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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Feliciani Joseph BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK, NY 10055 |
Principal Accounting Officer |
/s/ Daniel R. Waltcher as Attorney-in-Fact for Joseph Feliciani | 01/23/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects an award value of $213,750 converted to a number of Restricted Stock Units by dividing the approved award value by $232.63, which was the average of the high and low price per share of Common Stock on January 18, 2013. This grant was approved by the Management Development and Compensation Committee on January 15, 2013. Restricted Stock Units vest in installments with 33% vesting on 1/31/14, 33% vesting on 1/31/15 and 34% vesting on 1/31/16. |
(2) | Includes (i) 162 Restricted Stock Units vesting on 1/31/13, (ii) 665 Restricted Stock Units vesting in installments on 1/31/13 and 1/31/14, (iii) 1,746 Restricted Stock Units vesting on 1/31/14, (iv) 911 Restricted Stock Units vesting in installments on 1/31/13, 1/31/14 and 1/31/15, (v) 2,286 Restricted Stock Units vesting on 1/31/15 and (vi) 918 Restricted Stock Units vesting in installments on 1/31/14, 1/31/15 and 1/31/16. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. |
(3) | Reflects an award value of $420,000 converted to a number of Restricted Stock Units by dividing the approved award value by $232.63, which was the average of the high and low price per share of Common Stock on January 18, 2013. This grant was approved by the Management Development and Compensation Committee on January 15, 2013. Restricted Stock Units vest on 1/31/16. |
(4) | Includes (i) 162 Restricted Stock Units vesting on 1/31/13, (ii) 665 Restricted Stock Units vesting in installments on 1/31/13 and 1/31/14, (iii) 1,746 Restricted Stock Units vesting on 1/31/14, (iv) 911 Restricted Stock Units vesting in installments on 1/31/13, 1/31/14 and 1/31/15, (v) 2,286 Restricted Stock Units vesting on 1/31/15, (vi) 918 Restricted Stock Units vesting in installments on 1/31/14, 1/31/15 and 1/31/16 and (vii) 1,805 Restricted Stock Units vesting on 1/31/16. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. |