Form U-9C-3 09/30/05

        

 

UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

 

 

FORM U-9C-3

 

 

QUARTERLY REPORT

 

 

For the quarter ended September 30, 2005

 

Filed Pursuant to Rule 58 of the Public Utility Holding Company

Act of 1935

 

 

 

 

ALLIANT ENERGY CORPORATION

 

4902 N. Biltmore Lane

 

Madison, Wisconsin 53718-2132

 

608-458-3311

 

 

 

 

 

ALLIANT ENERGY CORPORATION

 

FORM U-9C-3

 

For the Quarter Ended September 30, 2005

 

 

CONTENTS

 

 

Page

 

ITEM 1 - Organization Chart

3

 

ITEM 2 - Issuances and Renewals of Securities and Capital Contributions

5

 

ITEM 3 - Associate Transactions

6

 

ITEM 4 - Summary of Aggregate Investment

7

 

ITEM 5 - Other Investments

8

 

ITEM 6 - Financial Statements and Exhibits

8

 

SIGNATURES

8

 

EXHIBIT A

9

 

 

 

2

 

ITEM 1 - ORGANIZATION CHART

(As of September 30, 2005)

 

Name of Company

(Organization Chart Hierarchy)

(Inactive companies denoted with (*))

(Reporting companies denoted with (**))

Energy-

or Gas

-Related

Company

 

 

Date of

Organization

 

 

State of

Organization

Percentage

of Voting

Securities

Held

Nature

of

Business

(a)

Alliant Energy Corporation

N/A

N/A

N/A

N/A

N/A

Alliant Energy TransCo LLC

N/A

N/A

N/A

N/A

N/A

   TRANSLink Development Company LLC (*) (**)

Energy

6/7/02

Delaware

16%

(vii) – 4

Distribution Vision 2010, LLC (**)

Energy

10/2/01

Delaware

21%

(vii) – 3

Wisconsin Power and Light Company

N/A

N/A

N/A

N/A

N/A

   Dais Analytic Corporation (**)

Energy

4/19/93

New York

‹1%

(ii)

Alliant Energy Resources, Inc.

N/A

N/A

N/A

N/A

N/A

   ADI Thermal Power Corporation (**)

Energy

8/11/97

Washington

4%

(ii)

   Alliant Energy EPC, LLC (**)

Energy

5/24/04

Wisconsin

100%

(vii) – 5

   CellTech Power, Inc. (**)

Energy

5/1/00

Delaware

1%

(ii)

   Nth Power Technologies Fund II, LP (**)

Energy

2/25/00

California

8%

(ii)

   STM Power, Inc. (**)

Energy

3/17/03

Delaware

‹ 1%

(ii)

   Alliant Energy Integrated Services Company

N/A

N/A

N/A

N/A

N/A

   Industrial Energy Applications, Inc. (**)

Energy

9/22/83

Iowa

100%

(i)

   RMT, Inc. (**)

Energy

7/29/83

Wisconsin

100%

(vii) – 1

   RMT North Carolina, Inc. (**)

Energy

4/6/69

North Carolina

100%

(vii) – 1

   RMT, Inc., Michigan (**)

Energy

12/15/95

Michigan

100%

(vii) – 1

   RMT International, Inc. (**)

Energy

10/9/97

Wisconsin

100%

(vii) – 1

   Alliant Energy Synfuel LLC

N/A

N/A

N/A

N/A

N/A

   Kaufman & Broad-Nexgen LLC

N/A

N/A

N/A

N/A

N/A

   West Virginia Synfuel LP

N/A

N/A

N/A

N/A

N/A

   Alpha Synfuel LLC

N/A

N/A

N/A

N/A

N/A

   New River Synfuel LLC (**)

Energy

3/9/98

Colorado

22%

(vi)

   Heartland Energy Group, Inc. (*) (**)

Energy

6/1/95

Wisconsin

100%

(v)

   Industrial Energy Applications

  Delaware, Inc.

