bak20171110_6k1.htm - Generated by SEC Publisher for SEC Filing
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16
OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934


For the month of November, 2017

(Commission File No. 1-14862 )

 
 
BRASKEM S.A.
(Exact Name as Specified in its Charter)
 
N/A
(Translation of registrant's name into English)
 

Rua Eteno, 1561, Polo Petroquimico de Camacari
Camacari, Bahia - CEP 42810-000 Brazil
(Address of principal executive offices)


Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F ___X___       Form 40-F ______

Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(1). _____

Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(7). _____

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes ______       No ___X___

If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _____.

 

ATTACHMENT II “B”

 

CONSOLIDATED FORM

 

Management and Related Persons’ Trading of Securities Issued by the Company

Article 11 – CVM Instruction #358/2002

 

 

In October/2017 no transactions involving securities and derivatives were executed, pursuant to Article 11 - CVM Instruction #358/2002.

 

 

Company’s Name: Braskem S.A.

Group and Related Persons

( X ) Board of Directors

(  ) Management

( ) Fiscal Council

( ) Controlling Shareholders

Opening Balance

Securities/

Derivatives

Securities Characteristics (2)

Quantity

Interest %

Same Type/

Class

Total

Share

Common Share

0

-

-

Share

Class “A” Preferred Share

11,726

0.003%

0.001%

Closing Balance

Securities/

Derivatives

Securities Characteristics (2)

Quantity

Interest %

Same Type/

Class

Total

Share

Common Share

0

-

-

Share

Class “A” Preferred Share

11,726

0.003%

0.001%

             

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

 

 

ATTACHMENT II “B”

 

CONSOLIDATED FORM

 

Management and Related Persons’ Trading of Securities Issued by the Company

Article 11 – CVM Instruction #358/2002

 

 

In October/2017, no transactions involving securities and derivatives were executed, pursuant to Article 11 - CVM Instruction #358/2002.

 

Company’s Name: Braskem S.A.

Group and Related Persons

( ) Board of Directors

( X ) Management

( ) Fiscal Council

( ) Controlling Shareholders

Opening Balance

Securities/

Derivatives

Securities Characteristics (2)

Quantity

Interest %

Same Type/

Class

Total

Share

Common Share

0

-

-

Share

Class “A” Preferred Share

510

0.0001%

0.0001%

Closing Balance

Securities/

Derivatives

Securities Characteristics (2)

Quantity

Interest %

Same Type/

Class

Total

Share

Common Share

0

-

-

Share

Class “A” Preferred Share

510

0.0001%

0.0001%

             

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

 

 

ATTACHMENT II “B”

 

CONSOLIDATED FORM

 

Management and Related Persons’ Trading of Securities Issued by the Company

Article 11 – CVM Instruction #358/2002

 

 

In October/2017 no transactions involving securities and derivatives were executed, pursuant to Article 11 - CVM Instruction #358/2002.

 

 

Company’s Name: Braskem S.A.

Group and Related Persons

( ) Board of Directors

(  ) Management

(X) Fiscal Council

( ) Controlling Shareholders

Opening Balance

Securities/

Derivatives

Securities Characteristics (2)

Quantity

Interest %

Same Type/

Class

Total

Share

Common Share

0

-

-

Share

Class “A” Preferred Share

0

-

-

Closing Balance

Securities/

Derivatives

Securities Characteristics (2)

Quantity

Interest %

Same Type/

Class

Total

Share

Common Share

0

-

-

Share

Class “A” Preferred Share

0

-

-

             

 

 

 

3

 

 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16
OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934


For the month of November, 2017

(Commission File No. 1-14862 )

 
 
BRASKEM S.A.
(Exact Name as Specified in its Charter)
 
N/A
(Translation of registrant's name into English)
 

Rua Eteno, 1561, Polo Petroquimico de Camacari
Camacari, Bahia - CEP 42810-000 Brazil
(Address of principal executive offices)


Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F ___X___       Form 40-F ______

Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(1). _____

Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(7). _____

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes ______       No ___X___

If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _____.

 

ATTACHMENT II “B”

 

CONSOLIDATED FORM

 

Management and Related Persons’ Trading of Securities Issued by the Company

Article 11 – CVM Instruction #358/2002

 

 

In October/2017 no transactions involving securities and derivatives were executed, pursuant to Article 11 - CVM Instruction #358/2002.

 

Company’s Name: Braskem S.A.

Group and Related Persons

( ) Board of Directors

(  ) Management

( ) Fiscal Council

(X) Controlling Shareholders

Opening Balance

Securities/

Derivatives

Securities Characteristics (2)

Quantity

Interest %

Same Type/

Class

Total

Share

Common Share

226,334,623

50.11%

28.39%

Share

Class “A” Preferred Share

79,182,498

22.95%

9.93%

Closing Balance

Securities/

Derivatives

Securities Characteristics (2)

Quantity

Interest %

Same Type/

Class

Total

Share

Common Share

226,334,623

50.11%

28.39%

Share

Class “A” Preferred Share

79,182,498

22.95%

9.93%

             

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4