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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(a)
(Amendment No. 2)*
Alere Inc.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
01449J105
(CUSIP Number)
Mintz, Levin, Ferris, Cohn, Glovsky and Popeo, P.C.
Attn: Richard R. Kelly, Esq.
One Financial Center
Boston, MA 02111
(617) 542-6000
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
September 30, 2014
(Dates of Event Which Require Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box o.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed filed for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Exchange Act by shall be subject to all other provisions of the Exchange Act (however, see the Notes).
CUSIP No. 01449J105 |
13D |
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CUSIP No. 01449J105 |
13D |
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CUSIP No. 01449J105 |
13D |
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CUSIP No. 01449J105 |
13D |
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CUSIP No. 01449J105 |
13D |
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CUSIP No. 01449J105 |
13D |
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CUSIP No. 01449J105 |
13D |
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Name of Reporting Person | |||||
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Check the Appropriate Box if a Member of The Group | |||||
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Source of Funds | |||||
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Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2 (e) o | |||||
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Citizenship or Place of Organization | |||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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CUSIP No. 01449J105 |
13D |
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Name of Reporting Person | |||||
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Check the Appropriate Box if a Member of The Group | |||||
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(a) |
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(b) |
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SEC Use Only | |||||
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Source of Funds | |||||
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Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2 (e) o | |||||
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Citizenship or Place of Organization | |||||
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CUSIP No. 01449J105 |
13D |
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Name of Reporting Person | |||||
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Check the Appropriate Box if a Member of The Group | |||||
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(a) |
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(b) |
o Joint Filing | ||||
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SEC Use Only | |||||
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Source of Funds | |||||
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Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2 (e) o | |||||
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Citizenship or Place of Organization | |||||
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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CUSIP No. 01449J105 |
13D |
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Name of Reporting Person | |||||
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Check the Appropriate Box if a Member of The Group | |||||
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(a) |
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(b) |
o Joint Filing | ||||
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SEC Use Only | |||||
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Source of Funds | |||||
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Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2 (e) o | |||||
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Citizenship or Place of Organization | |||||
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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Sole Dispositive Power | ||||||
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Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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The following constitutes Amendment No. 2 (this Amendment) to the Schedule 13D filed on September 15, 2014 by Ron Zwanziger, Janet M. Zwanziger, Zwanziger Family 2004 Irrevocable Trust, Zwanziger Family 2012 Irrevocable Family Trust, Zwanziger Family 2009 Irrevocable Trust, Zwanziger Family Ventures LLC, The Ron Zwanziger Family Trust-1990, Ron Zwanziger 2004 Revocable Trust, David Scott, Ph.D and Jerome F. McAleer, Ph.D. (the Schedule 13D), as amended by Amendment No. 1 to the Schedule 13D filed on September 18, 2014 (Amendment No. 1).
The information reported in the Schedule 13D remains in effect except to the extent that it is amended, restated and/or supplemented by information contained in this Amendment and in Amendment No. 1. Capitalized terms used but not defined in this Amendment have the meanings ascribed to them in the Schedule 13D.
Item 5. Interest in Securities of the Issuer.
Item 5(e) of the Schedule 13D is hereby amended and restated as follows:
(e) The Reporting Persons ceased to be beneficial owners of five percent or more of the Issuers common stock on September 30, 2014 upon the expiration of the Zwanziger Options, McAleer Options and Scott Options.
SIGNATURE
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: October 7, 2014 |
By: |
/s/ Ron Zwanziger | |
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Ron Zwanziger | |
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Dated: October 7, 2014 |
By: |
/s/ Janet M. Zwanziger | |
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Janet M. Zwanziger | |
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Dated: October 7, 2014 |
Zwanziger Family 2004 Irrevocable Trust | ||
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By: |
/s/ Orit Goldstein, Trustee | |
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Dated: October 7, 2014 |
Zwanziger Family 2012 Irrevocable Family Trust | ||
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By: |
/s/ Orit Goldstein, Trustee | |
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Dated: October 7, 2014 |
Zwanziger Family 2009 Irrevocable Trust | ||
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By: |
/s/ Orit Goldstein, Trustee | |
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Dated: October 7, 2014 |
Zwanziger Family Ventures LLC | ||
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By: |
/s/ Ron Zwanziger | |
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Its: Manager | ||
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Dated: October 7, 2014 |
The Ron Zwanziger Family Trust-1990 | ||
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By: |
/s/ Orit Goldstein, Trustee | |
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Dated: October 7, 2014 |
Ron Zwanziger 2004 Revocable Trust | ||
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By: |
/s/ Ron Zwanziger, Trustee | |
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Dated: October 7, 2014 |
By: |
/s/ David Scott, Ph.D. | |
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David Scott, Ph.D. | |
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Dated: October 7, 2014 |
By: |
/s/ Jerome F. McAleer, Ph.D. | |
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Jerome F. McAleer, Ph.D. | |