1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
(1)
|
Â
(2)
|
Â
(2)
|
Common Stock
|
5,406
|
$
(1)
|
D
|
Â
|
Restricted Stock Units
(1)
|
Â
(3)
|
Â
(3)
|
Common Stock
|
8,100
|
$
(1)
|
D
|
Â
|
Restricted Stock Units
(1)
|
Â
(4)
|
Â
(4)
|
Common Stock
|
60,066
|
$
(1)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Each restricted stock unit represents a contingent right to receive one share of NGVC common stock. |
(2) |
1,802 of these restricted stock units will vest on each of August 17, 2018, 2019 and 2020. |
(3) |
1,620 of these restricted stock units will vest on each of November 1, 2018, 2019, 2020, 2021 and 2022. |
(4) |
12,013 of these restricted stock units will vest on each of January 2, 2019, 2020, 2021 and 2022 and 12,014 of these restricted stock units will vest on January 2, 2023; provided, however, that all such restricted stock units that are unvested will become fully vested upon the occurrence of a change in control affecting the Company. |