 

N/A

 

N/A

 

N/A

 

N/A

 

N/A

   Oak Hill Pipeline LP (**)

Energy

4/1/97

Texas

99%

(ix) – 1

   Alliant South Texas Pipeline, LP (**)

 (Also owned by Alliant Energy

 Field Services, LLC)

 

 

Energy

 

 

4/20/99

 

 

Texas

 

 

99%

 

 

(ix) – 1

   Alliant Energy Desdemona, LP (**)

 (Also owned by Alliant Energy

 Field Services, LLC)

 

 

Energy

 

 

2/14/00

 

 

Delaware

 

 

99%

 

 

(ix) – 1

   Bastian Bay Pipeline, LP (*) (**)

 (Also owned by Alliant Energy

 Field Services, LLC)

 

 

Energy

 

 

8/31/00

 

 

Texas

 

 

90%

 

 

(ix) – 1

   Alliant Energy Field Services, LLC

N/A

N/A

N/A

N/A

N/A

   Alliant South Texas Pipeline, LP (**)

 (Also owned by Industrial Energy

  Applications Delaware, Inc.)

 

 

Energy

 

 

4/20/99

 

 

Texas

 

 

99%

 

 

(ix) – 1

   Alliant Energy Desdemona, LP (**)

 (Also owned by Industrial Energy

  Applications Delaware, Inc.)

 

 

Energy

 

 

2/14/00

 

 

Delaware

 

 

99%

 

 

(ix) – 1

   Bastian Bay Pipeline, LP (*) (**)

 (Also owned by Industrial Energy

  Applications Delaware, Inc.)

 

 

Energy

 

 

8/31/00

 

 

Texas

 

 

90%

 

 

(ix) – 1

   NG Energy Trading, LLC (*) (**)

Energy

9/26/00

Oklahoma

50%

(v)

   Alliant Energy Investments, Inc.

N/A

N/A

N/A

N/A

N/A

   Heartland Energy Services, Inc.

N/A

N/A

N/A

N/A

N/A

   ReGENco LLC (**)

Energy

4/19/99

Wisconsin

30%

(vii) – 2

   Alliant Energy Transportation, Inc.

N/A

N/A

N/A

N/A

N/A

   Williams Bulk Transfer Inc. (**)

Energy

4/27/99

Iowa

100%

(ix) – 2

 

 

3

 

N/A – Not applicable

(a)

The following abbreviations were used:

 

Abbreviation

Nature of Business

 

 

(i)

Energy management services

(ii)

Development and commercialization of innovative electro technologies

(v)

Brokering and marketing of energy commodities – natural gas

(vi)

Production of alternative fuels

(vii) – 1

Environmental licensing, testing, and remediation services

(vii) – 2

Integrated turbine and generator services

(vii) – 3

Distribution system research and development

(vii) – 4

Transmission system maintenance and operations

(vii) – 5

Engineering and construction services

(ix) – 1

Fuel transportation facilities services

(ix) – 2

Fuel handling and storage facilities services

 

 

4

 

ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS:

Investment level at September 30, 2005

 

 

Company

Issuing

Security

 

Type of

Security

Issued

Principal

Amount of

Security

(in thousands)

 

Person to

Whom Security was Issued

(1)

ADI Thermal Power Corporation

Common stock

$200

Alliant Energy Resources, Inc.

Alliant Energy Desdemona, LP

Partnership capital

$678

Industrial Energy Applications Delaware, Inc.

 

Partnership capital

$1

Alliant Energy Field Services, LLC

Alliant South Texas Pipeline, LP

Partnership capital

$3,902

Industrial Energy Applications Delaware, Inc.

 

Partnership capital

$6

Alliant Energy Field Services, LLC

CellTech Power, Inc.

Series A preferred stock

$252

Alliant Energy Resources, Inc.

Dais Analytic Corporation

Common stock

$90

Wisconsin Power and Light Company

Distribution Vision 2010, LLC

Capital

$200

Alliant Energy Corporation

Heartland Energy Group, Inc.

Common stock

$5,011

Alliant Energy Integrated Services Company

 

Money pool borrowings

$1,413

Alliant Energy Resources, Inc.

Industrial Energy Applications, Inc.

Common stock

$21,060

Alliant Energy Integrated Services Company

 

Money pool borrowings

$17,506

Alliant Energy Resources, Inc.

