Form 6-K
Table of Contents

 

 

FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of July 2012

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F    x            Form 40-F    ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):


Table of Contents

Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.   (English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act


Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NOMURA HOLDINGS, INC.
Date: July 30, 2012   By:  

    /s/ Eiji Miura

        Eiji Miura
        Senior Managing Director


Table of Contents

[Translation of Extraordinary Report Filed with the Director General of the Kanto Finance Bureau on July 30, 2012]

 

1. Reason for Submission

As a change in Representative Executive Officers has been resolved at the Board of Directors meeting held on July 26, 2012, the Company hereby files this Extraordinary Report pursuant to Article 24-5, Clause 4 of Financial Instruments and Exchange Act and Article 19, Clause 2, Item 9 of Cabinet Office Ordinance on Disclosure of Corporate Information, Etc.

 

2. Matters Reported

(1) Representative Executive Officers to retire

 

Name

(Date of Birth)

   New Title and
Position
   Former Title and
Position
   Number of
Shareholdings

(in hundreds)
     Date of Change

Kenichi Watanabe

(Oct. 28, 1952)

   Senior Adviser    Director,

Representative
Executive Officer
and Group CEO

     1,755       Jul. 31, 2012

Takumi Shibata

(Jan. 8, 1953)

   Adviser    Director,

Representative
Executive Officer
and Group COO,

Chairman and CEO
of Wholesale

     1,586       Jul. 31, 2012


Table of Contents

(2) Representative Executive Officers to be appointed

 

Title and Position

  Name
(Date of Birth)
  Date of Change     Number of
Shareholdings
(in hundreds)
  Brief Personal History

Representative Executive Officer

  Koji Nagai     Aug. 1, 2012      1,115   Apr. 1981  

Joined the Company

(Group CEO)

  (Jan. 25, 1959)      

 

Apr. 2003

 

 

Director of Nomura Securities Co., Ltd.

       

 

Jun. 2003

 

 

Senior Managing Director of Nomura Securities Co., Ltd.

       

 

Apr. 2007

 

 

Executive Managing Director of Nomura Securities Co., Ltd.

       

 

Oct. 2008

 

 

Senior Corporate Managing Director (Senior Managing Director) of Nomura Securities Co., Ltd.

       

 

Apr. 2009

 

 

Executive Managing Director and Executive Vice President (Senior Managing Director) of Nomura Securities Co., Ltd.

       

 

Apr. 2011

 

 

Co-COO and Deputy President of Nomura Securities Co., Ltd.

       

 

Apr. 2012

 

 

Senior Managing Director

Director and President of Nomura Securities Co., Ltd. (Current)

Representative Executive Officer

  Atsushi Yoshikawa     Aug. 1, 2012      369   Apr. 1978  

Joined the Company

(Group COO, Wholesale CEO)

  (Apr. 7, 1954)      

 

Jun. 2000

 

 

Director

Co-President of Nomura Securities International Inc.

        Oct. 2001  

Director of Nomura Securities Co., Ltd.

        Jun. 2003  

Senior Managing Director of Nomura Securities Co., Ltd.

        Apr. 2004  

Executive Managing Director

Executive Managing Director of Nomura Asset Management Co., Ltd.

        Apr. 2005  

Executive Managing Director

Executive Vice President of Nomura Asset Management Co., Ltd.

        Apr. 2006  

Executive Vice President of Nomura Asset Management Co., Ltd.

        Apr. 2008  

Director and President of Nomura Asset Management Co., Ltd.

Asset Management CEO

        Oct. 2008  

Executive Managing Director

Asset Management CEO

Director, President & CEO of Nomura Asset Management Co., Ltd.

        Jun. 2011  

Executive Vice President (Senior Managing Director)

CEO for Americas Region

CEO and President of Nomura Holding America Inc. (New York)

        Oct. 2011  

Executive Vice President (Senior Managing Director) (Current)

CEO for Americas Region (Current)

CEO and President of Nomura Holding America Inc. (New York) (Current)

Chairman and CEO of Nomura Securities International Inc. (Current)

END