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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
AUSTIN VENTURES VIII LP 300 WEST SIXTH STREET SUITE 2300 AUSTIN, TX 78701-3902 |
X | |||
AV PARTNERS VIII LP 300 WEST SIXTH STREET SUITE 2300 AUSTIN, TX 78701-3902 |
X | |||
DEANGELIS KENNETH P 300 WEST SIXTH STREET SUITE 2300 AUSTIN, TX 78701-3902 |
X | |||
THORNTON JOHN D 300 WEST SIXTH STREET SUITE 2300 AUSTIN, TX 78701-3902 |
X | |||
PACITTI CHRISTOPHER A 300 WEST SIXTH STREET SUITE 2300 AUSTIN, TX 78701-3902 |
X | Former Director | ||
ARAGONA JOSEPH C 300 WEST SIXTH STREET SUITE 2300 AUSTIN, TX 78701-3902 |
X |
/s/ Kevin Kunz for Austin Ventures VIII, L.P. | 10/14/2015 | |
**Signature of Reporting Person | Date | |
/s/ Kevin Kunz for AV Partners VIII, L.P. | 10/14/2015 | |
**Signature of Reporting Person | Date | |
/s/ Kevin Kunz for Kenneth P. DeAngelis | 10/14/2015 | |
**Signature of Reporting Person | Date | |
/s/ Kevin Kunz for John D. Thornton | 10/14/2015 | |
**Signature of Reporting Person | Date | |
/s/ Kevin Kunz for Christopher A. Pacitti | 10/14/2015 | |
**Signature of Reporting Person | Date | |
/s/ Kevin Kunz for Joseph C. Aragona | 10/14/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Austin Ventures VIII, L.P. ("AV VIII") without consideration to its limited partners and its general partner, AV Partners VIII, L.P. ("AVP VIII"). |
(2) | Shares are held directly by AV VIII. AVP VIII is the general partner of AV VIII. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and have voting and investment power over the shares held by AV VIII. Such persons and entity disclaim beneficial ownership of the shares held by AV VIII except to the extent of any pecuniary interest therein. |
(3) | Reflects number of shares owned as of October 14, 2015 immediately prior to the distribution by Austin Ventures VIII, L.P. reported above. |
Remarks: Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and may be deemed to have beneficial ownership of the shares held directly by AV VIII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pencuniary interest in such securities) other than any securities being reported herein as being directly owned by such person or entity. The filing of this report is not an admission that any Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |