UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (1) | 12/06/2021 | Common Stock | 35,000 | $ 28.49 | D | Â |
Stock Option (right to buy) | Â (2) | 06/26/2023 | Common Stock | 35,000 | $ 10.55 | D | Â |
Stock Option (right to buy) | Â (3) | 11/11/2023 | Common Stock | 135,000 | $ 6.98 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Orecchioni Fabrice 1086, MODELAND ROAD SARNIA, A6 N7S 6L2 |
 X |  |  Chief Operations Officer |  |
/s/ Jean-Francois Huc attorney in fact to Fabrice Orecchioni | 01/03/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 25% of the stock option vested and became exercisable on January 1, 2013 and the remaining 75% of the option vest ratably on a monthly basis over the following three years. |
(2) | 17/48 of the stock option vested and became exercisable as of June 30, 2013 and the remaining 31/48 of the option vest ratably on monthly basis over the 31 following months. |
(3) | 25% of the stock option vest and become exercisable on November 11, 2014 and the remaining 75% of the option vest ratably on a monthly basis over the following three years. |
 Remarks: Exhibit 24.1 Power of attorney |