Association regarding Bringing Shareholder Business and Making Director Nominations at an Annual General Meeting Management For For
4 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Advisory Vote on Say on Pay Frequency Management One Year One Year
7 Authorize Issue of Equity with Pre-emptive Rights Management For For
8 Authorize Issue of Equity without Pre-emptive Rights Management For For
9 Approval of Overseas Market Purchases of the Company Shares Management For For
 
EMERSON ELECTRIC CO.
Meeting Date:  FEB 07, 2017
Record Date:  NOV 29, 2016
Meeting Type:  ANNUAL
Ticker:  EMR
Security ID:  291011104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director D.N. Farr Management For For
1.2 Elect Director W.R. Johnson Management For For
1.3 Elect Director M.S. Levatich Management For For
1.4 Elect Director J.W. Prueher Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
5 Require Independent Board Chairman Shareholder Against For
6 Report on Political Contributions Shareholder Against For
7 Report on Lobbying Payments and Policy Shareholder Against For
8 Adopt Quantitative Company-wide GHG Goals Shareholder Against For
 
FIRST AMERICAN FINANCIAL CORPORATION
Meeting Date:  MAY 09, 2017
Record Date:  MAR 16, 2017
Meeting Type:  ANNUAL
Ticker:  FAF
Security ID:  31847R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director James L. Doti Management For For
1.2 Elect Director Michael D. McKee Management For For
1.3 Elect Director Thomas V. McKernan Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Amend Omnibus Stock Plan Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
FORD MOTOR COMPANY
Meeting Date:  MAY 11, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL
Ticker:  F
Security ID:  345370860
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Stephen G. Butler Management For For
1b Elect Director Kimberly A. Casiano Management For For
1c Elect Director Anthony F. Earley, Jr. Management For For
1d Elect Director Mark Fields Management For For
1e Elect Director Edsel B. Ford, II Management For For
1f Elect Director William Clay Ford, Jr. Management For For
1g Elect Director William W. Helman, IV Management For For
1h Elect Director Jon M. Huntsman, Jr. Management For For
1i Elect Director William E. Kennard Management For For
1j Elect Director John C. Lechleiter Management For For
1k Elect Director Ellen R. Marram Management For For
1l Elect Director John L. Thornton Management For For
1m Elect Director Lynn M. Vojvodich Management For For
1n Elect Director John S. Weinberg Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Approve Recapitalization Plan for all Stock to Have One-vote per Share Shareholder Against For
6 Report on Lobbying Payments and Policy Shareholder Against For
 
FRANKLIN RESOURCES, INC.
Meeting Date:  FEB 15, 2017
Record Date:  DEC 19, 2016
Meeting Type:  ANNUAL
Ticker:  BEN
Security ID:  354613101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Peter K. Barker Management For For
1b Elect Director Mariann Byerwalter Management For For
1c Elect Director Charles E. Johnson Management For For
1d Elect Director Gregory E. Johnson Management For For
1e Elect Director Rupert H. Johnson, Jr. Management For For
1f Elect Director Mark C. Pigott Management For For
1g Elect Director Chutta Ratnathicam Management For For
1h Elect Director Laura Stein Management For For
1i Elect Director Seth H. Waugh Management For For
1j Elect Director Geoffrey Y. Yang Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management Three Years One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Report on Climate Change Position and Proxy Voting Shareholder Against Against
6 Report on Executive Pay and Proxy Voting Shareholder Against Against
 
GAMCO INVESTORS, INC.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL
Ticker:  GBL
Security ID:  361438104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Edwin L. Artzt Management For For
1.2 Elect Director Raymond C. Avansino, Jr. Management For For
1.3 Elect Director Leslie B. Daniels Management For For
1.4 Elect Director Mario J. Gabelli Management For Withhold
1.5 Elect Director Eugene R. McGrath Management For For
1.6 Elect Director Robert S. Prather, Jr. Management For For
1.7 Elect Director Elisa M. Wilson Management For Withhold
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Approve the Issuance of Shares to Mario J. Gabelli Management For Against
4 Amend Omnibus Stock Plan Management For Against
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
6 Advisory Vote on Say on Pay Frequency Management Three Years One Year
7 Reclassification of Class B Stock Management For For
 
GAP INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL
Ticker:  GPS
Security ID:  364760108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Robert J. Fisher Management For Against
1b Elect Director William S. Fisher Management For For
1c Elect Director Tracy Gardner Management For For
1d Elect Director Brian Goldner Management For For
1e Elect Director Isabella D. Goren Management For For
1f Elect Director Bob L. Martin Management For For
1g Elect Director Jorge P. Montoya Management For For
1h Elect Director Arthur Peck Management For For
1i Elect Director Mayo A. Shattuck, III Management For For
1j Elect Director Katherine Tsang Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Amend Qualified Employee Stock Purchase Plan Management For For
6 Adopt Guidelines for Country Selection Shareholder Against Against
 
GENERAL MOTORS COMPANY
Meeting Date:  JUN 06, 2017
Record Date:  APR 07, 2017
Meeting Type:  PROXY CONTEST
Ticker:  GM
Security ID:  37045V100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
Management Proxy (White Proxy Card)
1.1 Elect Director Joseph J. Ashton Management For For
1.2 Elect Director Mary T. Barra Management For For
1.3 Elect Director Linda R. Gooden Management For For
1.4 Elect Director Joseph Jimenez Management For For
1.5 Elect Director Jane L. Mendillo Management For For
1.6 Elect Director Michael G. Mullen Management For For
1.7 Elect Director James J. Mulva Management For For
1.8 Elect Director Patricia F. Russo Management For For
1.9 Elect Director Thomas M. Schoewe Management For For
1.10 Elect Director Theodore M. Solso Management For For
1.11 Elect Director Carol M. Stephenson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Executive Incentive Bonus Plan Management For For
4 Approve Omnibus Stock Plan Management For For
5 Ratify Deloitte & Touche LLP as Auditors Management For For
6 Require Independent Board Chairman Shareholder Against For
7 Creation of Dual-Class Common Stock Shareholder Against Against
Proposal No Proposal Proposed By Dissident Recommendation Vote Cast
Dissident Proxy (Green Proxy Card)
1.1 Elect Directors Leo Hindery, Jr. Shareholder For Did Not Vote
1.2 Elect Director Vinit Sethi Shareholder For Did Not Vote
1.3 Elect Director William N. Thorndike, Jr. Shareholder For Did Not Vote
1.4 Management Nominee Joseph J. Ashton Shareholder For Did Not Vote
1.5 Management Nominee Mary T. Barra Shareholder For Did Not Vote
1.6 Management Nominee Linda R. Gooden Shareholder For Did Not Vote
1.7 Management Nominee Joseph Jimenez Shareholder For Did Not Vote
1.8 Management Nominee James J. Mulva Shareholder For Did Not Vote
1.9 Management Nominee Patricia F. Russo Shareholder For Did Not Vote
1.10 Management Nominee Thomas M. Schoewe Shareholder For Did Not Vote
1.11 Management Nominee Theodore M. Solso Shareholder For Did Not Vote
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Did Not Vote
3 Approve Executive Incentive Bonus Plan Management For Did Not Vote
4 Approve Omnibus Stock Plan Management For Did Not Vote
5 Ratify Deloitte & Touche LLP as Auditors Management For Did Not Vote
6 Require Independent Board Chairman Shareholder Against Did Not Vote
7 Creation of Dual-Class Common Stock Shareholder For Did Not Vote
 
