UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2009
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Genworth Financial, Inc.
Address: 6620 West Broad Street
Richmond, Virginia 23230
Form 13F File Number: 28-11523
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia Merrill
Title: Senior Counsel
Phone: (804) 662-2711
Signature, Place, and Date of Signing:
/s/ Patricia Merrill
------------------------------- Richmond, VA November 6, 2009
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 292 lines
Form 13F Information Table Value 1,434,233
Total:
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- -----------------------------------------
01 28-11546 Genworth Financial Asset Management, Inc.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
3M CO COM COM 88579Y101 24,833 336,494 SH Sole 01 336,494
ABB LTD SPONSORED
ADR SPONSORED ADR 000375204 2,936 146,501 SH Sole 01 146,501
ACE LTD SHS COM H0023R105 2 32 SH Sole 01 32
ADAPTEC INC COM COM 00651F108 494 147,962 SH Sole 01 147,962
ADVANCE AUTO
PARTS INC COM COM 00751Y106 4 114 SH Sole 01 114
AEROVIRONMENT
INC COM COM 008073108 1 29 SH Sole 01 29
AES CORP COM COM 00130H105 11,706 789,902 SH Sole 01 789,902
AGRIUM INC COM COM 008916108 3,149 63,254 SH Sole 01 63,254
AIRGAS INC COM COM 009363102 5,275 109,050 SH Sole 01 109,050
ALBEMARLE CORP
COM COM 012653101 3,194 92,314 SH Sole 01 92,314
ALEXANDER &
BALDWIN INC COM COM 014482103 344 10,718 SH Sole 01 10,718
ALLEGHENY
ENERGY INC COM COM 017361106 2,230 84,103 SH Sole 01 84,103
ALLIANCE DATA
SYSTEMS CORP COM 018581108 2 29 SH Sole 01 29
ALTERA CORP COM COM 021441100 2,909 141,813 SH Sole 01 141,813
AMERICA MOVIL
SAB DE CV SPO ADR 02364W105 1,315 29,994 SH Sole 01 29,994
AMERICAN ELEC
PWR INC COM COM 025537101 4,711 152,001 SH Sole 01 152,001
AMERICAN EXPRESS
CO COM COM 025816109 0 2 SH Sole 01 2
ANADARKO PETE
CORP COM COM 032511107 2,163 34,474 SH Sole 01 34,474
ANSYS INC COM COM 03662Q105 11,280 301,448 SH Sole 01 301,448
AQUA AMERICA INC
COM COM 03836W103 2 106 SH Sole 01 106
ARKANSAS BEST
CORP DEL COM COM 040790107 244 8,148 SH Sole 01 8,148
ASSOCIATED BANC
CORP COM COM 045487105 159 13,934 SH Sole 01 13,934
ASSURED
GUARANTY LTD
COM COM G0585R106 499 25,686 SH Sole 01 25,686
AUTOLIV INC COM COM 052800109 617 18,371 SH Sole 01 18,371
AUTOMATIC DATA
PROCESSING I COM 053015103 8,368 212,917 SH Sole 01 212,917
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
AXA SPONSORED ADR SPONSORED ADR 054536107 8,742 323,182 SH Sole 01 323,182
BAIDU INC SPON ADR
