FORM 6-K/A
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of October 2012
NOMURA HOLDINGS, INC.
(Translation of registrants name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form
20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(7):
Information furnished on this form:
EXPLANATORY NOTE: The registrant has furnished with the Securities and Exchange Commission (the SEC) the following reports: (i) a report on Form 6-K regarding the English translation of the Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the three months ended June 30, 2011, furnished on August 31, 2011; (ii) a report on Form 6-K regarding the English translation of the Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the six months ended September 30, 2011, furnished on November 28, 2011; and (iii) a report on Form 6-K regarding the English translation of the Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the three months ended June 30, 2012, furnished on August 31, 2012. The registrant is furnishing this Form 6-K/A in order to amend the income (loss) before income taxes data for Americas, Subtotal and Japan for the three months ended June 30, 2011 and the three months ended September 30, 2011, which appear in the reports on Form 6-K listed above, as shown in Exhibits 1, 2 and 3 to this report.
INCORPORATION BY REFERENCE
The registrant hereby incorporates Exhibits 1, 2 and 3 to this report on Form 6-K by reference (i) in the prospectus that is part of Registration Statement on Form F-3 (Registration No. 333-169682) of the registrant and Nomura America Finance, LLC, filed with the SEC on September 30, 2010, and (ii) in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-165049) of the registrant, filed with the SEC on February 24, 2010, as amended by the Post-Effective Amendment No. 1 thereto, filed with the SEC on September 8, 2010.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
NOMURA HOLDINGS, INC. | ||||
Date: October 25, 2012 |
By: | /s/ Eiji Miura | ||
Eiji Miura | ||||
Senior Managing Director |
Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months Ended June 30, 2011
Item 4. Financial Information
Notes to the Consolidated Financial Statements (UNAUDITED)
14. Segment and geographic information:
Geographic information
(Before Correction)
Millions of yen | ||||||||
Three months ended June 30, 2010 |
Three months ended June 30, 2011 |
|||||||
Income (loss) before income taxes: |
||||||||
Americas |
¥ | (6,769 | ) | ¥ | 501 | |||
Europe |
(16,453 | ) | (31,729 | ) | ||||
Asia and Oceania |
(5,293 | ) | (1,523 | ) | ||||
|
|
|
|
|||||
Subtotal |
(28,515 | ) | (32,751 | ) | ||||
Japan |
34,985 | 67,109 | ||||||
|
|
|
|
|||||
Consolidated |
¥ | 6,470 | ¥ | 34,358 | ||||
|
|
|
|
(After Correction)
Millions of yen | ||||||||
Three months ended June 30, 2010 |
Three months ended June 30, 2011 |
|||||||
Income (loss) before income taxes: |
||||||||
Americas |
¥ | (6,769 | ) | ¥ | (1,336 | ) | ||
Europe |
(16,453 | ) | (31,729 | ) | ||||
Asia and Oceania |
(5,293 | ) | (1,523 | ) | ||||
|
|
|
|
|||||
Subtotal |
(28,515 | ) | (34,588 | ) | ||||
Japan |
34,985 | 68,946 | ||||||
|
|
|
|
|||||
Consolidated |
¥ | 6,470 | ¥ | 34,358 | ||||
|
|
|
|
1
Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2011
Item 4. Financial Information
Notes to the Consolidated Financial Statements (UNAUDITED)
14. Segment and geographic information:
Geographic information
(Before Correction)
Millions of yen | ||||||||
Three months ended September 30, 2010 |
Three months ended September 30, 2011 |
|||||||
Income (loss) before income taxes: |
||||||||
Americas |
¥ | 4,358 | ¥ | (27,515 | ) | |||
Europe |
(13,674 | ) | (15,595 | ) | ||||
Asia and Oceania |
(4,899 | ) | (9,308 | ) | ||||
|
|
|
|
|||||
Subtotal |
(14,215 | ) | (52,418 | ) | ||||
Japan |
35,813 | 7,786 | ||||||
|
|
|
|
|||||
Consolidated |
¥ | 21,598 | ¥ | (44,632 | ) | |||
|
|
|
|
(After Correction)
Millions of yen | ||||||||
Three months ended September 30, 2010 |
Three months ended September 30, 2011 |
|||||||
Income (loss) before income taxes: |
||||||||
Americas |
¥ | 4,358 | ¥ | (25,678 | ) | |||
Europe |
(13,674 | ) | (15,595 | ) | ||||
Asia and Oceania |
(4,899 | ) | (9,308 | ) | ||||
|
|
|
|
|||||
Subtotal |
(14,215 | ) | (50,581 | ) | ||||
Japan |
35,813 | 5,949 | ||||||
|
|
|
|
|||||
Consolidated |
¥ | 21,598 | ¥ | (44,632 | ) | |||
|
|
|
|
2
Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months Ended June 30, 2012
Item 4. Financial Information
Notes to the Consolidated Financial Statements (UNAUDITED)
16. Segment and geographic information:
Geographic information
(Before Correction)
Millions of yen | ||||||||
Three months ended June 30, 2011 |
Three months ended June 30, 2012 |
|||||||
Income (loss) before income taxes: |
||||||||
Americas |
¥ | 501 | ¥ | 6,253 | ||||
Europe |
(31,729 | ) | (16,435 | ) | ||||
Asia and Oceania |
(1,523 | ) | (1,875 | ) | ||||
|
|
|
|
|||||
Subtotal |
(32,751 | ) | (12,057 | ) | ||||
Japan |
67,109 | 31,723 | ||||||
|
|
|
|
|||||
Consolidated |
¥ | 34,358 | ¥ | 19,666 | ||||
|
|
|
|
(After Correction)
Millions of yen | ||||||||
Three months ended June 30, 2011 |
Three months ended June 30, 2012 |
|||||||
Income (loss) before income taxes: |
||||||||
Americas |
¥ | (1,336 | ) | ¥ | 6,253 | |||
Europe |
(31,729 | ) | (16,435 | ) | ||||
Asia and Oceania |
(1,523 | ) | (1,875 | ) | ||||
|
|
|
|
|||||
Subtotal |
(34,588 | ) | (12,057 | ) | ||||
Japan |
68,946 | 31,723 | ||||||
|
|
|
|
|||||
Consolidated |
¥ | 34,358 | ¥ | 19,666 | ||||
|
|
|
|
3