UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U-9C-3
QUARTERLY REPORT
For the quarter ended December 31, 2003
Filed Pursuant to Rule 58 of the Public Utility Holding Company
Act of 1935
ALLIANT ENERGY CORPORATION
4902 N. Biltmore Lane
Madison, Wisconsin 53718-2132
608-458-3311
ALLIANT ENERGY CORPORATION
FORM U-9C-3
For the Quarter Ended December 31, 2003
CONTENTS
Page
ITEM 1 - Organization Chart 3
ITEM 2 - Issuances and Renewals of Securities and Capital Contributions 3
ITEM 3 - Associate Transactions 4
ITEM 4 - Summary of Aggregate Investment 5
ITEM 5 - Other Investments 6
ITEM 6 - Financial Statements and Exhibits 6
SIGNATURES 6
EXHIBIT A 7
2
ITEM 1 - ORGANIZATION CHART
Omitted for the fourth quarter pursuant to instructions for "Item 1."
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS:
Investment level at December 31, 2003
-------------------------------------------- ------------------------- --------------- ---------------------------------------------
Principal
Company Type of Amount of Person to
Issuing Security Security Whom Security was Issued
Security Issued (in thousands) (1)
-------------------------------------------- ------------------------- --------------- ---------------------------------------------
ADI Thermal Power Corporation Common stock $200 Alliant Energy Resources, Inc.
Alliant Energy Desdemona, LP Partnership capital $1,420 Industrial Energy Applications Delaware, Inc.
Partnership capital $1 Alliant Energy Field Services, LLC
Alliant Energy Integrated Services -
Energy Management LLC Money pool borrowings $11,816 Alliant Energy Resources, Inc.
Alliant Energy Integrated Services -
Energy Solutions LLC Money pool borrowings $5,269 Alliant Energy Resources, Inc.
Alliant South Texas Pipeline, LP Partnership capital $4,541 Industrial Energy Applications Delaware, Inc.
Partnership capital $7 Alliant Energy Field Services, LLC
American Superconductor Corporation Common stock $963 Alliant Energy Resources, Inc.
AnAerobics, Inc. Series A preferred stock $2,000 Alliant Energy Resources, Inc.
AstroPower, Inc. Common stock $497 Alliant Energy Resources, Inc.
BFC Gas Company LLC Capital $1,975 Industrial Energy Applications, Inc.
CellTech Power, Inc. Series A preferred stock $252 Alliant Energy Resources, Inc.
Cogenex Corporation (Incl. subsidiaries) Money pool borrowings $81,380 Alliant Energy Resources, Inc.
Dais Analytic Corporation Common stock $90 Wisconsin Power and Light Company
Distributed Energy Systems Corp. (f/k/a
Proton Energy Systems, Inc.) Common stock $499 Alliant Energy Resources, Inc.
Common stock $53 AER Holding Company
Distribution Vison 2010, LLC Capital $100 Alliant Energy Corporation
Energy Performance Services, Inc. Money pool borrowings $16,643 Alliant Energy Resources, Inc.
Heartland Energy Group, Inc. Common stock $5,011 Alliant Energy Integrated Services Company
Money pool borrowings $39,251 Alliant Energy Resources, Inc.
Industrial Energy Applications, Inc. Common stock $21,060 Alliant Energy Integrated Services Company
Money pool borrowings $19,146 Alliant Energy Resources, Inc.
New River Synfuel LLC Capital $37,407 Alpha Synfuel LLC
Nth Power Technologies Fund II, LP Partnership capital $7,500 Alliant Energy Resources, Inc.
Oak Hill Pipeline LP Partnership capital $948 Industrial Energy Applications Delaware, Inc.
ReGENco LLC Class A units $1,084 Heartland Energy Services, Inc.
Class B units $833 Heartland Energy Services, Inc.
RMT, Inc. (Incl. subsidiaries) Common stock $11,822 Alliant Energy Integrated Services Company
STM Power, Inc. Series A preferred stock $2,500 Alliant Energy Resources, Inc.