New River Synfuel LLC

Capital

$84,488

Alpha Synfuel LLC

Nth Power Technologies Fund II, LP

Partnership capital

$8,900

Alliant Energy Resources, Inc.

Oak Hill Pipeline LP

Partnership capital

$849

Industrial Energy Applications Delaware, Inc.

ReGENco LLC

Class A units

$1,083

Heartland Energy Services, Inc.

 

Class B units

$167

Heartland Energy Services, Inc.

RMT, Inc. (2)

Common stock

$11,822

Alliant Energy Integrated Services Company

STM Power, Inc.

Series B preferred stock

$2,500

Alliant Energy Resources, Inc.

TRANSLink Development Company LLC

Capital

$288

Alliant Energy TransCo LLC

 

Loan

$2,149

Alliant Energy TransCo LLC

Williams Bulk Transfer Inc.

Common stock

$3,001

Alliant Energy Transportation, Inc.

 

Money pool borrowings

$1,402

Alliant Energy Resources, Inc.

(1) Associate companies.

(2) Includes RMT, Inc.; RMT North Carolina, Inc.; RMT, Inc., Michigan; and RMT International, Inc.

 

5

 

ITEM 3 - ASSOCIATE TRANSACTIONS

For the Quarter Ended September 30, 2005

 

Part I -- Transactions performed by reporting companies on behalf of associate companies (a):

Reporting

Company

Rendering

Services

Associate

Company

Receiving

Services

 

Types of

Services

Rendered

Direct

Costs

Charged

(in thousands)

Indirect

Costs

Charged

(in thousands)

 

Cost of

Capital

(in thousands)

Total

Amount

Billed

(in thousands)

RMT

WP&L

Environmental consulting

$795

$-

$-

$795

RMT

IEA

Environmental consulting

112

-

-

112

RMT

IP&L

Environmental consulting

122

-

-

122

RMT

AEG

Environmental consulting

1

-

-

1

RMT

Sheboygan

Environmental consulting

16

-

-

16

RMT

AE EPC

Environmental consulting

658

-

-

658

RMT

Neenah

Environmental consulting

13

-

-

13

ReGENco

WP&L

Integrated turbine & generator services

191

-

-

191

ReGENco

AEG

Storage lease, handling & maintenance

61

-

-

61

 

 

Part II -- Transactions performed by associate companies on behalf of reporting companies (a):

Associate

Company

Rendering

Services

Reporting

Company

Receiving

Services

 

Types of

Services

Rendered

Direct

Costs

Charged

(in thousands)

Indirect

Costs

Charged

(in thousands)

 

Cost of

Capital

(in thousands)

Total

Amount

Billed

(in thousands)

RMT

IEA

Environmental consulting

$112

$-

$-

$112

RMT

AE EPC

Environmental consulting

658

-

-

658

 

(a)

The following abbreviations were used:

 

Abbreviation

Legal Name

 

Abbreviation

Legal Name

AE EPC

Alliant Energy EPC, LLC

 

ReGENco

ReGENco LLC

AEG

Alliant Energy Generation, Inc.

 

RMT

RMT, Inc.

IEA

Industrial Energy Applications, Inc.

 

Sheboygan

Sheboygan Power, LLC

IP&L

Interstate Power and Light Company

 

WP&L

Wisconsin Power and Light Company

Neenah

Alliant Energy Neenah, LLC

 

 

 

 

 

6

 

ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT

(Dollars in thousands)

 

Investments in energy-related companies:

Total consolidated capitalization as of September 30, 2005 (a)

$5,054,600

Line 1

Total capitalization multiplied by 15% (Line 1 multiplied by 0.15)

758,190

Line 2

Greater of $50 million or total capitalization multiplied by 15% (Line 2)

758,190

Line 3

Total current aggregate investment subsequent to April 21, 1998 (categorized by major line of energy-related business):

 

 

Energy-related business category i

-

 

Energy-related business category ii

13,042

 

Energy-related business category iii

-

 

Energy-related business category iv

-

 

Energy-related business category v

3,135

 

Energy-related business category vi

93,255

 

Energy-related business category vii

5,387

 

Energy-related business category viii

20,918 (b)

 

Energy-related business category ix

8,990

 