GILEAD SCIENCES, INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 16, 2017
Meeting Type:  ANNUAL
Ticker:  GILD
Security ID:  375558103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John F. Cogan Management For For
1b Elect Director Kelly A. Kramer Management For For
1c Elect Director Kevin E. Lofton Management For For
1d Elect Director John C. Martin Management For For
1e Elect Director John F. Milligan Management For For
1f Elect Director Nicholas G. Moore Management For For
1g Elect Director Richard J. Whitley Management For For
1h Elect Director Gayle E. Wilson Management For For
1i Elect Director Per Wold-Olsen Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Amend Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
6 Provide Right to Act by Written Consent Shareholder Against For
7 Require Independent Board Chairman Shareholder Against For
 
GRAND CANYON EDUCATION, INC.
Meeting Date:  JUN 14, 2017
Record Date:  APR 20, 2017
Meeting Type:  ANNUAL
Ticker:  LOPE
Security ID:  38526M106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Brian E. Mueller Management For For
1.2 Elect Director Sara R. Dial Management For For
1.3 Elect Director Jack A. Henry Management For For
1.4 Elect Director Kevin F. Warren Management For For
1.5 Elect Director David J. Johnson Management For For
2 Approve Omnibus Stock Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Ratify KPMG LLP as Auditors Management For For
 
H&R BLOCK, INC.
Meeting Date:  SEP 08, 2016
Record Date:  JUL 08, 2016
Meeting Type:  ANNUAL
Ticker:  HRB
Security ID:  093671105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Angela N. Archon Management For For
1b Elect Director Paul J. Brown Management For For
1c Elect Director William C. Cobb Management For For
1d Elect Director Robert A. Gerard Management For For
1e Elect Director Richard A. Johnson Management For For
1f Elect Director David Baker Lewis Management For For
1g Elect Director Victoria J. Reich Management For For
1h Elect Director Bruce C. Rohde Management For For
1i Elect Director Tom D. Seip Management For For
1j Elect Director Christianna Wood Management For For
1k Elect Director James F. Wright Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Proxy Access Shareholder Against For
 
HEXCEL CORPORATION
Meeting Date:  MAY 04, 2017
Record Date:  MAR 09, 2017
Meeting Type:  ANNUAL
Ticker:  HXL
Security ID:  428291108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Nick L. Stanage Management For For
1.2 Elect Director Joel S. Beckman Management For For
1.3 Elect Director Lynn Brubaker Management For For
1.4 Elect Director Jeffrey C. Campbell Management For For
1.5 Elect Director Cynthia M. Egnotovich Management For For
1.6 Elect Director W. Kim Foster Management For For
1.7 Elect Director Thomas A. Gendron Management For For
1.8 Elect Director Jeffrey A. Graves Management For For
1.9 Elect Director Guy C. Hachey Management For For
1.10 Elect Director David L. Pugh Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
 
HFF, INC.
Meeting Date:  MAY 25, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL
Ticker:  HF
Security ID:  40418F108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mark D. Gibson Management For For
1.2 Elect Director George L. Miles, Jr. Management For For
1.3 Elect Director Joe B. Thornton, Jr. Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
HONEYWELL INTERNATIONAL INC.
Meeting Date:  APR 24, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL
Ticker:  HON
Security ID:  438516106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Darius Adamczyk Management For For
1B Elect Director William S. Ayer Management For For
1C Elect Director Kevin Burke Management For For
1D Elect Director Jaime Chico Pardo Management For For
1E Elect Director David M. Cote Management For For
1F Elect Director D. Scott Davis Management For For
1G Elect Director Linnet F. Deily Management For For
1H Elect Director Judd Gregg Management For For
1I Elect Director Clive Hollick Management For For
1J Elect Director Grace D. Lieblein Management For For
1K Elect Director George Paz Management For For
1L Elect Director Bradley T. Sheares Management For For
1M Elect Director Robin L. Washington Management For For
2 Advisory Vote on Say on Pay Frequency Management One Year One Year
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Require Independent Board Chairman Shareholder Against For
6 Political Lobbying Disclosure Shareholder Against For
 
HUNTINGTON INGALLS INDUSTRIES, INC.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 09, 2017
Meeting Type:  ANNUAL
Ticker:  HII
Security ID:  446413106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Augustus L. Collins Management For For
1.2 Elect Director Kirkland H. Donald Management For For
1.3 Elect Director Thomas B. Fargo Management For For
1.4 Elect Director Victoria D. Harker Management For For
1.5 Elect Director Anastasia D. Kelly Management For For
1.6 Elect Director Thomas C. Schievelbein Management For For
1.7 Elect Director John K. Welch Management For For
1.8 Elect Director Stephen R. Wilson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Amend Bundled Compensation Plans Management For For
5 Amend Proxy Access Right Shareholder Against For
 
ILG, INC.
Meeting Date:  MAY 15, 2017
Record Date:  MAR 21, 2017
Meeting Type:  ANNUAL
Ticker:  ILG
Security ID:  44967H101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Craig M. Nash Management For For
1.2 Elect Director David Flowers Management For For
1.3 Elect Director Victoria L. Freed Management For For
1.4 Elect Director Lizanne Galbreath Management For For
1.5 Elect Director Chad Hollingsworth Management For For
1.6 Elect Director Lewis J. Korman Management For For
1.7 Elect Director Thomas J. Kuhn Management For For
1.8 Elect Director Thomas J. McInerney Management For For
1.9 Elect Director Thomas P. Murphy, Jr. Management For For
1.10 Elect Director Stephen R. Quazzo Management For For
1.11 Elect Director Sergio D. Rivera Management For For
1.12 Elect Director Thomas O. Ryder Management For For
1.13 Elect Director Avy H. Stein Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
 
INTEL CORPORATION
Meeting Date:  MAY 18, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL
Ticker:  INTC
Security ID:  458140100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Charlene Barshefsky Management For For
1b Elect Director Aneel Bhusri Management For For
1c Elect Director Andy D. Bryant Management For For
1d Elect Director Reed E. Hundt Management For For
1e Elect Director Omar Ishrak Management For For
1f Elect Director Brian M. Krzanich Management For For
1g Elect Director Tsu-Jae King Liu Management For For
1h Elect Director David S. Pottruck Management For For
1i Elect Director Gregory D. Smith Management For For
1j Elect Director Frank D. Yeary Management For For
1k Elect Director David B. Yoffie Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
6 Political Contributions Disclosure Shareholder Against Against
7 Provide Vote Counting to Exclude Abstentions Shareholder Against Against
 
