|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) (1) | $ 33.92 | 06/15/2005 | D | 7,788 | (2) | 08/04/2005 | Series A Common Stock | 7,788 | (3) | 0 | D | ||||
Stock Option (right to buy) (1) | $ 33.92 | 06/15/2005 | D | 10,126 | (2) | 07/23/2007 | Series A Common Stock | 10,126 | (3) | 0 | D | ||||
Stock Option (righ to buy) (1) | $ 33.92 | 06/15/2005 | D | 54,554 | (2) | 12/29/2008 | Series A Common Stock | 54,554 | (3) | 0 | D | ||||
Stock Option (right to buy) (1) | $ 33.92 | 06/15/2005 | D | 15,127 | (4) | 02/28/2011 | Series A Common Stock | 15,127 | (3) | 0 | D | ||||
Stock Option (right to buy) (1) | $ 33.92 | 06/15/2005 | D | 6,649 | (5) | 07/31/2013 | Series A Common Stock | 6,649 | (3) | 0 | D | ||||
Stock Option (right to buy) | $ 33.41 (6) | 06/15/2005 | D | 63,830 (6) | (7) | 06/22/2014 | Series A Common Stock | 63,830 | (3) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CURTIS MIRANDA 12300 LIBERTY BLVD. ENGLEWOOD, CO 80112 |
Senior Vice President |
/s/ Miranda Curtis | 06/15/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option was acquired pursuant to anti-dilution provisions in the incentive plan of Liberty Media Corporation ("LMC") in connection with the spin off of the Issuer from LMC on June 7, 2004 and subsequently adjusted as to exercise price and number of shares pursuant to anti-dilution provisions in the incentive plan of the Issuer in connection with the Issuer's rights offering effective August 23, 2004 (the "Rights Offering"). |
(2) | The option was 100% vested. |
(3) | The option was assumed by Liberty Global, Inc. ("LGI") pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalCom, Inc. with wholly-owned subsidiaries of LGI and replaced with an option to purchase an equivalent number of shares of LGI Series A Common Stock at the same exercise price. |
(4) | The option provided for vesting as to 25% of the total number of shares on each February 28, beginning February 28, 2003. |
(5) | The option provided for vesting as to 20% of the total number of shares on each July 31, beginning July 31, 2004. |
(6) | The option was adjusted as to exercise price and number of shares pursuant to anti-dilution rights in the option plan of the Issuer in connection with the Rights Offering. |
(7) | The option provided for vesting as to 20% of the total number of shares on each June 22, beginning June 22, 2005. |
Remarks: The trading symbols for the Issuer's Series A and Series B Common Stock are, respectively, LBTYA and LBTYB. |