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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Johnson Frank L 1270 SIXTH AVENUE, SUITE 2200 NEW YORK, NY 10020 |
X | X | ||
LAGRANGE CAPITAL PARTNERS OFFSHORE FUND LTD 73 FRONT ST HAMILTON, A1 000000 |
X | |||
LaGrange Capital Partners LP 1270 AVENUE OF THE AMERICAS, SUITE 2200 NEW YORK, NY 10020 |
X | |||
LaGrange Capital Administration, L.L.C. 1270 AVENUE OF THE AMERICAS SUITE 2200 NEW YORK, NY 10020 |
X |
/s/ FRANK LAGRANGE JOHNSON | 09/06/2007 | |
**Signature of Reporting Person | Date | |
/s/ FRANK LAGRANGE JOHNSON, Mbr. of Inv. Mgr. | 09/06/2007 | |
**Signature of Reporting Person | Date | |
/s/ FRANK LAGRANGE JOHNSON, Mbr. of Gen'l Ptner | 09/06/2007 | |
**Signature of Reporting Person | Date | |
/s/ FRANK LAGRANGE JOHNSON, Member | 09/06/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Disposed of in connection with the merger (the "merger") of Alta Acquisition Corp. ("Acquisition") with and into the issuer, with the issuer as the surviving corporation, effective September 6, 2007, pursuant to the Agreement and Plan of Merger, dated as of June 3, 2007, among Alta Parent Corp. ("Parent"), Acquisition and the issuer. These shares of common stock were exchanged for equity interests in the ultimate parent of Parent having an aggregate value of the $24.25 per share merger consideration multiplied by the number of shares exchanged. |
(2) | LaGrange Capital Partners, L.P. ("LaGrange Capital") exchanged 161,186 shares of common stock for equity interests in the ultimate parent of Parent, and LaGrange Capital Partners Offshore Fund, Ltd. ("LaGrange Offshore") exchanged 45,000 shares of common stock for equity interests in the ultimage parent of Parent. Total includes 1,183,104 shares of common stock directly beneficially owned by LaGrange Capital and 281,884 shares of common stock directly beneficially owned by LaGrange Offshore after the exchange. LaGrange Capital Administration ("LaGrange Administration") is the Investment Manager of LaGrange Offshore. Frank LaGrange Johnson directly beneficially owned 17,161 shares of common stock in an individual retirement account and a personal trading account and also may be deemed to have indirectly beneficially owned 2,000 shares of common stock held by his wife, Susan Ely Johnson. |
(3) | Mr. Johnson is the sole member of LaGrange Capital Management, L.L.C., the General Partner of LaGrange Capital. Mr. Johnson is also the sole member of LaGrange Administration, which is the Investment Manager of LaGrange Offshore. Mr. Johnson, by virtue of his relationship to LaGrange Capital, LaGrange Offshore, and LaGrange Administration, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of common stock which LaGrange Capital, LaGrange Offshore, and LaGrange Administration own. |
(4) | Disposed of in connection with the merger in exchange for the right to receive the $24.25 per share merger consideration. |