UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Options | Â (2) | 11/05/2015 | Class A Common Stock | 40,000 | $ 34.06 | D | Â |
Employee Stock Options | Â (3) | 02/22/2015 | Class A Common Stock | 21,600 | $ 26.38 | D | Â |
Performance Share Units | 01/01/2011 | Â (4) | Class A Common Stock | 8,600 | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Arnold Douglas 46000 CENTER OAK PLAZA STERLING, VA 20166 |
 |  |  SVP, Human Relations |  |
/s/ Denis A. Curran, by power of attorney | 07/07/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares acquired were awarded pursuant to a restricted stock agreement under the NeuStar, Inc. 2005 Stock Incentive Plan, which provides that twenty-five percent of the shares vest on each of September 4, 2008, 2009, 2010 and 2011. |
(2) | Twenty-five percent of the options vest on September 4, 2008, after which the remaining options vest in thirty-six monthly installments beginning on October 31, 2008. |
(3) | Twenty-five percent of the options vest on February 22, 2009, after which the remaining options vest in thirty-six monthly installments beginning on March 31, 2009. |
(4) | Upon vesting, the Reporting Person will be entitled to receive shares of Class A Common Stock, together with Divdend Equivalents (as defined in the NeuStar, Inc. 2005 Stock Incentive Plan) on such performance share units, the amount of which is based on, and subject to, the achievement of certain performance goals set forth in the Performance Award Agreement. |