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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 25.21 | 03/24/2016 | M | 200 | 03/31/2011(3) | 03/31/2016 | Class A Common Stock | 200 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 25.21 | 03/24/2016 | M | 600 | 03/31/2011(3) | 03/31/2016 | Class A Common Stock | 600 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kilaru Kranti 100 INVERNESS TERRACE EAST ENGLEWOOD, CO 80112 |
EVP, Bus Systems, IT & Ops |
/s/ Joseph Turitz, his attorney-in-fact | 03/28/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the person on February 29, 2016. |
(2) | Between January 1, 2016 and March 24, 2016, the reporting person acquired 128 shares under the Company's 401(k) plan. |
(3) | On March 31, 2006, the reporting person was granted 800 employee stock options. The shares underlying the employee stock options were 20% vested on the date of grant and the remainder vested at the rate of 20% per year commencing on March 31, 2008, such that as of March 31, 2011, all of the shares underlying these options were vested. |