UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | 12/31/2017(1) | Â (1) | Class B Common Stock | 10,937 (2) | $ (1) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Guimaraes Enderson 650 S. EXETER STREET 12TH FLOOR BALTIMORE, MD 21202 |
 |  |  See Remarks |  |
/s/ Sean P. Mulcahy, Attorney-in-Fact | 10/02/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class B Common Stock of Laureate Education, Inc. ("Class B Common Stock") On the vesting date, the reporting person will be issued a corresponding number of shares of Class B Common Stock. Subject to the reporting person's continued employment, all of these RSUs will vest on December 31, 2017. |
(2) | In the Reporting Person's Form 3 filed on January 31, 2017 (the "Original Form 3"), the Reporting Person inadvertently reported 10,397 RSUs as beneficially owned on the final line of Table II. The correct number that should have been reported on that line of Table II of the Original Form 3 is 10,937. As of the date of the Original Form 3, the Reporting Person owned a total of 73,437 RSUs which represents the sum of the second to final line of Table II of the Original Form 3 and the final line of the Form 3 as amended by this filing. |
 Remarks: As previously reported on Form 8-K filed on March 28, 2017, the Reporting Person's employment as President and Chief Operating Officer of Laureate Education, Inc. terminated effective March 23, 2017. |