REP A ADR 056752108 3,153 8,064 SH Sole 01 8,064
BANCO BRADESCO S
A SP ADR SPONSORED ADR 059460303 1,838 92,422 SH Sole 01 92,422
BANK OF AMERICA
CORP COM 060505104 2,633 155,597 SH Sole 01 155,597
BARD C R INC COM COM 067383109 3,781 48,101 SH Sole 01 48,101
BAXTER INTL INC
COM COM 071813109 13,435 235,653 SH Sole 01 235,653
BECTON DICKINSON &
CO COM COM 075887109 6,683 95,808 SH Sole 01 95,808
BHP BILLITON LTD
SPONSORED ADR 088606108 2,528 38,293 SH Sole 01 38,293
BJS WHOLESALE
CLUB INC COM COM 05548J106 3 73 SH Sole 01 73
BLACKROCK ENH
CAP & INC FD I COM 09256A109 2,612 178,061 SH Sole 01 178,061
BLACKROCK INTL
GRWTH & INC T COM 092524107 6,596 555,182 SH Sole 01 555,182
BOEING CO COM COM 097023105 5,179 95,635 SH Sole 01 95,635
BOWNE & CO INC
COM COM 103043105 337 43,809 SH Sole 01 43,809
BP PLC SPONSORED
ADR ADR 055622104 1,936 36,372 SH Sole 01 36,372
BRISTOL MYERS
SQUIBB CO COM COM 110122108 5,001 222,068 SH Sole 01 222,068
BRITISH AMERN TOB
PLC SPO SPONSORED ADR 110448107 1,822 28,814 SH Sole 01 28,814
BURLINGTON
NORTHN SANTA FE COM 12189T104 5,220 65,391 SH Sole 01 65,391
C H ROBINSON
WORLDWIDE INC COM 12541W209 2 27 SH Sole 01 27
CAPELLA EDUCATION
COMPANY COM 139594105 1 20 SH Sole 01 20
CAVIUM NETWORKS
INC COM COM 14965A101 1 66 SH Sole 01 66
CELANESE CORP DEL
COM SER A COM 150870103 4 147 SH Sole 01 147
CEPHALON INC COM COM 156708109 6,296 108,097 SH Sole 01 108,097
CF INDS HLDGS INC
COM COM 125269100 1 13 SH Sole 01 13
CHATTEM INC COM COM 162456107 6,855 103,221 SH Sole 01 103,221
CHEVRON CORP NEW
COM COM 166764100 3,712 52,698 SH Sole 01 52,698
CHINA LIFE INS CO
LTD SPON SPONSORED ADR 16939P106 1,924 29,276 SH Sole 01 29,276
CHINA MOBILE
LIMITED SPONS ADR 16941M109 2,489 50,685 SH Sole 01 50,685
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
CHIPOTLE MEXICAN
GRILL INC CL CL B 169656204 1 13 SH Sole 01 13
CHUBB CORP COM COM 171232101 2,970 58,907 SH Sole 01 58,907
CIMAREX ENERGY
CO COM COM 171798101 1 26 SH Sole 01 26
CISCO SYS INC COM COM 17275R102 6,424 272,912 SH Sole 01 272,912
CITIZENS BANKING
CORP COM 174420109 1,071 1,355,895 SH Sole 1,355,895
CLEAN HARBORS INC
COM COM 184496107 2 35 SH Sole 01 35
CLEARWIRE CORP
NEW CL A CL A 18538Q105 2 189 SH Sole 01 189
CMS ENERGY CORP
COM COM 125896100 4,228 315,505 SH Sole 01 315,505
CNOOC LTD
SPONSORED ADR SPONSORED ADR 126132109 1,279 9,442 SH Sole 01 9,442
COCA COLA CO COM COM 191216100 8,636 160,825 SH Sole 01 160,825
COCA COLA FEMSA S
A B DE C V ADR 191241108 1,819 37,812 SH Sole 01 37,812
COGNIZANT
TECHNOLOGY
SOLU CL A 192446102 11,744 303,765 SH Sole 01 303,765