Energy-related business category x

-

 

 

Total current aggregate investment

____________________________

144,727

 

Line 4

Difference between the greater of $50 million or 15% of capitalization and the total aggregate investment of the registered holding company system

 

 

(Line 3 less Line 4)

$613,463

Line 5

 

Investments in gas-related companies:

 

Total current aggregate investment (categorized by major line of gas-related business):

 

Gas-related business category i

$-

Gas-related business category ii

-

 

____________________________________________

Total current aggregate investment

$-

 

(a) Includes common equity, cumulative preferred stock of subsidiaries, long-term debt, current maturities and short-term debt (variable rate demand bonds and commercial paper).

 

(b) Represents $20,918,000 of payments and commitments to purchase generation equipment that Alliant Energy intends to use to develop a qualifying facility.

 

7

 

ITEM 5 - OTHER INVESTMENTS

(Dollars in thousands)

 

 

 

Major Line Of

Energy-Related

Business

Other

Investment

In Last

U-9C-3

Report

 

Other

Investment

In This

U-9C-3 Report

 

 

 

Reason for Difference

In Other Investment

Energy-related business category i*

 

 

 

Industrial Energy Applications, Inc.

$39,044

$38,565

In the third quarter of 2005, Industrial Energy Applications, Inc. repaid $479 of money pool borrowings to Alliant Energy Resources, Inc.

Energy-related business category v*

 

 

 

Heartland Energy Group, Inc.

$3,289

$3,289

No change.

Energy-related business category vii*

 

 

 

RMT, Inc. (1)

 

$11,822

$11,822

No change.

Energy-related business category ix*

 

 

 

Oak Hill Pipeline LP

$849

$849

No change.

 

*Item 5 includes aggregate investments that were invested or committed to be invested in energy-related companies, prior to the date Rule 58 was effective for Alliant Energy Corporation (April 21, 1998 – Date Alliant Energy Corporation became a registered holding company), for which there is recourse, directly or indirectly, to Alliant Energy Corporation or any subsidiary thereof.

 

(1) Includes RMT, Inc.; RMT North Carolina, Inc.; RMT, Inc., Michigan; and RMT International, Inc.

 

ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS

List all financial statements and exhibits filed as a part of this report.

 

A.

FINANCIAL STATEMENTS:

 

Filed under confidential treatment pursuant to Rule 104 (b).

 

B.

EXHIBITS:

 

1.

Exhibit A - Certificate of Alliant Energy Corporation

 

2.

Copies of contracts required by Item 3:

None.

 

SIGNATURES

 

Pursuant to the requirements of the Public Utility Holding Company Act of 1935, Alliant Energy Corporation has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on the 28th day of November 2005.

 

ALLIANT ENERGY CORPORATION

Registrant

 

By: /s/ John E. Kratchmer                      

Vice President-Controller and Chief Accounting Officer

John E. Kratchmer

(Principal Accounting Officer)

 

 

 

8

 

Exhibit A

 

ALLIANT ENERGY CORPORATION

4902 N. Biltmore Lane, Madison, Wisconsin 53718-2132

 

CERTIFICATE

 

Pursuant to the requirements of Rule 58 of the Public Utility Holding Company Act of 1935, the undersigned certifies that a conformed copy of the quarterly report on Form U-9C-3 shall be filed with the interested state commissions promptly after filing with the SEC. The names and addresses of each state commission having jurisdiction over the retail rates of the public utility companies that are associate companies of any of the reporting companies are:

 

Iowa Utilities Board

350 Maple Street

Des Moines, Iowa 50319-0069

 

Illinois Commerce Commission

527 E. Capitol Avenue

Springfield, Illinois 62701

 

Minnesota Public Utilities Commission

121 7th Place E. Suite 350

St. Paul, MN 55101-2147

 

Public Service Commission of Wisconsin

610 North Whitney Way, P.O. Box 7854

Madison, Wisconsin 53707-7854

 

ALLIANT ENERGY CORPORATION

Registrant

 

By: /s/ John E. Kratchmer                      

Vice President-Controller and Chief Accounting Officer

John E. Kratchmer

(Principal Accounting Officer)

 

 

 

 

9