UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):   January 12, 2016

 

Gladstone Capital Corporation

(Exact name of registrant as specified in its charter)

 

 

Maryland 814-00237 54-2040781
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
     

1521 Westbranch Drive, Suite 100

McLean, Virginia 22102
(Address of principal executive offices)

 

 

Registrant's telephone number, including area code: (703) 287-5800

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 7.01. Regulation FD Disclosure.

 

On January 12, 2016, Gladstone Capital Corporation (the “Company”) issued a press release, filed herewith as Exhibit 99.1, announcing that its board of directors declared monthly cash distributions for the Company’s common stock and 6.75% Series 2021 Term Preferred Stock for each of January, February and March 2016. The Company also announced its intention to report earnings for its first fiscal quarter ended December 31, 2015, after the stock market closes on Monday, February 8, 2016. The Company’s conference call to discuss earnings will be held on Tuesday, February 9, 2016 at 8:30 a.m. EST.

 

The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934, and shall not be deemed incorporated by reference into any filings made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.

 

Item 9.01. Financial Statements and Exhibits.

 

  (d) Exhibits.

 

     

Exhibit
No.

 

Description

   
99.1   Press Release issued by Gladstone Capital Corporation on January 12, 2016.

 

 

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Gladstone Capital Corporation
(Registrant)
   
January 12, 2016 By: /s/ Melissa B. Morrison
(Melissa Morrison, Chief Financial Officer)

 

 

 

 

 

 

EXHIBIT INDEX

 

     

Exhibit
No.

 

Description

   
99.1   Press Release issued by Gladstone Capital Corporation on January 12, 2016.