COLGATE
PALMOLIVE CO
COM COM 194162103 17,338 227,296 SH Sole 01 227,296
COMCAST CORP NEW
CL A CL A 20030N101 4,951 293,280 SH Sole 01 293,280
COMERICA INC COM COM 200340107 205 6,894 SH Sole 01 6,894
COMPANHIA
SIDERURGICA NAC ADR 20440W105 1,764 57,659 SH Sole 01 57,659
COMPANIA
CERVECERIAS
UNIDA SPONSORED ADR 204429104 1,201 35,053 SH Sole 01 35,053
CONCUR
TECHNOLOGIES
INC COM 206708109 1 28 SH Sole 01 28
CONSECO INC DBCV
3.500% 9/3 PFD 208464BH9 2 2,000 SH Sole 01 2,000
CONTANGO OIL &
GAS COMPANY COM 21075N204 1 17 SH Sole 01 17
CORE LABORATORIES
N V COM COM N22717107 7,588 73,607 SH Sole 01 73,607
COVIDIEN PLC SHS COM G2554F105 4,951 114,454 SH Sole 01 114,454
CTRIP COM INTL LTD
ADR SPONSORED ADR 22943F100 2,648 45,039 SH Sole 01 45,039
CUMMINS INC COM COM 231021106 1 21 SH Sole 01 21
CURRENCYSHARES
CDN DLR TR ETF 23129X105 5 50 SH Sole 01 50
CURRENCYSHARES
EURO TR ETF 23130C108 6 40 SH Sole 01 40
DELTA AIR LINES INC COM 247361702 110 12,233 SH Sole 12,233
DELUXE CORP COM COM 248019101 339 19,821 SH Sole 01 19,821
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
DIAMOND
OFFSHORE
DRILLING COM 25271C102 11,597 121,404 SH Sole 01 121,404
DOLLAR THRIFTY
AUTOMOTIVE COM 256743105 304 12,381 SH Sole 01 12,381
DPL INC COM COM 233293109 478 18,316 SH Sole 01 18,316
DR REDDYS LABS
LTD ADR ADR 256135203 2,319 118,944 SH Sole 01 118,944
DREAMWORKS
ANIMATION SKG CL A 26153C103 1 25 SH Sole 01 25
DUKE ENERGY
CORP NEW COM COM 26441C105 859 54,601 SH Sole 01 54,601
E M C CORP MASS
COM COM 268648102 3,979 233,534 SH Sole 01 233,534
EATON VANCE
CORP COM NON COM 278265103 3,891 139,017 SH Sole 01 139,017
EATON VANCE
TAX MNG GBL
DV COM 27829F108 21,122 1,722,815 SH Sole 01 1,722,815
EATON VANCE TX
MGD DIV EQ IN COM 27828N102 11,635 909,013 SH Sole 01 909,013
EATON VANCE
TXMGD GL BUY COM 27829C105 9,079 660,256 SH Sole 01 660,256
EHEALTH INC COM COM 28238P109 1 68 SH Sole 01 68
ELECTRONIC ARTS
INC COM COM 285512109 1 53 SH Sole 01 53
EMERSON ELEC CO
COM COM 291011104 6,229 155,409 SH Sole 01 155,409
ENTERGY CORP
NEW COM COM 29364G103 3,127 39,152 SH Sole 01 39,152
ERICSSON L M TEL
CO ADR B ADR 294821608 2,346 234,146 SH Sole 01 234,146
EVERGREEN GBL
DIVID OPP FUN COM 30024H101 2,547 249,686 SH Sole 01 249,686
EXELON CORP
COM COM 30161N101 3,617 72,900 SH Sole 01 72,900
EXPEDITORS INTL
WASH INC COM 302130109 2 44 SH Sole 01 44
EXXON MOBIL
CORP COM COM 30231G102 9,735 141,885 SH Sole 01 141,885
FACTSET RESH SYS
INC COM COM 303075105 14,164 213,832 SH Sole 01 213,832
FAIRPOINT
