sxcl20130521_8k.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 21, 2013

  

STEEL EXCEL INC.

(Exact name of registrant as specified in its charter)

     

Delaware

0-15071

94-2748530

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

     

1133 Westchester Avenue, Suite N222, White Plains, New York

10604

(Address of principal executive offices)

(Zip Code)

 

Registrant’s telephone number, including area code: (914) 461-1300

  

n/a

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 
 

 

Item 7.01.   Regulation FD Disclosure.

 

Filed herewith as Exhibit 99.1 is a management presentation (the “Presentation”) of Steel Excel Inc. (the “Company”) to be delivered at the 2013 Annual Meeting of Stockholders on May 21, 2013. The information contained in the Presentation is incorporated by reference into to this Current Report on Form 8-K.

 

Item 8.01.   Other Events.

 

The Company previously provided revenue and Adjusted EBITDA guidance for the year ended December 31, 2013, of $114 million to $127 million and $31 million to $35 million, respectively, in a Current Report on Form 8-K and a press release dated March 11, 2013. Based on current information, the Company anticipates full year Adjusted EBITDA to be in the range of $25 million to $29 million.

 

The information in this Current Report, including the exhibit attached hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of such section. The information in this Current Report, including the exhibit, shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any incorporation by reference language in any such filing, unless the Company expressly sets forth in such future filing that such information is to be considered "filed" or incorporated by reference therein.

 

Item 9.01.   Financial Statements and Exhibits.

 

(d)           Exhibits

 

Exhibit No.

Exhibits

99.1

Presentation dated May 21, 2013.

  

 
 
 

 

SIGNATURES

 

Pursuant to the requirements of the Exchange Act, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

STEEL EXCEL INC.

 

 

 

 

 

 

Dated: May 21, 2013

By:

/s/ Leonard J. McGill

 

Name:

Leonard J. McGill

 

Title:

Vice President, General Counsel

 

 

 
 
 

 

 

EXHIBIT INDEX

 

Exhibit No.

Exhibits

99.1

Presentation dated May 21, 2013.