UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT Pursuant
to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported) April 9, 2018
APPLIED ENERGETICS, INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
| 001-14015 | 77-0262908 |
| (Commission File Number) | (IRS Employer Identification No.) |
| 2480 W Ruthrauff Road, Suite 140 Q, Tucson, Arizona | 85705 |
| (Address of Principal Executive Offices) | (Zip Code) |
(520) 628-7415
(Registrant’s Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Section 8.01 – Other Events
As of today April 9, 2018 Applied Energetics (AE) has obtained and reviewed the current status of its intellectual property from the US Patent Office. The information covered below is current as of this month and covers all known active patents and patent applications* currently held by AE. The patents are as follows:
AE Publically Held Patents
| Application No | Title | Filing Date | Patent No | Issue Date | Status |
| 11/345,416 | ELECTRICAL ENERGY DISCHARGE CONTROL | 2/1/2006 | 7345430 | 3/18/2008 | Issued |
| 11/126,509 | SYSTEMS AND METHODS FOR IGNITING EXPLOSIVES | 5/9/2005 | 7987760 | 8/2/2011 | Issued |
| 11/787,423 | DISABLING A TARGET USING ELECTRICAL ENERGY | 4/16/2007 | 8004816 | 8/23/2011 | Issued |
| 11/345,173 | HIGH VOLTAGE GENERATION | 2/1/2006 | 7542314 | 6/2/2009 | Issued |
| 11/277,386 | BARRIER PIERCING ELECTRODE | 3/24/2006 | 7944674 | 5/17/2011 | Issued |
| 10/640,304 | GENERATION OF OPTICAL FILAMENTS BY USE OF PHASE PLATE | 8/14/2003 | 7050469 | 5/23/2006 | Issued |
| 10/640,336 | GENERATION OF OPTICAL FILAMENTS BY USE OF LOCALIZED OPTICAL INHOMOGENEITIES | 8/14/2003 | 7277460 | 10/2/2007 | Issued |
| 11/357,701 | CONTROLLED OPTICAL FILAMENT GENERATION AND ENERGY PROPAGATION | 2/17/2006 | 7903698 | 3/8/2011 | Issued |
| 11/970,916 | REGENERATIVE LASER AMPLIFIER | 1/8/2008 | 7982947 | 7/19/2011 | Issued |
| 09/379,224 | METHOD AND APPARATUS FOR HIGH SPEED ELECTRON BEAM RAPID PROTOTYPING | 8/23/1999 | 6537052 | 3/25/2003 | Issued |
| 10/357,200 | LOOSELY COUPLED PARALLEL RESONANT CONVERTER | 2/4/2003 | 6934165 | 8/23/2005 | Issued |
| 12/436,018 | INTRINSICALLY SAFE SYSTEMS AND METHODS FOR GENERATING BI-POLAR HIGH VOLTAGE | 5/5/2009 | 8358521 | 1/22/2013 | Issued |
| 11/780,245 | ELECTRICAL ENERGY DISCHARGE CONTROL | 7/19/2007 | 7465900 | 12/16/2008 | Issued |
| 12/954,308 | AXIAL WALK OFF MULTI-PASS AMPLIFIERS | 11/24/2010 | 8896915 | 11/25/2014 | Issued |
| 12/954,329 | OFF AXIS WALK OFF MULTI-PASS AMPLIFIERS | 11/24/2010 | 8749880 | 6/10/2014 | Issued |
| 13/357,253 | MULTI-PASS OPTICAL SYSTEM FOR A PUMP LASER | 1/24/2012 | 8665516 | 3/4/2014 | Issued |
| 13/164,506 | REGENERATIVE LASER AMPLIFIER | 6/20/2011 | 8891162 | 11/18/2014 | Issued |
| 13/363,071 | SYSTEMS AND METHOD FOR IGNITING EXPLOSIVES | 1/31/2012 | 8499675 | 8/6/2013 | Issued |
| 13/692,600 | OPTICAL SURVEILLANCE SYSTEMS AND METHODS | 12/3/2012 | 9103723 | 8/11/2015 | Issued |
AE Patents Held Under Secrecy Order of the US Government
| 11/126,512 | SYSTEMS AND METHODS FOR TRANSFERRING ELECTRICAL ENERGY | 5/9/2005 | Secrecy Order | ||
| 10/548,012 | LASER INDUCED SEEDED CHANNEL PLACEMENT | 9/30/2005 | Secrecy Order | ||
| 11/126,519 | SYSTEMS AND METHODS FOR TRANSFERRING ELECTRICAL ENERGY | 5/9/2005 | Secrecy Order | ||
| 11/126,520 | SYSTEMS AND METHODS FOR GENERATING AN ENERGY CHANNEL | 5/9/2005 | Secrecy Order | ||
| 10/548,008 | ELECTRICAL ENERGY TRANSFER | 9/30/2005 | Secrecy Order | ||
| 10/548,010 | Seeding energy transfer channels with a laser and the optical elements and methods thereof | 9/30/2005 | Secrecy Order | ||
| 11/414,808 | Systems and methods for discharging electrical energy | 5/1/2006 | Secrecy Order | ||
| 11/520,162 | AIMING AND ENERGY DISCHARGE ELECTRODE | 8/30/2006 | Secrecy Order | ||
| 11/520,160 | PLASMA LOCATION | 8/30/2006 | Secrecy Order | ||
| 11/999,007 | HIGH VOLTAGE CATHODE | 4/15/2008 | Secrecy Order | ||
| 13/134,431 | ELECTRICAL ENERGY TRANSFER | 6/29/2011 | Secrecy Order |
As defined by Section 35 of the US Code of Federal Regulations (CFR): A Secrecy Order remains in effect for a period of 1 year from its date of issuance. A Secrecy Order may be renewed for additional periods of not more than 1 year upon notice by a government agency that the national interest so requires. The applicant is notified of any such renewal..
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| APPLIED ENERGETICS, INC. | |||
| (Registrant) | |||
| By: | /s/ Thomas C Dearmin | ||
| Thomas C Dearmin | |||
| Acting Chief Executive Officer | |||
Date: April 9, 2018