COMMUNICATIONS COM 305560104 0 15 SH Sole 15
FASTENAL CO COM COM 311900104 8,478 219,060 SH Sole 01 219,060
FIFTH STREET
FINANCE CORP COM 31678A103 16,104 1,473,379 SH Sole 1,473,379
FIRSTENERGY
CORP COM COM 337932107 1,626 35,570 SH Sole 01 35,570
FPL GROUP INC
COM COM 302571104 402 7,275 SH Sole 01 7,275
FRANCE TELECOM
SPONSORED ADR 35177Q105 1,665 61,868 SH Sole 01 61,868
FRESENIUS MED
CARE AG&CO SPONSORED ADR 358029106 1,129 22,695 SH Sole 01 22,695
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
GAMESTOP CORP NEW CL A CL A 36467W109 7,357 277,921 SH Sole 01 277,921
GENERAL DYNAMICS CORP
COM COM 369550108 12,981 200,946 SH Sole 01 200,946
GENZYME CORP COM COM 372917104 2 33 SH Sole 01 33
GRAINGER W W INC COM COM 384802104 8,071 90,317 SH Sole 01 90,317
GROUPE CGI INC CL A SUB VTG CL A SUB VTG 39945C109 3,582 306,416 SH Sole 01 306,416
GRUPO TELEVISA SA DE CV SP SPONSORED ADR 40049J206 1,288 69,272 SH Sole 01 69,272
GUESS INC COM COM 401617105 1 34 SH Sole 01 34
HALLIBURTON CO COM COM 406216101 6,738 248,449 SH Sole 01 248,449
HANSEN NAT CORP COM COM 411310105 4,889 133,070 SH Sole 01 133,070
HARSCO CORP COM COM 415864107 2 47 SH Sole 01 47
HDFC BANK LTD ADR REPS 3
SHS ADR 40415F101 3,664 30,953 SH Sole 01 30,953
HEWLETT PACKARD CO COM COM 428236103 10,089 213,713 SH Sole 01 213,713
HEXCEL CORP NEW COM COM 428291108 3,234 282,710 SH Sole 01 282,710
HOLOGIC INC. COM 436440101 157 9,632 SH Sole 9,632
HUDSON CITY BANCORP COM COM 443683107 4,687 356,422 SH Sole 01 356,422
HUMAN GENOME SCIENCES INC COM 444903108 2 80 SH Sole 01 80
IHS INC CL A CL A 451734107 14,866 290,745 SH Sole 01 290,745
ILLINOIS TOOL WKS INC COM COM 452308109 7,515 175,952 SH Sole 01 175,952
IMMUCOR INC COM COM 452526106 2,676 151,177 SH Sole 01 151,177
INGERSOLL-RAND PLC SHS COM G47791101 4,082 133,095 SH Sole 01 133,095
INTERCONTINENTALEXCHANGE COM 45865V100 1 12 SH Sole 01 12
INTERMUNE INC COM COM 45884X103 0 30 SH Sole 01 30
INTERNATIONAL BUSINESS
MAC COM 459200101 22,621 189,119 SH Sole 01 189,119
INTUIT COM COM 461202103 5,460 191,596 SH Sole 01 191,596
INTUITIVE SURGICAL INC COM
N COM 46120E602 2 9 SH Sole 01 9
ISHARES TR BARCLYS 10-20YR ETF 464288653 10 86 SH Sole 01 86
ISHARES TR BARCLYS 1-3YR CR ETF 464288646 209 2,001 SH Sole 01 2,001
ISHARES TR BARCLYS CR BD ETF 464288620 2 20 SH Sole 01 20
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ISHARES TR BARCLYS
INTER CR ETF 464288638 2 20 SH Sole 01 20
ISHARES TR BARCLYS
MBS BD ETF 464288588 6,980 65,361 SH Sole 01 65,361
ISHARES TR BARCLYS
SH TREA ETF 464288679 204 1,849 SH Sole 01 1,849
ISHARES TR INDEX
BARCLYS 1-3 ETF 464287457 404 4,811 SH Sole 01 4,811
ISHARES TR INDEX
BARCLYS 7-10 ETF 464287440 4,290 46,443 SH Sole 01 46,443
ISHARES TR INDEX
BARCLYS TIP ETF 464287176 5,023 48,824 SH Sole 01 48,824
ISHARES TR INDEX
IBOXX INV C ETF 464287242 126,864 1,189,197 SH Sole 01 1,189,197
ISHARES TR INDEX
MSCI EAFE ETF 464287465 19,900 363,927 SH Sole 01 363,927
ISHARES TR INDEX
MSCI EMERG ETF 464287234 43,927 1,128,941 SH Sole 01 1,128,941
ISHARES TR INDEX
RUSSELL1000 ETF 464287622 8,664 149,121 SH Sole 01 149,121
ISHARES TR INDEX
RUSSELL ETF 464287481 22,730 534,448 SH Sole 01 534,448
ISHARES TR INDEX
RUSSELL1000 ETF 464287598 416 7,495 SH Sole 01 7,495
ISHARES TR INDEX
S&P 500 INDE ETF 464287200 92,016 867,998 SH Sole 01 867,998
ISHARES TR INDEX
S&P GBL ENE ETF 464287341 17,115 501,898 SH Sole 01 501,898
ISHARES TR INDEX
S&P500 GRW ETF 464287309 102,479 1,898,107 SH Sole 01 1,898,107
ISHARES TR MSCI GRW
IDX ETF 464288885 635 11,905 SH Sole 01 11,905
ISHARES TR MSCI VAL
IDX ETF 464288877 638 12,454 SH Sole 01 12,454
ISHARES TR S&P GL
UTILITI ETF 464288711 20,203 427,750 SH Sole 01 427,750
ISHARES TR US PFD
STK IDX ETF 464288687 1,294 35,673 SH Sole 01 35,673
ISIS
PHARMACEUTICALS
INC COM 464330109 1 39 SH Sole 01 39
JACK IN THE BOX INC
COM COM 466367109 1 73 SH Sole 01 73
JAKKS PAC INC COM COM 47012E106 308 21,474 SH Sole 01 21,474
JARDEN CORP COM COM 471109108 427 15,222 SH Sole 01 15,222
JOHNSON & JOHNSON
COM COM 478160104 8,625 141,643 SH Sole 01 141,643
JPMORGAN CHASE &
CO COM COM 46625H100 8,644 197,268 SH Sole 01 197,268
K12 INC COM COM 48273U102 1 78 SH Sole 01 78
KANSAS CITY
SOUTHERN COM COM 485170302 1 51 SH Sole 01 51
KEYCORP NEW COM COM 493267108 130 19,962 SH Sole 01 19,962
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
KRAFT FOODS
INC CL A CL A 50075N104 4,574 174,098 SH Sole 01 174,098
K-SWISS INC CL
A CL A 482686102 95 10,855 SH Sole 01 10,855
LIFE
TECHNOLOGIES
CORP COM COM 53217V109 3 74 SH Sole 01 74
LKQ CORP COM COM 501889208 9,020 486,540 SH Sole 01 486,540
LOCKHEED
MARTIN CORP
COM COM 539830109 2,878 36,864 SH Sole 01 36,864
LORILLARD INC
COM COM 544147101 3 45 SH Sole 01 45
LOWES COS INC
COM COM 548661107 13,369 638,426 SH Sole 01 638,426
MAKITA CORP
ADR NEW ADR 560877300 933 29,564 SH Sole 01 29,564
MARINEMAX
INC COM COM 567908108 526 67,397 SH Sole 01 67,397
MARSHALL &
ILSLEY CORP
NEW COM 571837103 264 32,750 SH Sole 01 32,750
MASIMO CORP
COM COM 574795100 1 35 SH Sole 01 35
MASTERCARD
INC CL A CL A 57636Q104 10,142 50,170 SH Sole 01 50,170
MBIA INC COM COM 55262C100 192 24,724 SH Sole 01 24,724
MCDONALDS
CORP COM COM 580135101 11,661 204,320 SH Sole 01 204,320
MEDIVATION
INC COM COM 58501N101 0 16 SH Sole 01 16
MERCADOLIBRE
INC COM COM 58733R102 2 61 SH Sole 01 61
MICROSOFT
CORP COM COM 594918104 5,959 231,701 SH Sole 01 231,701
MITSUBISHI UFJ
FINL GROUP
IN S SPONSORED ADR 606822104 5,186 971,120 SH Sole 01 971,120
MSCI INC CL A CL A 55354G100 1 39 SH Sole 01 39
MYLAN INC
COM COM 628530107 3 168 SH Sole 01 168
NATIONAL BK
GREECE S A
SPON ADR 633643408 985 136,651 SH Sole 01 136,651
NATIONAL GRID
PLC SPON
ADR SPONSORED ADR 636274300 5,375 110,255 SH Sole 01 110,255
NATIONAL
OILWELL
VARCO INC COM 637071101 2 45 SH Sole 01 45
NET SERVICOS
DE
COMUNICAC ADR 64109T201 1,879 163,069 SH Sole 01 163,069
NEW YORK
CMNTY
BANCORP INC COM 649445103 2 193 SH Sole 01 193
NEWTEK
BUSINESS
SERVICES IN COM 652526104 89 146,141 SH Sole 146,141
NIKE INC CL B CL B 654106103 10,887 168,268 SH Sole 01 168,268
NORTHEAST
UTILS COM COM 664397106 3 138 SH Sole 01 138
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
NORTHERN TR
CORP COM COM 665859104 4,285 73,671 SH Sole 01 73,671
NOVARTIS A G
SPONSORED ADR SPONSORED ADR 66987V109 3,350 66,495 SH Sole 01 66,495
NOVO-NORDISK A
S ADR ADR 670100205 1,821 28,927 SH Sole 01 28,927
NRG ENERGY INC
COM NEW COM 629377508 1,508 53,499 SH Sole 01 53,499
NSTAR COM COM 67019E107 2 69 SH Sole 01 69
NTELOS HLDGS
CORP COM COM 67020Q107 3 189 SH Sole 01 189
NTT DOCOMO INC
SPONS ADR ADR 62942M201 1,453 91,644 SH Sole 01 91,644
NUANCE
COMMUNICATIONS
INC COM 67020Y100 1 61 SH Sole 01 61
NUVEEN EQTY
PRM OPPORTUNI COM 6706EM102 6,313 505,860 SH Sole 01 505,860
O REILLY
AUTOMOTIVE
INC COM COM 686091109 10,435 288,727 SH Sole 01 288,727
OCEANEERING
INTL INC COM COM 675232102 7,251 127,773 SH Sole 01 127,773
OLD REP INTL
CORP COM COM 680223104 189 15,502 SH Sole 01 15,502
ORACLE CORP
COM COM 68389X105 10,420 500,006 SH Sole 01 500,006
P T
TELEKOMUNIKASI
INDONESIA ADR 715684106 1,777 49,788 SH Sole 01 49,788
PACCAR INC COM COM 693718108 5,076 134,605 SH Sole 01 134,605
PALL CORP COM COM 696429307 5,796 179,539 SH Sole 01 179,539
PEOPLES UNITED
FINANCIAL INC COM 712704105 1 50 SH Sole 01 50
PEPSICO INC COM COM 713448108 4,748 80,948 SH Sole 01 80,948
PETROLEO
BRASILEIRO SA
PETO SPONSORED ADR 71654V408 2 36 SH Sole 01 36
PFIZER INC COM COM 717081103 3,634 219,576 SH Sole 01 219,576
PG&E CORP COM COM 69331C108 3,958 97,745 SH Sole 01 97,745
PHILIP MORRIS
INTL INC COM COM 718172109 10,699 219,515 SH Sole 01 219,515
PHILIPPINE LONG
DISTANCE TEL ADR 718252604 1,188 23,113 SH Sole 01 23,113
PNC FINL SVCS
GROUP INC COM COM 693475105 99 2,036 SH Sole 01 2,036
PPL CORP COM COM 69351T106 3,178 104,756 SH Sole 01 104,756
PRAXAIR INC COM COM 74005P104 9,444 115,607 SH Sole 01 115,607
PROCTER &
GAMBLE CO
COM COM 742718109 18,389 317,489 SH Sole 01 317,489
PUBLIC SVC
ENTERPRISE
GROUP COM 744573106 773 24,600 SH Sole 01 24,600
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
QUANTA SVCS INC COM COM 74762E102 2 78 SH Sole 01 78
QUEST DIAGNOSTICS
INC COM COM 74834L100 3,312 63,453 SH Sole 01 63,453
RALCORP HLDGS INC
NEW COM COM 751028101 2,380 40,710 SH Sole 01 40,710
RESEARCH IN MOTION
LTD COM COM 760975102 1,892 27,979 SH Sole 01 27,979
RESMED INC COM COM 761152107 4,334 95,878 SH Sole 01 95,878
RESOURCES
CONNECTION INC COM 76122Q105 1 76 SH Sole 01 76
ROCKWELL
AUTOMATION INC COM 773903109 2 45 SH Sole 01 45
ROPER INDS INC NEW
COM COM 776696106 7,450 146,139 SH Sole 01 146,139
ROYAL CARIBBEAN
CRUISES LTD COM V7780T103 216 8,969 SH Sole 01 8,969
SALESFORCE COM INC
COM COM 79466L302 2 43 SH Sole 01 43
SARA LEE CORP COM COM 803111103 2,983 267,729 SH Sole 01 267,729
SELECT SECTOR SPDR
TR SBI IN ETF 81369Y506 17,184 318,697 SH Sole 01 318,697
SELECT SECTOR SPDR
TR SBI IN ETF 81369Y605 4 236 SH Sole 01 236
SHAW GROUP INC COM COM 820280105 1 31 SH Sole 01 31
SIGNATURE BK NEW
YORK N Y COM 82669G104 2 57 SH Sole 01 57
SINGAPORE FD INC
COM COM 82929L109 0 23 SH Sole 01 23
SMITH INTL INC COM COM 832110100 2 58 SH Sole 01 58
SMITHFIELD FOODS INC
COM COM 832248108 315 22,844 SH Sole 01 22,844
SNAP ON INC COM COM 833034101 1 40 SH Sole 01 40
SOUTHERN CO COM COM 842587107 859 27,108 SH Sole 01 27,108
SPDR GOLD TRUST
GOLD SHS ETF 78463V107 7 66 SH Sole 01 66
SPIRIT AEROSYSTEMS
HLDGS IN CL A 848574109 1 74 SH Sole 01 74
ST MARY LD & EXPL CO
COM COM 792228108 1 31 SH Sole 01 31
STERICYCLE INC COM COM 858912108 4,900 101,146 SH Sole 01 101,146
STEWART
INFORMATION SVCS COM 860372101 146 11,832 SH Sole 01 11,832
STRAYER ED INC COM COM 863236105 3 12 SH Sole 01 12
STRYKER CORP COM COM 863667101 13,155 289,562 SH Sole 01 289,562
SYBASE INC COM COM 871130100 10,191 261,974 SH Sole 01 261,974
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
SYMANTEC CORP
COM COM 871503108 4,195 254,687 SH Sole 01 254,687
SYNGENTA AG
SPONSORED ADR ADR 87160A100 1,715 37,313 SH Sole 01 37,313
TAIWAN
SEMICONDUCTOR
MFG SPONSORED ADR 874039100 1,741 158,883 SH Sole 01 158,883
TARGET CORP COM COM 87612E106 14,815 317,371 SH Sole 01 317,371
TERRA INDS INC
