1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Incentive Stock Option (right to buy)
|
Â
(1)
|
11/27/2012 |
Common Stock
|
4,901
|
$
15.82
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(1)
|
03/03/2014 |
Common Stock
|
3,670
|
$
15.82
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
12/16/2014 |
Common Stock
|
6,385
|
$
18.76
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(3)
|
12/29/2010 |
Common Stock
|
12,591
|
$
19.81
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(4)
|
03/03/2014 |
Common Stock
|
3,714
|
$
20.44
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(5)
|
12/15/2015 |
Common Stock
|
6,500
|
$
23.91
|
D
|
Â
|
Phantom Stock Unit
|
Â
(6)
|
Â
(6)
|
Common Stock
|
3,250
|
$
0
(6)
|
D
|
Â
|
Restricted Stock Unit (12-04)
|
Â
(7)
|
Â
(7)
|
Common Stock
|
2,128
|
$
0
(7)
|
D
|
Â
|
Restricted Stock Unit (3-04)
|
Â
(8)
|
Â
(8)
|
Common Stock
|
1,238
|
$
0
(8)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Grant date 11/27/2002; currently 100% exercisable. |
(2) |
Grant date 12/16/2004; currently exercisabel as to 1,596 shares; exercisable as to 1,596 shares on each of 12/16/2006 and 12/16/2007 and as to 1,597 shares on 12/16/2008. |
(3) |
Grant date 12/29/2003; currently 100% exercisable. |
(4) |
Grant date 3/3/2004; currently exercisable as to 928 shares; exercisable as to 928 shares on each of 3/3/2006 and 3/3/2007 and as to 928 shares on 3/3/2008. |
(5) |
Grant date 12/15/2005; exercisable as to 1/4 each on 12/15/2006, 12-15/2007,12/15/2008 and 12/15/2009 |
(6) |
Phantom Stock Units issued under the ADC Telecommunications, Inc. Global Stock Incentive Plan on 12/15/2005. Generally, full vesting of these units occurs upon the attainment of certain performance goals by the Company at the end of a three-year measurement period. If the Company does not meet the specified performance goals, the award is forfeited. The units of phantom stock will be settled, one-for-one, in shares of common stock upon vesting. |
(7) |
The Phantom Stock Units were issued under the ADC Telecommunications, Inc. Global Stock Incentive Plan (the "Plan"). The units are subject to forfeiture and vest in quarterly increments beginning 12/16/2005. The units of phantom stock will be settled, one-for-one, in shares of common stock upon vesting. |
(8) |
The Phantom Stock Units were issued under the ADC Telecommunications, Inc. Global Stock Incentive Plan (the "Plan"). The units are subject to forfeiture and vest in quarterly increments beginning 3/3/2005. The units of phantom stock will be settled, one-for-one, in shares of common stock upon vesting. |