INTERNATIONAL BUSINESS MACHINES CORPORATION
Meeting Date:  APR 25, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL
Ticker:  IBM
Security ID:  459200101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kenneth I. Chenault Management For For
1.2 Elect Director Michael L. Eskew Management For For
1.3 Elect Director David N. Farr Management For For
1.4 Elect Director Mark Fields Management For For
1.5 Elect Director Alex Gorsky Management For For
1.6 Elect Director Shirley Ann Jackson Management For For
1.7 Elect Director Andrew N. Liveris Management For For
1.8 Elect Director W. James McNerney, Jr. Management For For
1.9 Elect Director Hutham S. Olayan Management For For
1.10 Elect Director James W. Owens Management For For
1.11 Elect Director Virginia M. Rometty Management For For
1.12 Elect Director Sidney Taurel Management For For
1.13 Elect Director Peter R. Voser Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Report on Lobbying Payments and Policy Shareholder Against For
6 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
7 Adopt Proxy Access Right Shareholder Against For
 
INVESCO LTD.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  IVZ
Security ID:  G491BT108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Sarah E. Beshar Management For For
1.2 Elect Director Joseph R. Canion Management For For
1.3 Elect Director Martin L. Flanagan Management For For
1.4 Elect Director C. Robert Henrikson Management For For
1.5 Elect Director Ben F. Johnson, III Management For For
1.6 Elect Director Denis Kessler Management For For
1.7 Elect Director Nigel Sheinwald Management For For
1.8 Elect Director G. Richard Wagoner, Jr. Management For For
1.9 Elect Director Phoebe A. Wood Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Provide Proxy Access Right Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
KIMBALL ELECTRONICS, INC.
Meeting Date:  OCT 20, 2016
Record Date:  AUG 17, 2016
Meeting Type:  ANNUAL
Ticker:  KE
Security ID:  49428J109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Christine M. Vujovich Management For Withhold
1.2 Elect Director Thomas J. Tischhauser Management For Withhold
2 Ratify Deloitte & Touche LLP as Auditors Management For For
 
KOHL'S CORPORATION
Meeting Date:  MAY 10, 2017
Record Date:  MAR 08, 2017
Meeting Type:  ANNUAL
Ticker:  KSS
Security ID:  500255104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Peter Boneparth Management For For
1b Elect Director Steven A. Burd Management For For
1c Elect Director Kevin Mansell Management For For
1d Elect Director Jonas Prising Management For For
1e Elect Director John E. Schlifske Management For For
1f Elect Director Adrianne Shapira Management For For
1g Elect Director Frank V. Sica Management For For
1h Elect Director Stephanie A. Streeter Management For For
1i Elect Director Nina G. Vaca Management For For
1j Elect Director Stephen E. Watson Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Approve Omnibus Stock Plan Management For For
6 Require Independent Board Chairman Shareholder Against Against
 
LABORATORY CORPORATION OF AMERICA HOLDINGS
Meeting Date:  MAY 11, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL
Ticker:  LH
Security ID:  50540R409
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Kerrii B. Anderson Management For For
1b Elect Director Jean-Luc Belingard Management For For
1c Elect Director D. Gary Gilliland Management For For
1d Elect Director David P. King Management For For
1e Elect Director Garheng Kong Management For For
1f Elect Director Robert E. Mittelstaedt, Jr. Management For For
1g Elect Director Peter M. Neupert Management For For
1h Elect Director Richelle P. Parham Management For For
1i Elect Director Adam H. Schechter Management For For
1j Elect Director R. Sanders Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Report on Zika Virus Controls for Primates and Employees Shareholder Against Against
 
LAM RESEARCH CORPORATION
Meeting Date:  NOV 09, 2016
Record Date:  SEP 13, 2016
Meeting Type:  ANNUAL
Ticker:  LRCX
Security ID:  512807108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Martin B. Anstice Management For For
1.2 Elect Director Eric K. Brandt Management For For
1.3 Elect Director Michael R. Cannon Management For For
1.4 Elect Director Youssef A. El-Mansy Management For For
1.5 Elect Director Christine A. Heckart Management For For
1.6 Elect Director Catherine P. Lego Management For For
1.7 Elect Director Stephen G. Newberry Management For For
1.8 Elect Director Abhijit Y. Talwalkar Management For For
1.9 Elect Director Lih Shyng (Rick L.) Tsai Management For For
2.10 Elect Director John T. Dickson - Withdrawn Resolution Management None None
2.11 Elect Director Gary B. Moore - Withdrawn Resolution Management None None
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Ernst & Young LLP as Auditors Management For For
 
LAZARD LTD
Meeting Date:  APR 25, 2017
Record Date:  MAR 02, 2017
Meeting Type:  ANNUAL
Ticker:  LAZ
Security ID:  G54050102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kenneth M. Jacobs Management For For
1.2 Elect Director Michelle Jarrard Management For For
1.3 Elect Director Philip A. Laskawy Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
5 Limit/Prohibit Accelerated Vesting of Awards Shareholder Against For
 
LEAR CORPORATION
Meeting Date:  MAY 18, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL
Ticker:  LEA
Security ID:  521865204
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Richard H. Bott Management For For
1b Elect Director Thomas P. Capo Management For For
1c Elect Director Jonathan F. Foster Management For For
1d Elect Director Mary Lou Jepsen Management For For
1e Elect Director Kathleen A. Ligocki Management For For
1f Elect Director Conrad L. Mallett, Jr. Management For For
1g Elect Director Donald L. Runkle Management For For
1h Elect Director Matthew J. Simoncini Management For For
1i Elect Director Gregory C. Smith Management For For
1j Elect Director Henry D.G. Wallace Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
LYONDELLBASELL INDUSTRIES N.V.
Meeting Date:  MAY 24, 2017
Record Date:  APR 26, 2017
Meeting Type:  ANNUAL
Ticker:  LYB
Security ID:  N53745100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Robert G. Gwin Management For For
1b Elect Director Jacques Aigrain Management For For
1c Elect Director Lincoln Benet Management For For
1d Elect Director Jagjeet S. Bindra Management For For
1e Elect Director Robin Buchanan Management For For
1f Elect Director Stephen F. Cooper Management For For
1g Elect Director Nance K. Dicciani Management For For
1h Elect Director Claire S. Farley Management For For
1i Elect Director Isabella D. Goren Management For For
1j Elect Director Bruce A. Smith Management For For
1k Elect Director Rudy van der Meer Management For For
2 Adoption of Dutch Statutory Annual Accounts Management For For
3 Approve Discharge of Management Board Management For For
4 Approve Discharge of Supervisory Board Management For For
5 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors Management For For
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
7 Approve Dividends of EUR 0.85 Per Share Management For For
8 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
9 Advisory Vote on Say on Pay Frequency Management One Year One Year
10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
11 Amend Omnibus Stock Plan Management For For
 
MAGNA INTERNATIONAL INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL
Ticker:  MG
Security ID:  559222401
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Scott B. Bonham Management For For
1.2 Elect Director Peter G. Bowie Management For For
1.3 Elect Director Barbara Judge Management For For
1.4 Elect Director Kurt J. Lauk Management For For
1.5 Elect Director Cynthia A. Niekamp Management For For
1.6 Elect Director William A. Ruh Management For For
1.7 Elect Director Indira V. Samarasekera Management For For
1.8 Elect Director Donald J. Walker Management For For
1.9 Elect Director Lawrence D. Worrall Management For For
1.10 Elect Director William L. Young Management For For
2 Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
 
