|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Performance Stock Units | (2) | 03/11/2013 | M | 7,002 | (6) | (6) | Common Stock | 7,002 | $ 0 | 0 | D | ||||
Market Stock Units | (4) | 03/11/2013 | M | 15,693 | (7) | (7) | Common Stock | 15,693 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GUERTIN SHAWN M AETNA INC. 151 FARMINGTON AVENUE HARTFORD, CT 06156 |
Sr. Vice President, CFO |
Shawn M. Guertin by Judith H. Jones, Attorney-in-fact | 03/13/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Performance Stock Units originally granted on May 10, 2011. Units vested based on both service through March 10, 2013 and attaining the specified Company performance target. |
(2) | Each Performance Stock Unit represents a right to receive up to two shares of Aetna Inc. Common Stock net of taxes. |
(3) | Represents vesting of previously reported Market Stock Units granted under the Aetna Inc. 2010 Stock Incentive Plan. |
(4) | Each Market Stock Unit represents a right to receive up to 1.5 shares of Aetna Inc. Common Stock net of taxes. Vesting amount was determined based on the weighted average closing stock price for the thirty trading days prior to the vest date. |
(5) | Represents the pro rata portion of the stock portion of Aetna Common Stock Fund held by reporting person on February 28, 2013. The information is based on information provided by the Plan Trustee as of that date. |
(6) | Performance Stock Units granted under the Aetna Inc. 2010 Stock Incentive Plan. |
(7) | Market Stock Units granted under the Aetna Inc. 2010 Stock Incentive Plan. |