sieb_8k.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  December 11, 2015
 
SIEBERT FINANCIAL CORP.
(Exact name of registrant as specified in its charter)
 
New York
0-5703
11-1796714
(State or other jurisdiction of 
incorporation)
    (Commission File Number)
(IRS Employer Identification
Number)
 
885 Third Avenue, New York, New York
10022
 (Address of principal executive offices)
(Zip Code)
 
Registrant’s telephone number, including area code: (212) 644-2400
 
 
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨           Written communications pursuant to Rule 425 under the Securities Act

¨           Soliciting material pursuant to Rule 14a-12 under the Exchange Act

¨           Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

¨           Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
 


 
 
 
 
 
Item 5.07 Submission of Matters to a Vote of Security Holders.

(a)           On December 11, 2015, the Company held its 2015 Annual Meeting of Shareholders (the “Shareholder Meeting”).

(b)           At the Shareholder Meeting, the Company’s shareholders voted on a proposal to elect four  directors to hold office until the next annual meeting or until the director’s successor has been duly elected. Votes regarding the election of all four  nominees were as follows:

Name
 
For Nominee
   
Authority Withheld
From Nominee
   
Broker
Non-Votes
 
                   
Jane Macon
    20,346,099       58,185       --  
Patricia L. Francy
    20,347,852       56,432       --  
Nancy Peterson Hearn
    20,108,210       296,074       --  
Robert P. Mazzarella
    20,353,852       50,432       --  

 
 

 

SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


       
Dated: December 17, 2015
By:
/s/  Joseph M. Ramos, Jr.  
   
Joseph M. Ramos, Jr.
 
   
Chief Operating Officer, Chief Financial Officer and Secretary