METHODE ELECTRONICS, INC.
Meeting Date:  SEP 15, 2016
Record Date:  JUL 18, 2016
Meeting Type:  ANNUAL
Ticker:  MEI
Security ID:  591520200
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Walter J. Aspatore Management For For
1b Elect Director Warren L. Batts Management For For
1c Elect Director Darren M. Dawson Management For For
1d Elect Director Donald W. Duda Management For For
1e Elect Director Stephen F. Gates Management For For
1f Elect Director Martha Goldberg Aronson Management For For
1g Elect Director Isabelle C. Goossen Management For For
1h Elect Director Christopher J. Hornung Management For For
1i Elect Director Paul G. Shelton Management For For
1j Elect Director Lawrence B. Skatoff Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
MONSANTO COMPANY
Meeting Date:  DEC 13, 2016
Record Date:  NOV 07, 2016
Meeting Type:  SPECIAL
Ticker:  MON
Security ID:  61166W101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Adjourn Meeting Management For For
 
MONSANTO COMPANY
Meeting Date:  JAN 27, 2017
Record Date:  DEC 05, 2016
Meeting Type:  ANNUAL
Ticker:  MON
Security ID:  61166W101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Dwight M. 'Mitch' Barns Management For For
1b Elect Director Gregory H. Boyce Management For For
1c Elect Director David L. Chicoine Management For For
1d Elect Director Janice L. Fields Management For For
1e Elect Director Hugh Grant Management For For
1f Elect Director Arthur H. Harper Management For For
1g Elect Director Laura K. Ipsen Management For For
1h Elect Director Marcos M. Lutz Management For For
1i Elect Director C. Steven McMillan Management For For
1j Elect Director Jon R. Moeller Management For For
1k Elect Director George H. Poste Management For For
1l Elect Director Robert J. Stevens Management For For
1m Elect Director Patricia Verduin Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Amend Omnibus Stock Plan Management For For
6 Report on Lobbying Payments and Policy Shareholder Against For
7 Report on Effectiveness and Risks of Glyphosate Use Shareholder Against Against
 
MSC INDUSTRIAL DIRECT CO., INC.
Meeting Date:  JAN 26, 2017
Record Date:  DEC 07, 2016
Meeting Type:  ANNUAL
Ticker:  MSM
Security ID:  553530106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mitchell Jacobson Management For For
1.2 Elect Director Erik Gershwind Management For For
1.3 Elect Director Jonathan Byrnes Management For For
1.4 Elect Director Roger Fradin Management For For
1.5 Elect Director Louise Goeser Management For For
1.6 Elect Director Michael Kaufmann Management For For
1.7 Elect Director Denis Kelly Management For For
1.8 Elect Director Steven Paladino Management For For
1.9 Elect Director Philip Peller Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
NESTLE SA
Meeting Date:  APR 06, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL
Ticker:  NESN
Security ID:  641069406
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Accept Financial Statements and Statutory Reports Management For For
1.2 Approve Remuneration Report Management For For
2 Approve Discharge of Board and Senior Management Management For For
3 Approve Allocation of Income and Dividends of CHF 2.30 per Share Management For For
4.1a Reelect Paul Bulcke as Director Management For For
4.1b Reelect Andreas Koopmann as Director Management For For
4.1c Reelect Henri de Castries as Director Management For For
4.1d Reelect Beat W. Hess as Director Management For For
4.1e Reelect Renato Fassbind as Director Management For For
4.1f Reelect Steven G. Hoch as Director Management For For
4.1g Reelect Naina Lal Kidwai as Director Management For For
4.1h Reelect Jean-Pierre Roth as Director Management For For
4.1i Reelect Ann M. Veneman as Director Management For For
4.1j Reelect Eva Cheng as Director Management For For
4.1k Reelect Ruth K. Oniang'o as Director Management For For
4.1l Reelect Patrick Aebischer as Director Management For For
4.2a Elect Ulf Mark Schneider as Director Management For For
4.2b Elect Ursula M. Burns as Director Management For For
4.3 Elect Paul Bulcke as Board Chairman Management For For
4.4a Appoint Beat W. Hess as Member of the Compensation Committee Management For For
4.4b Appoint Andreas Koopmann as Member of the Compensation Committee Management For For
4.4c Appoint Jean-Pierre Roth as Member of the Compensation Committee Management For For
4.4d Appoint Patrick Aebischer as Member of the Compensation Committee Management For For
4.5 Ratify KPMG AG as Auditors Management For For
4.6 Designate Hartmann Dreyer as Independent Proxy Management For For
5.1 Approve Remuneration of Directors in the Amount of CHF 10 Million Management For For
5.2 Approve Remuneration of Executive Committee in the Amount of CHF 60 Million Management For For
6 Transact Other Business (Voting) Management Against Against
 
OMNICOM GROUP INC.
Meeting Date:  MAY 25, 2017
Record Date:  APR 05, 2017
Meeting Type:  ANNUAL
Ticker:  OMC
Security ID:  681919106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John D. Wren Management For For
1.2 Elect Director Bruce Crawford Management For For
1.3 Elect Director Alan R. Batkin Management For For
1.4 Elect Director Mary C. Choksi Management For For
1.5 Elect Director Robert Charles Clark Management For For
1.6 Elect Director Leonard S. Coleman, Jr. Management For For
1.7 Elect Director Susan S. Denison Management For For
1.8 Elect Director Deborah J. Kissire Management For For
1.9 Elect Director John R. Murphy Management For For
1.10 Elect Director John R. Purcell Management For For
1.11 Elect Director Linda Johnson Rice Management For For
1.12 Elect Director Valerie M. Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
 
ORACLE CORPORATION
Meeting Date:  NOV 16, 2016
Record Date:  SEP 19, 2016
Meeting Type:  ANNUAL
Ticker:  ORCL
Security ID:  68389X105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jeffrey S. Berg Management For Withhold
1.2 Elect Director H. Raymond Bingham Management For Withhold
1.3 Elect Director Michael J. Boskin Management For Withhold
1.4 Elect Director Safra A. Catz Management For For
1.5 Elect Director Bruce R. Chizen Management For Withhold
1.6 Elect Director George H. Conrades Management For Withhold
1.7 Elect Director Lawrence J. Ellison Management For For
1.8 Elect Director Hector Garcia-Molina Management For For
1.9 Elect Director Jeffrey O. Henley Management For For
1.10 Elect Director Mark V. Hurd Management For For
1.11 Elect Director Renee J. James Management For For
1.12 Elect Director Leon E. Panetta Management For Withhold
1.13 Elect Director Naomi O. Seligman Management For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
 
PACCAR INC
Meeting Date:  APR 25, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL
Ticker:  PCAR
Security ID:  693718108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Beth E. Ford Management For For
1.2 Elect Director Kirk S. Hachigian Management For For
1.3 Elect Director Roderick C. McGeary Management For For
1.4 Elect Director Mark A. Schulz Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management Three Years One Year
4 Eliminate Supermajority Vote Requirement Shareholder Against For
5 Adopt Proxy Access Right Shareholder Against For
 
