UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock Options (right to buy) | Â (1) | 10/31/2015 | Common Stock | 20,000 | $ 5 | D | Â |
Common Stock Options (right to buy) | 10/31/2006 | 10/31/2015 | Common Stock | 10,000 | $ 5 | D | Â |
Common Stock Option (right to buy) | Â (2) | 11/30/2015 | Common Stock | 5,000 | $ 5.69 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
VOLD ROBERT J 180 EAST FIFTH STREET ST. PAUL, MN 55101 |
 |  |  Sr. V.P., CFO & Treasurer |  |
/s/ Jonathan R. Zimmerman on behalf of Robert J. Vold | 02/02/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option vests as to one-third of the shares covered by the option on each of October 31, 2006, October 31, 2007 and October 31, 2008 if the reporting person is employed by the Company on the applicable date. |
(2) | This option vests as to one-third of the shares covered by the option on each of November 30, 2006, November 30, 2007 and November 30, 2008 if the reporting person is employed by the Company on the applicable date. |