UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom Units (2) | 02/11/2014 | 02/11/2014 | Common Units | 4,000 | $ (3) (4) | D | Â |
Phantom Units (2) | 02/10/2015 | 02/10/2015 | Common Units | 4,000 | $ (3) (4) | D | Â |
Phantom Units (2) | 02/14/2016 | 02/14/2016 | Common Units | 4,000 | $ (3) (4) | D | Â |
Phantom Units (2) | 02/13/2017 | 02/13/2017 | Common Units | 4,000 | $ (3) (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HARTZ DAVID M 601 JEFFERSON STREET SUITE 3600 HOUSTON, TX 77002 |
 |  |  VP, Oil and Gas |  |
David Hartz | 12/23/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The common units are owned jointly with Mr. Hartz's spouse. |
(2) | The phantom units were granted to the reporting person under the Issuer's long-term incentive plan. |
(3) | The phantom units will be paid in cash based on the average closing price of the common units for the 20 trading days immediately preceding the date of vesting. |
(4) | Award includes tandem distribution equivalent rights pursuant to which the quarterly distributions paid by the partnership on each unit will be accrued over the vesting period and paid on vesting. |