UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 5, 2013
MoSys, Inc.
(Exact name of registrant as specified in its charter)
000-32929
(Commission File Number)
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Delaware |
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77-0291941 |
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(State or other jurisdiction of incorporation) |
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(I.R.S. Employer Identification No.) |
3301 Olcott Street
Santa Clara, California 95054
(Address of principal executive offices, with zip code)
(408) 418-7500
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events
On June 5, 2013, MoSys, Inc. (the “Company”) received from Roth Capital Partners, LLC a notice of exercise in full of the underwriters’ over-allotment option with respect to the Company’s previously announced public offering of common stock. Pursuant to the exercise of their over-allotment option, the underwriters will purchase an additional 975,000 shares of common stock at the public offering price of $4.00 per share, less underwriting commissions and discounts, on June 7, 2013, subject to customary closing conditions.
On June 6, 2013, the Company issued a press release announcing the exercise of the over-allotment option.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
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Exhibits |
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Description |
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99.1 |
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Press release dated June 6, 2013. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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MOSYS, INC. | |
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Date: June 7, 2013 |
By: |
/s/ James W. Sullivan |
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James W. Sullivan |
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Chief Financial Officer |