COM COM 880915103 1 26 SH Sole 01 26
THERMO FISHER
SCIENTIFIC INC COM 883556102 2,132 48,822 SH Sole 01 48,822
THORATEC CORP
COM NEW COM 885175307 2 50 SH Sole 01 50
TOTAL S A
SPONSORED ADR SPONSORED ADR 89151E109 4,625 78,039 SH Sole 01 78,039
TOWER GROUP INC
COM COM 891777104 1 50 SH Sole 01 50
TOYOTA MOTOR
CORP SP ADR SPONSORED ADR 892331307 2,292 29,166 SH Sole 01 29,166
TRACTOR SUPPLY
CO COM COM 892356106 2,306 47,618 SH Sole 01 47,618
TRANSOCEAN LTD
REG SHS COM H8817H100 3,609 42,190 SH Sole 01 42,190
TUPPERWARE
BRANDS CORP COM 899896104 4,669 116,954 SH Sole 01 116,954
TYCO ELECTRONICS
LTD SWITZE COM H8912P106 7,679 344,641 SH Sole 01 344,641
UAL CORP COM 902549807 22 2,409 SH Sole 2,409
UBS AG SHS NEW COM H89231338 1,474 80,485 SH Sole 01 80,485
ULTRA PETROLEUM
CORP COM COM 903914109 1 19 SH Sole 01 19
UNISOURCE
ENERGY CORP
COM COM 909205106 682 22,171 SH Sole 01 22,171
UNITED
TECHNOLOGIES
CORP COM 913017109 15,171 248,997 SH Sole 01 248,997
UNIVERSAL CORP
VA COM COM 913456109 281 6,726 SH Sole 01 6,726
UNUM GROUP COM COM 91529Y106 5 213 SH Sole 01 213
VALE S A ADR ADR 91912E105 1,988 85,945 SH Sole 01 85,945
VANGUARD INDEX
FDS LARGE ETF 922908637 36 750 SH Sole 01 750
VANGUARD WORLD
FDS ENERGY ETF 92204A306 17,558 220,001 SH Sole 01 220,001
VERIZON
COMMUNICATIONS
INC. COM 92343V104 25 832 SH Sole 832
VERTEX
PHARMACEUTICALS
INC COM 92532F100 1 34 SH Sole 01 34
VMWARE INC CL A
COM COM 928563402 3 64 SH Sole 01 64
VODAFONE GROUP
PLC NEW ADR 92857W209 5,834 259,293 SH Sole 01 259,293
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
VULCAN MATLS CO
COM COM 929160109 5,356 99,050 SH Sole 01 99,050
WABTEC CORP COM COM 929740108 1 24 SH Sole 01 24
WAL MART STORES
INC COM COM 931142103 7,249 147,667 SH Sole 01 147,667
WALGREEN CO COM COM 931422109 15,738 420,008 SH Sole 01 420,008
WALTER ENERGY INC
COM COM 93317Q105 2 35 SH Sole 01 35
WALTER INVT MGMT
CORP COM COM 93317W102 0 13 SH Sole 01 13
WARNACO GROUP INC
COM NEW COM 934390402 4,371 99,652 SH Sole 01 99,652
WASHINGTON FED INC
COM COM 938824109 2 132 SH Sole 01 132
WATERS CORP COM COM 941848103 11,038 197,609 SH Sole 01 197,609
WESTERN UN CO COM COM 959802109 3,368 178,038 SH Sole 01 178,038
WILLIAMS COS INC
DEL COM COM 969457100 2,371 132,693 SH Sole 01 132,693
WYNN RESORTS LTD
COM COM 983134107 1 20 SH Sole 01 20
XENOPORT INC COM COM 98411C100 0 15 SH Sole 01 15
XL CAP LTD CL A CL A G98255105 555 31,793 SH Sole 01 31,793
YAHOO INC COM COM 984332106 6,146 345,104 SH Sole 01 345,104
YUM BRANDS INC
COM COM 988498101 4,943 146,422 SH Sole 01 146,422