TRANSLink Development Company LLC Capital $288 Alliant Energy TransCo LLC
Loan $2,186 Alliant Energy TransCo LLC
Williams Bulk Transfer Inc. Common stock $1 Alliant Energy Transportation, Inc.
Money pool borrowings $4,475 Alliant Energy Resources, Inc.
-------------------------------------------- ------------------------- --------------- ---------------------------------------------
(1) Associate companies.
3
ITEM 3 - ASSOCIATE TRANSACTIONS
For the Quarter Ended December 31, 2003
Part I -- Transactions performed by reporting companies on behalf of associate companies (a):
----------------------------------------------------------------------------------------------------------------------------------
Reporting Associate Direct Indirect Total
Company Company Types of Costs Costs Cost of Amount
Rendering Receiving Services Charged Charged Capital Billed
Services Services Rendered (in thousands) (in thousands) (in thousands) (in thousands)
----------------------------------------------------------------------------------------------------------------------------------
RMT WP&L Environmental consulting $883 $- $- $883
RMT IEA Environmental consulting 33 - - 33
RMT IP&L Environmental consulting 896 - - 896
RMT Resources Environmental consulting 38 - - 38
RMT Barge Environmental consulting 3 - - 3
RMT AEG Environmental consulting 52 - - 52
ReGENco IP&L Integrated turbine & generator services 154 - - 154
ReGENco WP&L Integrated turbine & generator services 1 - - 1
ReGENco AEG Storage lease, handling & maintenance 119 - - 119
----------------------------------------------------------------------------------------------------------------------------------
Part II -- Transactions performed by associate companies on behalf of reporting companies (a):
--------------------------------------------------------------------------------------------------------------------------------
Associate Reporting Direct Indirect Total
Company Company Types of Costs Costs Cost of Amount
Rendering Receiving Services Charged Charged Capital Billed
Services Services Rendered (in thousands) (in thousands) (in thousands) (in thousands)
--------------------------------------------------------------------------------------------------------------------------------
RMT IEA Environmental consulting $33 $- $- $33
--------------------------------------------------------------------------------------------------------------------------------
(a) The following abbreviations were used:
---------------- ------------------------------------------ --------------- ------------------------------------------
Abbreviation Legal Name Abbreviation Legal Name
---------------- ------------------------------------------ --------------- ------------------------------------------
AEG AEG Worldwide, Inc. ReGENco ReGENco LLC
Barge IEI Barge Services, Inc. Resources Alliant Energy Resources, Inc.
IEA Industrial Energy Applications, Inc. RMT RMT, Inc.
IP&L Interstate Power and Light Company WP&L Wisconsin Power and Light Company
---------------- ------------------------------------------ --------------- ------------------------------------------
4
ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT
(Dollars in thousands)
Investments in energy-related companies:
---------------------------------------------------------------------------------- -------------------------- ----------
Total consolidated capitalization as of December 31, 2003 (a) $4,991,791 Line 1
---------------------------------------------------------------------------------- -------------------------- ----------
Total capitalization multiplied by 15% (Line 1 multiplied by 0.15) 748,769 Line 2
---------------------------------------------------------------------------------- -------------------------- ----------
Greater of $50 million or total capitalization multiplied by 15% (Line 2) 748,769 Line 3
---------------------------------------------------------------------------------- -------------------------- ----------
Total current aggregate investment subsequent to April 21, 1998 (categorized by
major line of energy-related business):
Energy-related business category i 115,108
Energy-related business category ii 15,054
Energy-related business category iii -
Energy-related business category iv -
Energy-related business category v 40,973
Energy-related business category vi 46,336
Energy-related business category vii 5,324
Energy-related business category viii 20,918 (b)
Energy-related business category ix 12,446
Energy-related business category x -
---------------
Total current aggregate investment 256,159 Line 4
---------------------------------------------------------------------------------- -------------------------- ----------
Difference between the greater of $50 million or 15% of capitalization and the
total aggregate investment of the registered holding company system
(Line 3 less Line 4) $492,610 Line 5
---------------------------------------------------------------------------------- -------------------------- ----------
Investments in gas-related companies:
------------------------------------------------------------------------ -------------------------
Total current aggregate investment (categorized by major line of
gas-related business):
Gas-related business category i $-
Gas-related business category ii -
---------------------
Total current aggregate investment $-
------------------------------------------------------------------------ -------------------------
(a) Includes common equity, cumulative preferred stock of subsidiaries,
long-term debt, current maturities and sinking funds and short-term debt
(variable rate demand bonds, commercial paper and other short-term
borrowings).