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL
Ticker:  PM
Security ID:  718172109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Harold Brown Management For For
1.2 Elect Director Andre Calantzopoulos Management For For
1.3 Elect Director Louis C. Camilleri Management For For
1.4 Elect Director Massimo Ferragamo Management For For
1.5 Elect Director Werner Geissler Management For For
1.6 Elect Director Jennifer Li Management For For
1.7 Elect Director Jun Makihara Management For For
1.8 Elect Director Sergio Marchionne Management For Against
1.9 Elect Director Kalpana Morparia Management For For
1.10 Elect Director Lucio A. Noto Management For For
1.11 Elect Director Frederik Paulsen Management For For
1.12 Elect Director Robert B. Polet Management For For
1.13 Elect Director Stephen M. Wolf Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Approve Restricted Stock Plan Management For For
5 Approve Non-Employee Director Restricted Stock Plan Management For For
6 Ratify PricewaterhouseCoopers SA as Auditors Management For For
7 Establish a Board Committee on Human Rights Shareholder Against Against
8 Participate in OECD Mediation for Human Rights Violations Shareholder Against Against
 
POLARIS INDUSTRIES INC.
Meeting Date:  APR 27, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL
Ticker:  PII
Security ID:  731068102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Gary E. Hendrickson Management For For
1.2 Elect Director Gwenne A. Henricks Management For For
2 Adopt Majority Voting for Uncontested Election of Directors Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
POTASH CORPORATION OF SASKATCHEWAN INC.
Meeting Date:  NOV 03, 2016
Record Date:  SEP 22, 2016
Meeting Type:  SPECIAL
Ticker:  POT
Security ID:  73755L107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement with Agrium Inc. Management For For
 
POTASH CORPORATION OF SASKATCHEWAN INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  POT
Security ID:  73755L107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Christopher M. Burley Management For For
1.2 Elect Director Donald G. Chynoweth Management For For
1.3 Elect Director John W. Estey Management For For
1.4 Elect Director Gerald W. Grandey Management For For
1.5 Elect Director C. Steven Hoffman Management For For
1.6 Elect Director Alice D. Laberge Management For For
1.7 Elect Director Consuelo E. Madere Management For For
1.8 Elect Director Keith G. Martell Management For For
1.9 Elect Director Aaron W. Regent Management For For
1.10 Elect Director Jochen E. Tilk Management For For
1.11 Elect Director Zoe A. Yujnovich Management For For
2 Ratify Deloitte LLP as Auditors Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
 
PRUDENTIAL FINANCIAL, INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL
Ticker:  PRU
Security ID:  744320102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Thomas J. Baltimore, Jr. Management For For
1.2 Elect Director Gilbert F. Casellas Management For For
1.3 Elect Director Mark B. Grier Management For For
1.4 Elect Director Martina Hund-Mejean Management For For
1.5 Elect Director Karl J. Krapek Management For For
1.6 Elect Director Peter R. Lighte Management For For
1.7 Elect Director George Paz Management For For
1.8 Elect Director Sandra Pianalto Management For For
1.9 Elect Director Christine A. Poon Management For For
1.10 Elect Director Douglas A. Scovanner Management For For
1.11 Elect Director John R. Strangfeld Management For For
1.12 Elect Director Michael A. Todman Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Require Independent Board Chairman Shareholder Against For
 
QUALCOMM INCORPORATED
Meeting Date:  MAR 07, 2017
Record Date:  JAN 09, 2017
Meeting Type:  ANNUAL
Ticker:  QCOM
Security ID:  747525103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Barbara T. Alexander Management For For
1b Elect Director Jeffrey W. Henderson Management For For
1c Elect Director Thomas W. Horton Management For For
1d Elect Director Paul E. Jacobs Management For For
1e Elect Director Ann M. Livermore Management For For
1f Elect Director Harish Manwani Management For For
1g Elect Director Mark D. McLaughlin Management For For
1h Elect Director Steve Mollenkopf Management For For
1i Elect Director Clark T. "Sandy" Randt, Jr. Management For For
1j Elect Director Francisco Ros Management For For
1k Elect Director Anthony J. Vinciquerra Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Proxy Access Amendments Shareholder Against For
 
ROBERT HALF INTERNATIONAL INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL
Ticker:  RHI
Security ID:  770323103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Harold M. Messmer, Jr. Management For For
1.2 Elect Director Marc H. Morial Management For For
1.3 Elect Director Barbara J. Novogradac Management For For
1.4 Elect Director Robert J. Pace Management For For
1.5 Elect Director Frederick A. Richman Management For For
1.6 Elect Director M. Keith Waddell Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
ROCKWELL AUTOMATION, INC.
Meeting Date:  FEB 07, 2017
Record Date:  DEC 12, 2016
Meeting Type:  ANNUAL
Ticker:  ROK
Security ID:  773903109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
A1 Elect Director Steven R. Kalmanson Management For For
A2 Elect Director James P. Keane Management For For
A3 Elect Director Blake D. Moret Management For For
A4 Elect Director Donald R. Parfet Management For For
A5 Elect Director Thomas W. Rosamilia Management For For
B Ratify Deloitte & Touche LLP as Auditors Management For For
C Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
D Advisory Vote on Say on Pay Frequency Management One Year One Year
 
SCRIPPS NETWORKS INTERACTIVE, INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  SNI
Security ID:  811065101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jarl Mohn Management For Withhold
1.2 Elect Director Nicholas B. Paumgarten Management For For
1.3 Elect Director Jeffrey Sagansky Management For For
1.4 Elect Director Ronald W. Tysoe Management For Withhold
 
SIGNET JEWELERS LIMITED
Meeting Date:  JUN 28, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL
Ticker:  SIG
Security ID:  G81276100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director H. Todd Stitzer Management For For
1b Elect Director Virginia "Gina" Drosos Management For For
1c Elect Director Dale Hilpert *Withdrawn Resolution* Management None None
1d Elect Director Mark Light Management For For
1e Elect Director Helen McCluskey Management For For
1f Elect Director Marianne Miller Parrs Management For For
1g Elect Director Thomas Plaskett Management For For
1h Elect Director Jonathan Sokoloff Management For For
1i Elect Director Robert Stack Management For For
1j Elect Director Brian Tilzer Management For For
1k Elect Director Eugenia Ulasewicz Management For For
1l Elect Director Russell Walls Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
SKYWORKS SOLUTIONS, INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 16, 2017
Meeting Type:  ANNUAL
Ticker:  SWKS
Security ID:  83088M102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David J. Aldrich Management For For
1.2 Elect Director Kevin L. Beebe Management For For
1.3 Elect Director Timothy R. Furey Management For For
1.4 Elect Director Liam K. Griffin Management For For
1.5 Elect Director Balakrishnan S. Iyer Management For For
1.6 Elect Director Christine King Management For For
1.7 Elect Director David P. McGlade Management For For
1.8 Elect Director David J. McLachlan Management For For
1.9 Elect Director Robert A. Schriesheim Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
SOUTHWEST AIRLINES CO.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 21, 2017
Meeting Type:  ANNUAL
Ticker:  LUV
Security ID:  844741108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director David W. Biegler Management For For
1b Elect Director J. Veronica Biggins Management For For
1c Elect Director Douglas H. Brooks Management For For
1d Elect Director William H. Cunningham Management For For
1e Elect Director John G. Denison Management For For
1f Elect Director Thomas W. Gilligan Management For For
1g Elect Director Gary C. Kelly Management For For
1h Elect Director Grace D. Lieblein Management For For
1i Elect Director Nancy B. Loeffler Management For For
1j Elect Director John T. Montford Management For For
1k Elect Director Ron Ricks Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
 
