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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee stock opt.-right to buy | $ 19.02 (6) | (6) | 02/09/2011 | common stock | 3,200 (6) | 3,200 | D | ||||||||
Employee stock opt.-right to buy | $ 16.53 (1) | (1) | 05/03/2011 | common stock | 2,000 (1) | 2,000 | D | ||||||||
Employee stock opt.-right to buy | $ 16.87 (5) | (5) | 02/07/2012 | common stock | 3,600 (5) | 3,600 | D | ||||||||
Employee stock opt.-right to buy | $ 16.25 (3) | (3) | 08/14/2012 | common stock | 2,400 (3) | 2,400 | D | ||||||||
Employee stock opt.-right to buy | $ 16.6 (4) | (4) | 02/12/2013 | common stock | 4,800 (4) | 4,800 | D | ||||||||
Employee stock opt.-right to buy | $ 24.49 (2) | (2) | 02/12/2014 | common stock | 10,000 (2) | 10,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RICKMERS BRIAN L 363 N. SAM HOUSTON PKWY. E., #2020 HOUSTON, TX 77060 |
Controller |
____________________________________ Brian L. Rickmers | 02/15/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Part of a grant of 2,500 shares to the reporting person under the Issuer's 2000 Stock Plan. The options vest(ed) in five equal annual installments beginning 5/03/2002. Part of a grant to the reporting person of 5,000 shares from the Issuer's 2000 Stock Plan. The options vested in five annual installments beginning 5/3/02. This option was previously reported as covering 2,500 shares at an exercise price of $33.05 per share, but was adjusted to reflect the stock split on May 25, 2005. |
(2) | Part of a grant to the reporting person of 10,000 shares from the Issuer's 2004 Stock Plan. The options vested in five annual installments beginning 2/11/2005. This option was previously reported as covering 5,000 shares at an exercise price of $48.98 per share, but was adjusted to reflect the stock split on May 25, 2005. |
(3) | Part of a grant to the reporting person of 4,000 shares from the Issuer's 2000 Stock Plan. The options vested in five annual installments beginning 8/14/03. This option was previously reported as covering 2,000 shares at an exercise price of $32.50 per share, but was adjusted to reflect the stock split on May 25, 2005. |
(4) | Part of a grant to the reporting person of 6,000 shares from the Issuer's 2000 Stock Plan. The options vested in five annual installments beginning 2/12/2004. This option was previously reported as covering 3,000 shares at an exercise price of $33.20 per share, but was adjusted to reflect the stock split on May 25, 2005. |
(5) | Part of a grant to the reporting person of 6,000 shares from the Issuer's 2000 Stock Plan. The options vested in five annual installments beginning. This option was previously reported as covering 3,000 shares at an exercise price of $33.73 per share, but was adjusted to reflect the stock split on May 25, 2005. |
(6) | Part of a grant to the reporting person of 8,000 shares from the Issuer's 2000 Stock Plan. The options vested in five annual installments beginning 2/09/2002. This option was previously reported as covering 4,000 shares at an exercise price of $38.03 per share, but was adjusted to reflect the stock split on May 25, 2005. |