(b) Represents $20,918,000 of payments to purchase generation equipment that
Alliant Energy intends to use to develop a qualifying facility.
5
ITEM 5 - OTHER INVESTMENTS
(Dollars in thousands)
------------------------------------------ ----------------- ---------------- ----------------------------------------------------
Other Other
Major Line Of Investment Investment
Energy-Related In Last In This Reason for Difference
Business U-9C-3 Report U-9C-3 Report In Other Investment
------------------------------------------ ----------------- ---------------- ----------------------------------------------------
Energy-related business category i*
Industrial Energy Applications, Inc. $40,533 $40,205 In the fourth quarter of 2003, Industrial Energy
Applications, Inc. repaid $328 of money pool
borrowings to Alliant Energy Resources, Inc.
Energy-related business category v*
Heartland Energy Group, Inc. $3,289 $3,289 No change.
Energy-related business category vi*
BFC Gas Company LLC $1,975 $1,975 No change.
Energy-related business category vii*
RMT, Inc. (including subsidiaries) $11,822 $11,822 No change.
Energy-related business category ix*
Oak Hill Pipeline LP $1,146 $948 In the fourth quarter of 2003, Oak Hill Pipeline
LP made a distribution of $198 to Industrial
Energy Applications Delaware Inc.
------------------------------------------ ----------------- ---------------- ----------------------------------------------------
* Item 5 includes aggregate investments that were invested or committed to
be invested in energy-related companies, prior to the date Rule 58 was
effective for Alliant Energy Corporation (April 21, 1998 - Date Alliant
Energy Corporation became a registered holding company), for which there is
recourse, directly or indirectly, to Alliant Energy Corporation or any
subsidiary thereof.
ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS
List all financial statements and exhibits filed as a part of this report.
A. FINANCIAL STATEMENTS:
Omitted for the fourth quarter pursuant to instructions for "Item 6."
B. EXHIBITS:
1. Exhibit A - Certificate of Alliant Energy Corporation
2. Copies of contracts required by Item 3:
None
SIGNATURES
Pursuant to the requirements of the Public Utility Holding Company Act of
1935, Alliant Energy Corporation has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized on the 24th day of
March 2004.
ALLIANT ENERGY CORPORATION
--------------------------
Registrant
By: /s/ John E. Kratchmer Vice President-Controller and Chief Accounting Officer
-------------------------
John E. Kratchmer (Principal Accounting Officer)
6
Exhibit A
ALLIANT ENERGY CORPORATION
4902 N. Biltmore Lane, Madison, Wisconsin 53718-2132
CERTIFICATE
Pursuant to the requirements of Rule 58 of the Public Utility Holding Company
Act of 1935, the undersigned certifies that a conformed copy of the quarterly
report on Form U-9C-3 shall be filed with the interested state commissions
promptly after filing with the SEC. The names and addresses of each state
commission having jurisdiction over the retail rates of the public utility
companies that are associate companies of any of the reporting companies are:
Iowa Utilities Board
350 Maple Street
Des Moines, Iowa 50319-0069
Illinois Commerce Commission
527 E. Capitol Avenue
Springfield, Illinois 62701
Minnesota Public Utilities Commission
121 7th Place E. Suite 350
St. Paul, MN 55101-2147
Public Service Commission of Wisconsin
610 North Whitney Way, P.O. Box 7854
Madison, Wisconsin 53707-7854
ALLIANT ENERGY CORPORATION
--------------------------
Registrant
By: /s/ John E. Kratchmer Vice President-Controller and Chief Accounting Officer
-------------------------
John E. Kratchmer (Principal Accounting Officer)
7