SSGA FUNDS
Meeting Date:  AUG 22, 2016
Record Date:  JUN 23, 2016
Meeting Type:  SPECIAL
Ticker:  SSGXX-US
Security ID:  784924748
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Reorganization of Funds between SSGA Funds and State Street Institutional Investment Trust Management For For
 
T. ROWE PRICE GROUP, INC.
Meeting Date:  APR 26, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL
Ticker:  TROW
Security ID:  74144T108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mark S. Bartlett Management For For
1b Elect Director Edward C. Bernard Management For For
1c Elect Director Mary K. Bush Management For For
1d Elect Director H. Lawrence Culp, Jr. Management For For
1e Elect Director Freeman A. Hrabowski, III Management For For
1f Elect Director Robert F. MacLellan Management For For
1g Elect Director Brian C. Rogers Management For For
1h Elect Director Olympia J. Snowe Management For For
1i Elect Director William J. Stromberg Management For For
1j Elect Director Dwight S. Taylor Management For For
1k Elect Director Anne Marie Whittemore Management For For
1l Elect Director Sandra S. Wijnberg Management For For
1m Elect Director Alan D. Wilson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Amend Omnibus Stock Plan Management For For
5 Approve Non-Employee Director Omnibus Stock Plan Management For For
6 Amend Nonqualified Employee Stock Purchase Plan Management For For
7 Ratify KPMG LLP as Auditors Management For For
8 Report on and Assess Proxy Voting Policies in Relation to Climate Change Position Shareholder Against Against
9 Report on and Assess Proxy Voting Policies in Relation to Executive Compensation Shareholder Against Against
10 Prepare Employment Diversity Report and Report on Diversity Policies Shareholder None For
 
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date:  JUN 08, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL
Ticker:  2330
Security ID:  874039100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Approve Business Operations Report and Financial Statements Management For For
1.2 Approve Profit Distribution Management For For
1.3 Amend Articles of Association Management For For
1.4 Amend Procedures Governing the Acquisition or Disposal of Assets Management For For
2.1 Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director Management For For
2.2 Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director Management For For
 
TE CONNECTIVITY LTD.
Meeting Date:  MAR 08, 2017
Record Date:  FEB 16, 2017
Meeting Type:  ANNUAL
Ticker:  TEL
Security ID:  H84989104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Pierre R. Brondeau Management For For
1b Elect Director Terrence R. Curtin Management For For
1c Elect Director Carol A. ('John') Davidson Management For For
1d Elect Director William A. Jeffrey Management For For
1e Elect Director Thomas J. Lynch Management For For
1f Elect Director Yong Nam Management For For
1g Elect Director Daniel J. Phelan Management For For
1h Elect Director Paula A. Sneed Management For For
1i Elect Director Abhijit Y. Talwalkar Management For For
1j Elect Director Mark C. Trudeau Management For For
1k Elect Director John C. Van Scoter Management For For
1l Elect Director Laura H. Wright Management For For
2 Elect Board Chairman Thomas J. Lynch Management For For
3a Elect Daniel J. Phelan as Member of Management Development & Compensation Committee Management For For
3b Elect Paula A. Sneed as Member of Management Development & Compensation Committee Management For For
3c Elect John C. Van Scoter as Member of Management Development & Compensation Committee Management For For
4 Designate Rene Schwarzenbach as Independent Proxy Management For For
5.1 Accept Annual Report for Fiscal Year Ended September 30, 2016 Management For For
5.2 Accept Statutory Financial Statements for Fiscal Year Ended September 30, 2016 Management For For
5.3 Approve Consolidated Financial Statements for Fiscal Year Ended September 30, 2016 Management For For
6 Approve Discharge of Board and Senior Management Management For For
7.1 Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2017 Management For For
7.2 Ratify Deloitte AG as Swiss Registered Auditors Management For For
7.3 Ratify PricewaterhouseCoopers AG as Special Auditors Management For For
8 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
9 Advisory Vote on Say on Pay Frequency Management One Year One Year
10 Amend Omnibus Stock Plan Management For For
11 Approve the Increase in Maximum Aggregate Remuneration of Executive Management Management For For
12 Approve the Increase in Maximum Aggregate Remuneration of Board of Directors Management For For
13 Approve Allocation of Available Earnings at September 30, 2016 Management For For
14 Approve Declaration of Dividend Management For For
15 Authorize Share Repurchase Program Management For Against
16 Approve Reduction of Share Capital Management For For
17 Adjourn Meeting Management For Against
 
TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 20, 2017
Record Date:  FEB 21, 2017
Meeting Type:  ANNUAL
Ticker:  TXN
Security ID:  882508104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Ralph W. Babb, Jr. Management For For
1b Elect Director Mark A. Blinn Management For For
1c Elect Director Todd M. Bluedorn Management For For
1d Elect Director Daniel A. Carp Management For For
1e Elect Director Janet F. Clark Management For For
1f Elect Director Carrie S. Cox Management For For
1g Elect Director Jean M. Hobby Management For For
1h Elect Director Ronald Kirk Management For For
1i Elect Director Pamela H. Patsley Management For For
1j Elect Director Robert E. Sanchez Management For For
1k Elect Director Wayne R. Sanders Management For For
1l Elect Director Richard K. Templeton Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
 
THE BUCKLE, INC.
Meeting Date:  MAY 30, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL
Ticker:  BKE
Security ID:  118440106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Daniel J. Hirschfeld Management For For
1.2 Elect Director Dennis H. Nelson Management For For
1.3 Elect Director Karen B. Rhoads Management For For
1.4 Elect Director Robert E. Campbell Management For For
1.5 Elect Director Bill L. Fairfield Management For For
1.6 Elect Director Bruce L. Hoberman Management For For
1.7 Elect Director Michael E. Huss Management For For
1.8 Elect Director John P. Peetz, III Management For For
1.9 Elect Director James E. Shada Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Approve Executive Incentive Bonus Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management Three Years One Year
6 Amend Articles of Incorporation Regarding Limitations on Liability of Directors Management For For
7 Amend Articles of Incorporation Regarding Provisions of Indemnification Management For For
8 Amend Right to Call Special Meeting Management For Against
 
THE DOW CHEMICAL COMPANY
Meeting Date:  MAY 11, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL
Ticker:  DOW
Security ID:  260543103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Ajay Banga Management For For
1b Elect Director Jacqueline K. Barton Management For For
1c Elect Director James A. Bell Management For For
1d Elect Director Richard K. Davis Management For For
1e Elect Director Jeff M. Fettig Management For For
1f Elect Director Andrew N. Liveris Management For For
1g Elect Director Mark Loughridge Management For For
1h Elect Director Raymond J. Milchovich Management For For
1i Elect Director Robert S. (Steve) Miller Management For For
1j Elect Director Paul Polman Management For For
1k Elect Director Dennis H. Reilley Management For For
1l Elect Director James M. Ringler Management For For
1m Elect Director Ruth G. Shaw Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
THE GREENBRIER COMPANIES, INC.
Meeting Date:  JAN 06, 2017
Record Date:  NOV 04, 2016
Meeting Type:  ANNUAL
Ticker:  GBX
Security ID:  393657101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Graeme A. Jack Management For For
1.2 Elect Director Wendy L. Teramoto Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
 
