1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(2)
|
12/10/2022 |
Common Stock
|
10,500
|
$
2.95
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(3)
|
05/14/2025 |
Common Stock
|
4,800
|
$
11.55
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(4)
|
02/14/2026 |
Common Stock
|
5,000
|
$
15.02
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
5,000 of these shares are subject to vesting and a repurchase option pursuant to a certain Early Exercise Notice and Restricted Stock Purchase Agreement between the Issuer and the Reporting Person dated February 14, 2014. 1,000 shares (20%) vested on December 23, 2014, and, the remaining 4,000 shares vest ratably on a monthly basis over the next four years, subject to the Reporting Person's continuous service through each vesting date. As of the date of event requiring this filing, 2,334 of these shares remain unvested. |
(2) |
This option vested with respect to 20% of the shares on December 11, 2013, and with respect to the remaining shares, the option vests and becomes exercisable ratably on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date. |
(3) |
This option is immediately exercisable. However, the option vested with respect to 20% of the shares on May 15, 2016, and with respect to the remaining shares, the option vests and becomes exercisable ratably on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date. |
(4) |
This option vests with respect to 20% of the shares on February 15, 2017, and with respect to the remaining shares, the option vests and becomes exercisable ratably on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date. |