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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Deferred Comp. Phantom Shares | (2) | 12/03/2010 | A | 11 | (2) | (2) | Common Stock | 11 | $ 40.05 | 355 | D | ||||
Deferred Comp. Phantom Shares | (2) | 12/17/2010 | A | 11 | (2) | (2) | Common Stock | 11 | $ 41.08 | 371 (3) | D | ||||
Deferred Comp. Phantom Shares | (2) | 12/31/2010 | A | 11 | (2) | (2) | Common Stock | 11 | $ 41.64 | 381 | D | ||||
Deferred Comp. Phantom Shares | (2) | 02/28/2011 | A | 84 | (2) | (2) | Common Stock | 84 | $ 41.76 | 466 | D | ||||
Deferred Comp. Phantom Shares | (2) | 08/12/2011 | A | 7 | (2) | (2) | Common Stock | 7 | $ 40.72 | 483 (4) | D | ||||
NQ Stock Options 01/24/2011 | (5) | 01/24/2011 | A | 21,000 | (5) | (5) | Common Stock | 21,000 | $ 43.4 | 21,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bradford Darryl M. 10 SOUTH DEARBORN STREET 54TH FLOOR CHICAGO, IL 60603 |
SVP and General Counsel |
Scott N. Peters, Attorney in Fact for Darryl M. Bradford | 08/26/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Balance includes 130 shares acquired on 12/10/2010 and 123 shares acquired on 03/10/2011 and 129 shares acquired on 06/10/2011 through the automatic dividend reinvestment feature of Exelon plans. |
(2) | Phantom shares held in a multi-fund deferred compensation plan to be settled for cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends. |
(3) | Balance includes 4 shares acquired on 12/10/2010 through the automatic dividend reinvestment feature of Exelon plans. |
(4) | Balance includes 5 shares acquired on 3/10/2011 and 6 shares acquired on 6/10/2011 through the automatic dividend reinvesment feature of Exelon plans. |
(5) | Non qualified employee stock options awarded pursuant to the Exelon Long Term Incentive Plan. Options vest in 1/4 increments on each of the first four anniversaries of the grant date, referenced in column one, and expire on the tenth anniversay of the grant date. |