THE HOME DEPOT, INC.
Meeting Date:  MAY 18, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL
Ticker:  HD
Security ID:  437076102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Gerard J. Arpey Management For For
1b Elect Director Ari Bousbib Management For For
1c Elect Director Jeffery H. Boyd Management For For
1d Elect Director Gregory D. Brenneman Management For For
1e Elect Director J. Frank Brown Management For For
1f Elect Director Albert P. Carey Management For For
1g Elect Director Armando Codina Management For For
1h Elect Director Helena B. Foulkes Management For For
1i Elect Director Linda R. Gooden Management For For
1j Elect Director Wayne M. Hewett Management For For
1k Elect Director Karen L. Katen Management For For
1l Elect Director Craig A. Menear Management For For
1m Elect Director Mark Vadon Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Prepare Employment Diversity Report and Report on Diversity Policies Shareholder Against For
6 Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote Shareholder Against Against
7 Amend Articles/Bylaws/Charter - Call Special Meetings Shareholder Against For
 
THE KROGER CO.
Meeting Date:  JUN 22, 2017
Record Date:  APR 26, 2017
Meeting Type:  ANNUAL
Ticker:  KR
Security ID:  501044101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Nora A. Aufreiter Management For For
1b Elect Director Robert D. Beyer Management For For
1c Elect Director Anne Gates Management For For
1d Elect Director Susan J. Kropf Management For For
1e Elect Director W. Rodney McMullen Management For For
1f Elect Director Jorge P. Montoya Management For For
1g Elect Director Clyde R. Moore Management For For
1h Elect Director James A. Runde Management For For
1i Elect Director Ronald L. Sargent Management For For
1j Elect Director Bobby S. Shackouls Management For For
1k Elect Director Mark S. Sutton Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Assess Environmental Impact of Non-Recyclable Packaging Shareholder Against For
6 Assess Benefits of Adopting Renewable Energy Goals Shareholder Against For
7 Adopt Policy and Plan to Eliminate Deforestation in Supply Chain Shareholder Against For
8 Require Independent Board Chairman Shareholder Against Against
 
THE PNC FINANCIAL SERVICES GROUP, INC.
Meeting Date:  APR 25, 2017
Record Date:  FEB 03, 2017
Meeting Type:  ANNUAL
Ticker:  PNC
Security ID:  693475105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Charles E. Bunch Management For For
1.2 Elect Director Marjorie Rodgers Cheshire Management For For
1.3 Elect Director William S. Demchak Management For For
1.4 Elect Director Andrew T. Feldstein Management For For
1.5 Elect Director Daniel R. Hesse Management For For
1.6 Elect Director Kay Coles James Management For For
1.7 Elect Director Richard B. Kelson Management For For
1.8 Elect Director Jane G. Pepper Management For For
1.9 Elect Director Donald J. Shepard Management For For
1.10 Elect Director Lorene K. Steffes Management For For
1.11 Elect Director Dennis F. Strigl Management For For
1.12 Elect Director Michael J. Ward Management For For
1.13 Elect Director Gregory D. Wasson Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Prepare Employment Diversity Report and Report on Diversity Policies Shareholder Against Against
 
THE SHERWIN-WILLIAMS COMPANY
Meeting Date:  APR 19, 2017
Record Date:  FEB 21, 2017
Meeting Type:  ANNUAL
Ticker:  SHW
Security ID:  824348106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Arthur F. Anton Management For For
1.2 Elect Director David F. Hodnik Management For For
1.3 Elect Director Thomas G. Kadien - Withdrawn Management None None
1.4 Elect Director Richard J. Kramer Management For For
1.5 Elect Director Susan J. Kropf Management For For
1.6 Elect Director John G. Morikis Management For For
1.7 Elect Director Christine A. Poon Management For For
1.8 Elect Director John M. Stropki Management For For
1.9 Elect Director Michael H. Thaman Management For For
1.10 Elect Director Matthew Thornton, III Management For For
1.11 Elect Director Steven H. Wunning Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Amend Executive Incentive Bonus Plan Management For For
5 Amend Omnibus Stock Plan Management For For
6 Ratify Ernst & Young LLP as Auditors Management For For
 
THE SOUTHERN COMPANY
Meeting Date:  MAY 24, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  SO
Security ID:  842587107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Juanita Powell Baranco Management For For
1b Elect Director Jon A. Boscia Management For For
1c Elect Director Henry A. 'Hal' Clark, III Management For For
1d Elect Director Thomas A. Fanning Management For For
1e Elect Director David J. Grain Management For For
1f Elect Director Veronica M. Hagen Management For For
1g Elect Director Warren A. Hood, Jr. Management For For
1h Elect Director Linda P. Hudson Management For For
1i Elect Director Donald M. James Management For For
1j Elect Director John D. Johns Management For For
1k Elect Director Dale E. Klein Management For For
1l Elect Director William G. Smith, Jr. Management For For
1m Elect Director Steven R. Specker Management For For
1n Elect Director Larry D. Thompson Management For For
1o Elect Director E. Jenner Wood, III Management For For
2 Reduce Supermajority Vote Requirement Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Ratify Deloitte & Touche LLP as Auditors Management For For
6 Report on Strategy for Aligning with 2 Degree Scenario Shareholder Against For
 
THE WALT DISNEY COMPANY
Meeting Date:  MAR 08, 2017
Record Date:  JAN 09, 2017
Meeting Type:  ANNUAL
Ticker:  DIS
Security ID:  254687106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Susan E. Arnold Management For For
1b Elect Director John S. Chen Management For For
1c Elect Director Jack Dorsey Management For For
1d Elect Director Robert A. Iger Management For For
1e Elect Director Maria Elena Lagomasino Management For For
1f Elect Director Fred H. Langhammer Management For For
1g Elect Director Aylwin B. Lewis Management For For
1h Elect Director Robert W. Matschullat Management For For
1i Elect Director Mark G. Parker Management For For
1j Elect Director Sheryl K. Sandberg Management For For
1k Elect Director Orin C. Smith Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Report on Lobbying Payments and Policy Shareholder Against For
6 Proxy Access Bylaw Amendment Shareholder Against For
 
TRANSOCEAN LTD.
Meeting Date:  MAY 11, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL
Ticker:  RIG
Security ID:  H8817H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Discharge of Board and Senior Management Management For Against
3 Appropriation of Available Earnings for Fiscal Year 2016 Management For For
4A Elect Director Glyn A. Barker Management For For
4B Elect Director Vanessa C.L. Chang Management For For
4C Elect Director Frederico F. Curado Management For For
4D Elect Director Chadwick C. Deaton Management For For
4E Elect Director Vincent J. Intrieri Management For For
4F Elect Director Martin B. McNamara Management For For
4G Elect Director Samuel J. Merksamer Management For For
4H Elect Director Merrill A. "Pete" Miller, Jr. Management For For
4I Elect Director Edward R. Muller Management For For
4J Elect Director Tan Ek Kia Management For For
4K Elect Director Jeremy D. Thigpen Management For For
5 Elect Merrill A. "Pete" Miller, Jr. as Board Chairman Management For For
6A Appoint Frederico F. Curado as Member of the Compensation Committee Management For For
6B Appoint Vincent J. Intrieri as Member of the Compensation Committee Management For For
6C Appoint Martin B. McNamara as Member of the Compensation Committee Management For For
6D Appoint Tan Ek Kia as Member of the Compensation Committee Management For For
7 Designate Schweiger Advokatur/Notariat as Independent Proxy Management For For
8 Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2017 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term Management For For
9 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
10A Approve Maximum Remuneration of Board of Directors for the Period Between the 2017 and 2018 Annual General Meetings in the Amount of USD 4.12 Million Management For For
10B Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2018 in the Amount of USD 24 Million Management For For
11 Advisory Vote on Say on Pay Frequency Management One Year One Year
12 Other Business Management For Against
 
