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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Burkert Craig T 5400 LBJ FREEWAY SUITE 1500 DALLAS, TX 75240 |
X |
/s/ Craig T. Burkert, by Kyle A. Ellis as attorney-in-fact | 02/17/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents restricted stock units granted to the reporting person on February 15, 2017. Such restricted stock units will vest in equal annual installments on the first, second and third anniversaries of the date of grant (the "Grant Date Anniversaries"). Fifty percent of such restricted stock units will be deliverable to the reporting person in an equal number of shares of common stock on the Grant Date Anniversaries, respectively, and delivery of the remaining 50% has been deferred by the reporting person to within 30 days of the earlier of (i) the eighth, ninth and tenth anniversaries of the date of grant, respectively, (ii) separation of service or (iii) a change in control. |
(2) | Amount of securities has been adjusted to reflect a previous over-reporting of 34,742 directly held shares, which are actually held of record indirectly by the reporting person's Individual Retirement Account. |
(3) | Represents shares held of record by the reporting person's Individual Retirement Account that were previously reported as being held directly by the reporting person. |