1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
STOCK OPTION (right to buy)
(4)
|
05/03/2002 |
04/22/2008 |
Common Stock
|
15,812
|
$
45.67
|
D
|
Â
|
STOCK OPTION (right to buy)
(4)
|
05/03/2002 |
04/21/2009 |
Common Stock
|
15,812
|
$
37.46
|
D
|
Â
|
STOCK OPTION (right to buy)
(4)
|
05/03/2002 |
04/21/2009 |
Common Stock
|
2,401
|
$
18.74
|
D
|
Â
|
STOCK OPTION (right to buy)
(4)
|
05/03/2002 |
04/26/2010 |
Common Stock
|
15,812
|
$
47.44
|
D
|
Â
|
STOCK OPTION (right to buy)
(4)
|
05/03/2002 |
04/26/2010 |
Common Stock
|
1,897
|
$
23.72
|
D
|
Â
|
STOCK OPTION (right to buy)
(4)
|
05/03/2002 |
04/25/2011 |
Common Stock
|
15,812
|
$
26.88
|
D
|
Â
|
STOCK OPTION (right to buy)
(4)
|
05/03/2002 |
04/25/2011 |
Common Stock
|
4,464
|
$
13.44
|
D
|
Â
|
STOCK OPTION (right to buy)
(5)
|
07/19/2002 |
07/18/2012 |
Common Stock
|
15,171
|
$
12.775
|
D
|
Â
|
STOCK OPTION (right to buy)
(5)
|
05/03/2003 |
05/01/2013 |
Common Stock
|
14,326
|
$
16.62
|
D
|
Â
|
CONTRACT (right to sell)
(6)
|
05/24/2007 |
05/24/2007 |
Common Stock
|
160,945
|
$
(6)
|
I
|
See Exhibit 99.1
|
CONTRACT (right to sell)
(7)
|
05/24/2007 |
05/24/2007 |
Common Stock
|
348,541
|
$
(7)
|
I
|
See footnote 7
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Received on May 3, 2002 in exchange for shares of Compaq Computer Corporation ("Compaq") in connection with the merger of a
subsidiary of Hewlett-Packard Company ("HP") with and into Compaq (the "Merger"), based on the exchange ratio of 0.6325
shares of HP Common Stock for each share of Compaq Common Stock (the "Exchange Ratio"). The acquisition was exempt from
Section 16(b) pursuant to Rule 16b-3(d)(1). On the effective date of the Merger, the closing price of Compaq Common Stock
was $11.00 per share and the closing price of HP Common Stock was $17.44 per share. |
(2) |
Includes 160,945 shares held by the UAD 12/14/72 Perkins Bypass Trust C, which are subject to the arrangements described in
Exhibit 99.1. |
(3) |
Includes 348,541 shares held by the Survivors Trust UAD DTD 11/13/1987, which are subject to the arrangements described in
Exhibit 99.2. |
(4) |
Received on May 3, 2002 in the Merger in exchange for a stock option to acquire shares of Compaq Common Stock based on the
Exchange Ratio. The acquisition was exempt from Section 16(b) pursuant to Rule 16b-3(d)(1). |
(5) |
Right to buy HP Common Stock granted under the 1997 Director Stock Plan complying with Rule 16b-3. |
(6) |
See Exhibit 99.1. |
(7) |
See Exhibit 99.2. |