1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Common Stock Warrants (Right to Buy)
|
06/24/2016 |
06/23/2021 |
Common Stock
|
1,500
|
$
1.25
|
D
|
Â
|
Stock Options (Right to Buy)
|
05/28/2009 |
05/28/2019 |
Common Stock
|
10,000
|
$
1
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(2)
|
07/27/2020 |
Common Stock
|
20,000
|
$
1.02
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(3)
|
03/05/2022 |
Common Stock
|
20,000
|
$
1.3
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(4)
|
02/06/2023 |
Common Stock
|
16,000
|
$
1.15
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
117,788 shares remain subject to vesting from 9/30/2016 through 6/30/2019. |
(2) |
The options were granted on July 27, 2010, and 1/12th of the underlying shares vest on the last day of each calendar quarter beginning on September 30, 2010 until fully vested. |
(3) |
The options were granted on March 5, 2012. 1/3rd of the underlying shares vested on March 5, 2013, and 1/12th of the underlying shares vest on the last day of each calendar quarter beginning on March 31, 2013 until fully vested. |
(4) |
The options were granted on February 6, 2013. 1/3rd of the underlying shares vested on February 6, 2013, and 1/12th of the underlying shares vest on the last day of each calendar quarter beginning on March 31, 2014 until fully vested. |