Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 10-Q/A
Amendment No. 1
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(Mark One)
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934
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FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2011
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OR
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934
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FOR THE TRANSITION PERIOD FROM ______ TO _______
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COMMISSION FILE NUMBER 0 – 1325
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___________
MULTIBAND CORPORATION
(Exact name of registrant as specified in its charter)
MINNESOTA
(State or other jurisdiction of incorporation or organization)
41 - 1255001
(IRS Employer Identification No.)
9449 Science Center Drive, New Hope, Minnesota 55428
(Address of principal executive offices) (Zip code)
Telephone (763) 504-3000
(Registrant's telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities and Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes x No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 229.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
Yes o No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer“ and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer o Accelerated filer o
Non-accelerated filer o (do not check if a smaller reporting company) Smaller reporting company x
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yes o No x
On August 5, 2011, there were 21,595,029 shares outstanding of the registrant's common stock, no par value, and 284,697 outstanding shares of the registrant's convertible preferred stock.
EXPLANATORY NOTE
This Amendment No. 1 to the Quarterly Report on Form 10-Q/A (the Amendment”) amends the Quarterly Report on Form 10-Q of Multiband Corporation and subsidiaries (the Company) for the quarter ended June 30, 2011 (the Original Filing), that was originally filed with the U.S. Securities and Exchange Commission on August 15, 2011. The Amendment is being filed to submit Exhibit 101. The Amendment revises the exhibit index included in Part II, Item 6 of the Original Filing and includes Exhibit 101 (XBRL interactive data) as an exhibit to the Amendment.
Except as described above, the Amendment does not modify or update the disclosures presented in, or exhibits to, the Original Filing in anyway. Those sections of the Original Filing that are unaffected by the Amendment are not included herein. The Amendment continues to speak as of the date of the Original Filing. Furthermore, the Amendment does not reflect events occurring after the filing of the Original Filing. Accordingly, the Amendment should be read in conjunction with the Original Filing, as well as the Company’s other filings made with the SEC pursuant to Section 13(a) or 15(d) of the Exchange Act subsequent to the filing of the Original Filing.
PART II - OTHER INFORMATION
(a) Exhibits
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Exhibit Number
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Description
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31.1
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Certification of Chief Executive Officer pursuant to Rules 13a-14 and 15d-14 of the Exchange Act. **
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31.2
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Certification of Chief Financial Officer pursuant to Rules 13a-14 and 15d-14 of the Exchange Act. **
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32.1
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Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350. **
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32.2
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Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350. **
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101.INS*
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XBRL Instance Document**
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101.SCH*
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XBRL Taxonomy Extension Schema**
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101.CAL*
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XBRL Taxonomy Extension Calculation Linkbase**
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101.DEF*
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XBRL Taxonomy Extension Definition Linkbase**
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101.LAB*
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XBRL Taxonomy Extension Label Linkbase**
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101.PRE*
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XBRL Taxonomy Extension Presentation Linkbase**
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Pursuant to Rule 406T of Regulation S-T, these interactive data files are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933 or Section 18 of the Securities Exchange Act of 1934 and otherwise are not subject to liability.
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**Provided herewith
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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MULTIBAND CORPORATION
Registrant
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Date: August 17, 2011
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By:
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/s/ James L. Mandel
Chief Executive Officer
(Principal Executive Officer)
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Date: August 17, 2011
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By:
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/s/ Steven M. Bell
Chief Financial Officer
(Principal Financial and Accounting Officer)
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EXHIBIT INDEX
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Exhibit Number
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Description
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31.1
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Certification of Chief Executive Officer pursuant to Rules 13a-14 and 15d-14 of the Exchange Act. **
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31.2
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Certification of Chief Financial Officer pursuant to Rules 13a-14 and 15d-14 of the Exchange Act. **
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32.1
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Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350. **
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32.2
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Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350. **
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101.INS*
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XBRL Instance Document. **
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101.SCH*
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XBRL Taxonomy Extension Schema. **
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101.CAL*
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XBRL Taxonomy Extension Calculation Linkbase. **
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101.DEF*
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XBRL Taxonomy Extension Definition Linkbase. **
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101.LAB*
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XBRL Taxonomy Extension Label Linkbase. **
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101.PRE*
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XBRL Taxonomy Extension Presentation Linkbase. **
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*
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Pursuant to Rule 406T of Regulation S-T, these interactive data files are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933 or Section 18 of the Securities Exchange Act of 1934 and otherwise are not subject to liability.
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**
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Filed herewith.
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