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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to buy) | $ 8.52 | 08/09/2007 | M | 9,556 | (1) | 05/21/2008 | Common Stock | 9,556 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to buy) | $ 10.89 | 08/09/2007 | M | 5,217 | (2) | 03/17/2009 | Common Stock | 5,217 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to buy) | $ 8.52 | 08/09/2007 | M | 54,783 | (3) | 03/17/2009 | Common Stock | 54,783 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BLOCH KATHLEEN B 550 MERIDIAN AVE SAN JOSE, CA 95126 |
Sr. VP, Gen Counsl & Secretary |
/s/ Oliver R. Stanfield, attorney-in-fact for Kathleen B. Bloch | 08/13/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Reporting Person exercised 9,556 of the 9,556 share option grant dated April 22, 2005. Previous vesting was such that this 9,556 share option vested as to 7,778 shares on April 22, 2006 and the remaining 1,778 shares vested monthly thereafter through December 22, 2006; however, on November 18, 2005 vesting was accelerated in full. |
(2) | The Reporting Person exercised 5,217 of the 60,000 share option grant dated March 17, 2004. Previous vesting was such that this 60,000 share option vested as to 1/4th of the shares on March 17, 2005 and as to 1/48th of the shares on the last day of each one month anniversary thereafter; however, on November 18, 2005 vesting was accelerated in full. |
(3) | The Reporting Person exercised 54,783 of the 54,783 share option grant dated April 22, 2005. Previous vesting was such that this 54,783 share option vested as to 31,250 shares on April 22, 2006 and the remaining 23,533 shares were to vest and become exercisable monthly thereafter through December 22, 2007; however, on November 18, 2005 vesting was accelerated in full. |