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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SCOTT W W JR 601 JEFFERSON SUITE 3600 HOUSTON, TX 77002 |
X |
W.W. Scott, Jr. | 06/10/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Scott acquired these units as a result of a distribution of units out of Western Pocahontas Properties, in which Mr. Scott is a minority limited partner. |
(2) | Scott Riverbend Farm, Ltd. acquired these units as a result of a distribution of units out of Western Pocahontas Properties Limited Partnership, in which Scott Riverbend Farm, Ltd. is a minority limited partner, Mr. Scott is the controlling partner of Scott Riverbend Farm, Ltd. Mr. Scott disclaims beneficial ownership of the units held by Scott Riverbend Farm, Ltd., except to the extent of his pecuniary interest therein. |
(3) | W.W. Scott Family Limited Partnership acquired these units as a result of a distribution of units out of NRP Investment L.P., in which W.W. Scott Family Limited Partnership is a minority limited partner, Mr. Scott is the controlling partner of W.W. Scott Family Limited Partnership. Mr. Scott disclaims beneficial ownership of the units held by W.W. Scott Family Limited Partnership, except to the extent of his pecuniary interest therein. |