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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Subordinated units representing limited partner interests | (11) | 02/16/2011 | M(1) | 1,723,196 | (13) | (12) | Common units representing limited partner interests | 1,723,196 | (1) | 0 | I | See note (2) | |||
Subordinated units representing limited partner interests | (11) | 02/16/2011 | M(3) | 2,344,992 | (13) | (12) | Common units representing limited partner interests | 2,344,992 | (3) | 0 | I | See note (4) | |||
Subordinated units representing limited partner interests | (11) | 02/16/2011 | M(5) | 8,464 | (13) | (12) | Common units representing limited partner interests | 8,464 | (5) | 0 | I | See note (6) | |||
Subordinated units representing limited partner interests | (11) | 02/16/2011 | M(7) | 120,356 | (13) | (12) | Common units representing limited partner interests | 120,356 | (7) | 0 | I | See note (8) | |||
Subordinated units representing limited partner interests | (11) | 02/16/2011 | M(9) | 300,000 | (13) | (12) | Common units representing limited partner interests | 300,000 | (9) | 0 | I | See note (10) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Slifka Richard C/O GLOBAL PARTNERS LP 800 SOUTH STREET WALTHAM, MA 02454 |
X | X |
Edward J. Faneuil, Attorney-in-Fact for Richard Slifka | 03/09/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 1,723,196 Subordinated Units held by Global Petroleum Corp. converted into an equal number of Common Units on February 16, 2011, pursuant to the terms of the Issuer's Third Amended and Restated Agreement of Limited Partnership dated as of December 9, 2009. |
(2) | Richard Slifka and Alfred A. Slifka are equal indirect beneficial owners of the Common Units held by Global Petroleum Corp. |
(3) | 2,344,992 Subordinated Units held by Montello Oil Corporation converted into an equal number of Common Units on February 16, 2011, pursuant to the terms of the Issuer's Third Amended and Restated Agreement of Limited Partnership dated as of December 9, 2009. |
(4) | Richard Slifka and Alfred A. Slifka are equal indirect beneficial owners of the Common Units held by Montello Oil Corporation. |
(5) | 8,464 Subordinated Units held by Sandwich Terminal, L.L.C. converted into an equal number of Common Units on February 16, 2011, pursuant to the terms of the Issuer's Third Amended and Restated Agreement of Limited Partnership dated as of December 9, 2009. |
(6) | Richard Slifka and Alfred A. Slifka are equal indirect beneficial owners of the Common Units held by Sandwich Terminal, L.L.C. |
(7) | 120,356 Subordinated Units held by Chelsea Terminal Limited Partnership converted into an equal number of Common Units on February 16, 2011, pursuant to the terms of the Issuer's Third Amended and Restated Agreement of Limited Partnership dated as of December 9, 2009. |
(8) | Richard Slifka and Alfred A. Slifka are equal indirect beneficial owners of the Common Units held by Chelsea Terminal Limited Partnership. |
(9) | 300,000 Subordinated Units held by a grantor retained annuity trust converted into an equal number of Common Units on February 16, 2011, pursuant to the terms of the Issuer's Third Amended and Restated Agreement of Limited Partnership dated as of December 9, 2009. |
(10) | Richard Slifka is the sole trustee and indirect beneficial owner of the Common Units held by a grantor retained annuity trust. |
(11) | 1-for-1. |
(12) | None. |
(13) | Immediately. |