Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): June 21, 2016

 

 

FIVE BELOW, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Pennsylvania   001-35600   75-3000378

(State or Other Jurisdiction

of Incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

1818 Market Street

Suite 2000

Philadelphia, PA 19103

(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code: (215) 546-7909

Not applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

On June 21, 2016, the Company held its Annual Meeting of Shareholders (the “Annual Meeting”). A total of 54,714,544 shares of the Company’s common stock were entitled to vote as of April 26, 2016, the record date for the Annual Meeting, of which 52,422,184 were present in person or by proxy at the Annual Meeting. The following is a summary of the final voting results for each matter presented to shareholders.

PROPOSAL 1:

Election of three Class I Directors to hold office until the 2019 Annual Meeting of Shareholders.

 

Nominee

      For        Against        Abstentions        Broker Non-Votes  

Catherine E. Buggeln

        48,406,549           395,667           690,034           2,929,934   

Michael F. Devine, III

        48,452,196           349,455           690,599           2,929,934   

Ronald L. Sargent

        48,185,270           617,010           689,970           2,929,934   

Election of two Class III Directors to hold office until the 2018 Annual Meeting of Shareholders.

 

Nominee

      For        Against        Abstentions        Broker Non-Votes  

Daniel J. Kaufman

        48,451,702           349,449           691,099           2,929,934   

Richard L. Markee

        48,358,372           442,479           691,399           2,929,934   

PROPOSAL 2: Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the current fiscal year ending January 28, 2017.

 

For

    Against    Abstentions    Broker Non-Votes

52,331,804

    20,019    70,361    —  

PROPOSAL 3: Approval of the Company’s Amended and Restated Equity Incentive Plan.

 

For

    Against    Abstentions    Broker Non-Votes

48,522,569

    887,595    82,086    2,929,934

PROPOSAL 4: Approval of the Company’s 2016 Performance Bonus Plan.

 

For

    Against    Abstentions    Broker Non-Votes

48,828,561

    580,674    83,015    2,929,934

PROPOSAL 5: Approval, on an advisory basis, of the Company’s named executive officer compensation.

 

For

    Against    Abstentions    Broker Non-Votes

48,722,560

    662,746    106,944    2,929,934

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    Five Below, Inc.
Date: June 27, 2016   By:  

/s/ Kenneth R. Bull

 

Name:

Title:

  

Kenneth R. Bull

Chief Financial Officer and Treasurer