UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | Â (1) | 01/30/2017 | Common Stock | 11,000 | $ 5.9 | D | Â |
Stock Option (Right to Buy) | Â (2) | 04/01/2018 | Common Stock | 8,700 | $ 3.23 | D | Â |
Stock Option (Right to Buy) | Â (3) | 03/05/2019 | Common Stock | 5,000 | $ 1.79 | D | Â |
Stock Option (Right to Buy) | Â (4) | 06/17/2020 | Common Stock | 8,300 | $ 7.02 | D | Â |
Stock Option (Right to Buy) | Â (5) | 09/04/2022 | Common Stock | 11,600 | $ 16.98 | D | Â |
Stock Option (Right to Buy) | Â (6) | 07/01/2023 | Common Stock | 15,000 | $ 9.24 | D | Â |
Stock Option (Right to Buy) | Â (7) | 04/25/2024 | Common Stock | 80,000 | $ 10.13 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Dean Dustin C/O LIVEPERSON, INC., 475 TENTH AVENUE, 5TH FLOOR NEW YORK, NY 10018 |
 |  |  EVP, Global Sales/Cust Success |  |
/s/ Monica L. Greenberg, as attorney-in fact | 02/03/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This grant is comprised of an incentive stock option for 11,000 shares, all of which are currently exercisable. |
(2) | This grant is comprised of an incentive stock option for 8,700 shares, all of which are currently exercisable. |
(3) | This grant is comprised of an incentive stock option for 5,000 shares, all of which are currently exercisable. |
(4) | This grant is comprised of an incentive stock option for 8,300 shares, all of which are currently exercisable. |
(5) | This grant is comprised of an incentive stock option for 11,600 shares, of which 5,800 are currently exercisable and 5,800 shares become exercisable in equal installments on September 4, 2015 and 2016. |
(6) | This grant is comprised of an incentive stock option for 15,000 shares, of which 3,750 are currently exercisable and 11,250 shares become exercisable in equal installments on July 1, 2015, 2016 and 2017. |
(7) | This grant is comprised of an incentive stock option for 19,502 shares and a non-qualified stock option for 60,498 shares, of which no shares currently exercisable and 80,000 shares become exercisable in equal installments on April 25, 2015, 2016, 2017 and 2018. |
 Remarks: Exhibit 24 - Power of Attorney |