SEC Connect
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of
Report (Date of earliest event reported): October 21,
2016
CHROMADEX CORPORATION
(Exact
name of registrant as specified in its charter)
Commission
File Number: 000-53290
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Delaware
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26-2940963
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(State
or other jurisdiction of incorporation)
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(IRS
Employer Identification No.)
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10005 Muirlands Boulevard
Suite G
Irvine, California 92618
(Address
of principal executive offices, including zip code)
949-419-0288
(Registrant’s
telephone number, including area code)
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Item 5.02
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Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
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(d) On October 21, 2016, Kurt Gustafson was appointed to the
Board of Directors (the “Board”) of ChromaDex
Corporation (the “Company”). Mr. Gustafson was also
appointed to serve as chairperson of the Audit Committee of the
Board (the “Audit Committee”).
In
accordance with the Company’s non-employee director
compensation policy, Mr. Gustafson is entitled to receive an
initial grant consisting of a nonstatutory stock option to purchase
40,000 shares of the Company’s common stock (the
“Common Stock”), which shares will vest in a series of
three equal annual installments. Mr. Gustafson will also be
entitled to receive a $30,000 annual cash retainer for service as
director and a $20,000 annual cash retainer for service as
chairperson of the Audit Committee, and will be eligible to receive
additional equity compensation in the future. Mr. Gustafson will
enter into the Company’s standard form of indemnification
agreement. The Company is not aware of any transaction involving
Mr. Gustafson requiring disclosure under Item 404(a) of Regulation
S-K.
On
October 27, 2016, the Company issued a press release announcing Mr.
Gustafson’s appointment to the Board, a copy of which is
attached hereto as Exhibit 99.1.
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Item
9.01
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Financial
Statements and Exhibits
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(d) Exhibits.
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ExhibitNo.
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Description
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99.1
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Press
Release dated October 27, 2016
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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Date:
October 27, 2016
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CHROMADEX
CORPORATION
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By:
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/s/ Frank L. Jaksch, Jr.
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Frank
L. Jaksch, Jr.
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Chief
Executive Officer
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INDEX TO EXHIBITS
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Exhibit No.
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Description
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99.1
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Press
Release dated October 27, 2016
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