UBIQUITI NETWORKS, INC.
Meeting Date:  DEC 14, 2016
Record Date:  OCT 19, 2016
Meeting Type:  ANNUAL
Ticker:  UBNT
Security ID:  90347A100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director Ronald A. Sege Management For Withhold
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
UNION PACIFIC CORPORATION
Meeting Date:  MAY 11, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL
Ticker:  UNP
Security ID:  907818108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Andrew H. Card, Jr. Management For For
1b Elect Director Erroll B. Davis, Jr. Management For For
1c Elect Director David B. Dillon Management For For
1d Elect Director Lance M. Fritz Management For For
1e Elect Director Deborah C. Hopkins Management For For
1f Elect Director Jane H. Lute Management For For
1g Elect Director Michael R. McCarthy Management For For
1h Elect Director Michael W. McConnell Management For For
1i Elect Director Thomas F. McLarty, III Management For For
1j Elect Director Steven R. Rogel Management For For
1k Elect Director Jose H. Villarreal Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Require Independent Board Chairman Shareholder Against For
 
UNITED TECHNOLOGIES CORPORATION
Meeting Date:  APR 24, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL
Ticker:  UTX
Security ID:  913017109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lloyd J. Austin, III Management For For
1b Elect Director Diane M. Bryant Management For For
1c Elect Director John V. Faraci Management For For
1d Elect Director Jean-Pierre Garnier Management For For
1e Elect Director Gregory J. Hayes Management For For
1f Elect Director Edward A. Kangas Management For For
1g Elect Director Ellen J. Kullman Management For For
1h Elect Director Marshall O. Larsen Management For Against
1i Elect Director Harold McGraw, III Management For For
1j Elect Director Fredric G. Reynolds Management For For
1k Elect Director Brian C. Rogers Management For For
1l Elect Director Christine Todd Whitman Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 06, 2017
Meeting Type:  ANNUAL
Ticker:  VZ
Security ID:  92343V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Shellye L. Archambeau Management For For
1.2 Elect Director Mark T. Bertolini Management For For
1.3 Elect Director Richard L. Carrion Management For For
1.4 Elect Director Melanie L. Healey Management For For
1.5 Elect Director M. Frances Keeth Management For For
1.6 Elect Director Karl-Ludwig Kley Management For For
1.7 Elect Director Lowell C. McAdam Management For For
1.8 Elect Director Clarence Otis, Jr. Management For For
1.9 Elect Director Rodney E. Slater Management For For
1.10 Elect Director Kathryn A. Tesija Management For For
1.11 Elect Director Gregory D. Wasson Management For For
1.12 Elect Director Gregory G. Weaver Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Approve Omnibus Stock Plan Management For For
6 Establish Board Committee on Human Rights Shareholder Against Against
7 Report on Feasibility of Adopting GHG Emissions Targets Shareholder Against Against
8 Amend Bylaws - Call Special Meetings Shareholder Against For
9 Amend Clawback Policy Shareholder Against For
10 Stock Retention/Holding Period Shareholder Against For
11 Limit Matching Contributions to Executive Retirement Plans Shareholder Against Against
 
WAL-MART STORES, INC.
Meeting Date:  JUN 02, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL
Ticker:  WMT
Security ID:  931142103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James I. Cash, Jr. Management For For
1b Elect Director Timothy P. Flynn Management For For
1c Elect Director Carla A. Harris Management For For
1d Elect Director Thomas W. Horton Management For For
1e Elect Director Marissa A. Mayer Management For For
1f Elect Director C. Douglas McMillon Management For For
1g Elect Director Gregory B. Penner Management For For
1h Elect Director Steven S Reinemund Management For For
1i Elect Director Kevin Y. Systrom Management For For
1j Elect Director S. Robson Walton Management For For
1k Elect Director Steuart L. Walton Management For For
2 Advisory Vote on Say on Pay Frequency Management One Year One Year
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Ratify Ernst & Young LLP as Auditors Management For For
5 Require Independent Board Chairman Shareholder Against For
6 Provide Proxy Access Right Shareholder Against For
7 Require Independent Director Nominee with Environmental Experience Shareholder Against Against
 
WESTERN REFINING, INC.
Meeting Date:  MAR 24, 2017
Record Date:  FEB 10, 2017
Meeting Type:  SPECIAL
Ticker:  WNR
Security ID:  959319104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Adjourn Meeting Management For For
3 Advisory Vote on Golden Parachutes Management For For
4 Increase Authorized Common Stock Management For For
 
WESTPAC BANKING CORPORATION
Meeting Date:  DEC 09, 2016
Record Date:  NOV 01, 2016
Meeting Type:  ANNUAL
Ticker:  WBC
Security ID:  961214301
Proposal No Proposal Proposed By Management Recommendation Vote Cast
2 Approve the Remuneration Report Management For For
3 Approve the Grant of Equity Awards to Brian Hartzer, Managing Director and Chief Executive Officer of the Company Management For For
4a Elect Ewen Crouch as Director Management For For
4b Elect Peter Marriott as Director Management For For
 
WILLIAMS-SONOMA, INC.
Meeting Date:  MAY 31, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL
Ticker:  WSM
Security ID:  969904101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Laura J. Alber Management For For
1.2 Elect Director Adrian D.P. Bellamy Management For For
1.3 Elect Director Rose Marie Bravo Management For For
1.4 Elect Director Anthony A. Greener Management For For
1.5 Elect Director Grace Puma Management For For
1.6 Elect Director Christiana Smith Shi Management For For
1.7 Elect Director Sabrina Simmons Management For For
1.8 Elect Director Jerry D. Stritzke Management For For
1.9 Elect Director Frits D. van Paasschen Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Provide Proxy Access Right Management For For
6 Adopt Proxy Access Right Shareholder Against For
 
WYNDHAM WORLDWIDE CORPORATION
Meeting Date:  MAY 09, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL
Ticker:  WYN
Security ID:  98310W108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Myra J. Biblowit Management For For
1b Elect Director Louise F. Brady Management For For
1c Elect Director James E. Buckman Management For For
1d Elect Director George Herrera Management For For
1e Elect Director Stephen P. Holmes Management For For
1f Elect Director Brian Mulroney Management For For
1g Elect Director Pauline D.E. Richards Management For For
1h Elect Director Michael H. Wargotz Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Report on Political Contributions Disclosure Shareholder Against For

 

SIGNATURES
 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Dividend and Income Fund

 

By:
/s/ Thomas B. Winmill
 
Thomas B. Winmill, Chief Executive Officer
 
 
 
Date: August 10, 2017