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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy) | $ 65.8 | 11/23/2005 | M | 34,348 | (1) | 01/16/2011 | Common Stock | 34,348 | (2) | 0 | D | ||||
Option (right to buy) | $ 75.8 | 11/23/2005 | M | 14,000 | (3) | 01/15/2012 | Common Stock | 14,000 | (2) | 26,000 | D | ||||
Option (right to buy) | $ 68.31 | 11/25/2005 | M | 9,132 | (1) | 02/20/2011 | Common Stock | 9,132 | (2) | 0 | D | ||||
Option (right to buy) | $ 75.8 | 11/25/2005 | M | 10,000 | (3) | 01/15/2012 | Common Stock | 10,000 | (2) | 16,000 | D | ||||
Option (right to buy) | $ 91.75 | 11/25/2005 | M | 6,494 | (4) | 01/20/2014 | Common Stock | 6,494 | (2) | 56,271 | D | ||||
Phantom Common Stock Units | (5) | (5) | (5) | Common Stock | (5) | 5 | I | Supplemental 401(k) Plan (6) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BRUMBACK EMERSON L ONE M&T PLAZA BUFFALO, NY 14203-2399 |
X | Executive Vice President |
By: Brian R. Yoshida, Esq. (Attorney-In-Fact) | 11/28/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Currently exercisable. |
(2) | The option was granted under an employee stock option plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option. |
(3) | The option included a total of 40,000 shares. 24,000 of the covered shares are currently exercisable; and the remaining 16,000 covered shares are exercisable on or after January 15, 2006. |
(4) | The option included a total of 64,943 shares. 6,494 of the covered shares are currently exercisable; 12,988 of the covered shares are exercisable on or after January 20, 2006; an additional 19,483 of the covered shares are exercisable on or after January 20, 2007; and the remaining 25,978 covered shares are exercisable on or after January 20, 2008. |
(5) | The reported phantom common stock units were held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represented a like number of shares of M&T Bank Corporation common stock. The phantom common stock units were settled in cash and distributed in accordance with the terms of the plan. The reported phantom common stock units also included units acquired through the dividend reinvestment feature of the plan. |
(6) | The information presented is as of September 30, 2005. |
Remarks: This is the first of four Form 4 filings by the reporting person to report the reporting person's transactions that occurred on November 23 and November 25, 2005. Multiple Form 4 filings are required due to the SEC system limitations that do not allow more than 30 transactions to be reported in Table I. |