1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(2)
|
03/08/2012 |
Common Stock
|
13,333
|
$
45.47
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
03/06/2013 |
Common Stock
|
7,587
|
$
52.68
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
03/07/2014 |
Common Stock
|
5,895
|
$
57.99
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
03/10/2015 |
Common Stock
|
6,920
|
$
53.09
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
03/05/2016 |
Common Stock
|
9,925
|
$
33.19
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(7)
|
03/05/2020 |
Common Stock
|
7,135
|
$
53.49
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(8)
|
03/03/2021 |
Common Stock
|
6,945
|
$
57.68
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares of restricted stock and restricted stock units awarded under the ITT Corporation 2003 Equity Incentive Plan. |
(2) |
Options were awarded on 3/8/2005 under the ITT Corporation 2003 Equity Incentive Plan. These options are fully vested and exercisable. Number of options and exercise price of options adjusted to reflect 2-for-1 common stock split, effective February 21, 2006, the distribution date. |
(3) |
Options were awarded on 3/6/2006 under the ITT Corporation 2003 Equity Incentive Plan. These options are fully vested and exercisable. |
(4) |
Options were awarded on 3/7/2007 under the ITT Corporation 2003 Equity Incentive Plan. These options are fully vested and exercisable. |
(5) |
Options were awarded on 3/10/2008 under the ITT Corporation 2003 Equity Incentive Plan. These options are fully vested and exercisable. |
(6) |
9,925 options were awarded on 3/5/2009, 6,617 are vested and exercisable and the remainder will vest on the third anniversary of the date of grant. These options were awarded under the ITT Corporation 2003 Equity Incentive Plan. |
(7) |
7,135 options were awarded on 3/5/2010, 2,379 are vested and exercisable and the remainder will vest in 1/3 cumulative installments on the second and third anniversaries of the date of grant. These options were awarded under the ITT Corporation 2003 Equity Incentive Plan. |
(8) |
Options awarded on 3/3/2011 under the ITT Corporation 2003 Equity Incentive Plan. Options will become exercisable in one-third cumulative installments on the first, second and third anniversaries of the date of grant. |