bak20171110_6k.htm - Generated by SEC Publisher for SEC Filing
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16
OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934


For the month of November, 2017

(Commission File No. 1-14862 )

 
 
BRASKEM S.A.
(Exact Name as Specified in its Charter)
 
N/A
(Translation of registrant's name into English)
 

Rua Eteno, 1561, Polo Petroquimico de Camacari
Camacari, Bahia - CEP 42810-000 Brazil
(Address of principal executive offices)


Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F ___X___       Form 40-F ______

Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(1). _____

Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(7). _____

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes ______       No ___X___

If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _____.

 

INDIVIDUAL FORM

SHARES HELD IN TREASURY

 (Article 11 of CVM Instruction # 358/2002, amended by Article I of CVM Instruction # 568/2015)

 

In October 2017:

 

( ) the only operations with securities and derivatives were those presented below, in compliance with Article 11 - CVM Instruction # 358/2002, amended by Article I of CVM Instruction # 568/2015.

 

(X) no operation with securities and derivatives, in compliance with Article 11 - CVM Instruction # 358/2002, amended by Article I of CVM Instruction # 568/2015, were held. Below are the securities and derivatives held by Braskem S.A.

 

Company Name: Braskem S.A.

Name: Braskem S.A.

Corporate Taxpayers ID (CNPJ): 42.150.391/0001-70

Qualification: Shares in Treasury

Opening Balance

Securities/

Derivatives

Securities Characteristics

Quantity

Interest %

Same Type/

Class

Total

Share

Class “A” Preferred Share

80,000

0.02%

0.01%

Transactions in the month – describe each buy and sell operation closed in the month (day, quantity, price and volume)

Securities/

Derivatives

Securities Characteristics

Intermediary

Operation

Day

Quantity

Price

Volume (R$)

-

-

-

-

-

-

-

-

Closing Balance

Securities/

Derivatives

Securities Characteristics

 

Quantity

Interest %

Same Type/

Class

Total

Share

Preferencial Classe “A”

80,000

0.02%

0.01%

                     

 

 

In October 2017:

 

( ) the only operations with securities and derivatives were those presented below, in compliance with Article 11 - CVM Instruction # 358/2002, amended by Article I of CVM Instruction # 568/2015.

 

(X) no operation with securities and derivatives, in compliance with Article 11 - CVM Instruction # 358/2002, amended by Article I of CVM Instruction # 568/2015, were held. Below are the securities and derivatives held by Braskem Petroquímica LTDA

 

Company Name: Braskem Petroquímica LTDA

Name: Braskem Petroquímica LTDA

Corporate Taxpayers ID (CNPJ): 04.705.090/0001-77

Qualification: Shares in Treasury

Opening Balance

Securities/

Derivatives

 

Securities Characteristics

 

Quantity

Interest %

Same Type/

Class

Total

Share

Class “A” Preferred Share

1,154,758

0.33%

0.14%

Transactions in the month – describe each buy and sell operation closed in the month (day, quantity, price and volume)

Securities/

Derivatives

Securities Characteristics

Intermediary

Operation

Day

Quantity

Price

Volume (R$)

-

-

-

-

-

-

-

-

Closing Balance

Securities/

Derivatives

Securities Characteristics

 

Quantity

Interest %

Same Type/

Class

Total

Share

Class “A” Preferred Share

1,154,758

0.33%

0.14%

                     

SIGNATURES

        Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: November 10, 2017
  BRASKEM S.A.
 
 
  By:      /s/     Pedro van Langendonck Teixeira de Freitas
 
    Name: Pedro van Langendonck Teixeira de Freitas
    Title: Chief Financial Officer

 

FORWARD-LOOKING STATEMENTS

This press release may contain forward-looking statements. These statements are statements that are not historical facts, and are based on management's current view and estimates offuture economic circumstances, industry conditions, company performance and financial results. The words "anticipates", "believes", "estimates", "expects", "plans" and similar expressions, as they relate to the company, are intended to identify forward-looking statements. Statements regarding the declaration or payment of dividends, the implementation of principal operating and financing strategies and capital expenditure plans, the direction of future operations and the factors or trends affecting financial condition, liquidity or results of operations are examples of forward-looking statements. Such statements reflect the current views of management and are subject to a number of risks and uncertainties. There is no guarantee that the expected events, trends or results will actually occur. The statements are based on many assumptions and factors, including general economic and market conditions, industry conditions, and operating factors. Any changes in such assumptions or factors could cause actual results to differ materially from current expectations.