UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | 05/12/2014 | 05/12/2020 | Common Stock, par value $0.01 | 875 | $ 17 | D | Â |
Employee Stock Option (right to buy) | Â (1) | 12/15/2020 | Common Stock, par value $0.01 | 5,000 | $ 16.53 | D | Â |
Employee Stock Option (right to buy) | Â (2) | 02/18/2021 | Common Stock, par value $0.01 | 1,500 | $ 18.51 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 03/22/2022 | Common Stock, par value $0.01 | 3,080 | $ 25.25 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 04/02/2023 | Common Stock, par value $0.01 | 5,510 | $ 17.49 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Pericleous Periclis C/O EXPRESS, INC., 1 EXPRESS DRIVE COLUMBUS, OH 43230 |
 |  |  SVP, CFO and Treasurer |  |
Lacey J. Bundy, Attorney-in-Fact | 07/15/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | One-half of the stock options became exercisable on December 15, 2013 and the remainder became exercisable on December 15, 2014. |
(2) | One-half of the stock options became exercisable on February 18, 2014 and the remainder became exercisable on February 18, 2015. |
(3) | The stock options vest in four equal annual installments. One-quarter of the stock options became exercisable on each of March 22, 2013, March 22, 2014, and March 22, 2015, and the remainder becomes exercisable on March 22, 2016. |
(4) | The stock options vest in four equal annual installments. One-quarter of the stock options became exercisable on each of April 2, 2014 and April 2, 2015, and the remainder becomes exercisable on each of April 2, 2016 and April 2, 2017. |
 Remarks: Exhibit List: Exhibit 24 - Power of Attorney |