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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Option (Right to buy) | $ 99.44 | Â | Â | Â | Â | Â | 04/30/2002 | 04/30/2011 | Tandem Common and Special Common Shares | Â | 1,441 | Â | ||
Option (Right to buy) | $ 38 | Â | Â | Â | Â | Â | 12/15/2006 | 06/19/2016 | Special Common Shares | Â | 35,364 | Â | ||
Option (Right to buy) | $ 59.45 | Â | Â | Â | Â | Â | 12/15/2007 | 07/02/2017 | Special Common Shares | Â | 43,077 | Â | ||
Option (right to buy) | $ 35.35 | Â | Â | Â | Â | Â | Â (1) | 08/26/2018 | Special Common Shares | Â | 68,500 | Â | ||
Option (right to buy) | $ 26.95 | Â | Â | Â | Â | Â | Â (3) | 05/20/2019 | Special Common Shares | Â | 89,500 | Â | ||
Restricted Stock Units | Â | Â | Â | Â | Â | Â | 12/15/2010 | Â (2) | Special Common Shares | Â | 9,120 | Â | ||
Restricted Stock Units | Â | Â | Â | Â | Â | Â | Â (4) | Â (4) | Special Common Shares | Â | 0 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wittwer David A TDS TELECOM 535 JUNCTION ROAD MADISON, WI 53717 |
 |  |  President of a subsidiary |  |
Julie D. Mathews, by power of atty | 01/21/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Granted under the 2004 Long Term Incentive Plan. Options vest over a 3 year period with one-third of the number of shares becoming exercisable on Aug. 26, 2009, one-third on Aug. 26, 2010 and one-third on Aug. 26, 2011. |
(2) | Restricted stock units that vest on Dec. 15, 2010. |
(3) | Granted under the 2004 Long Term Incentive Plan. Options vest over a 3 year period with one-third of the shares becoming exercisable on the first anniversary, one-third on the second anniversary and one-third on the third anniversary. |
(4) | On May 21, 2009, TDS granted a restricted stock award of 19,200 special common shares to reporting person subject to acceptance. Administratively the award was reported on a Form 4 on May 22, 2009 by the reporting persons' power of attorney. However, upon receipt of award reporting person declined acceptance immediately and therefore was null and void and deemed not to have been awarded. |