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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 29.91 | 01/03/2008 | A | 80,000 | 01/03/2009(1) | 01/03/2018 | Comm Stock-$.16-2/3 value | 80,000 | $ 0 | 80,000 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 28.75 | 11/30/2002(2) | 12/30/2009 | Comm Stock-$.16-2/3 value | 55,000 | 55,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 44.5 | 11/10/2003(2) | 12/10/2010 | Comm Stock-$.16-2/3 value | 40,000 | 40,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 32.78 | 04/02/2004(2) | 04/02/2011 | Comm Stock-$.16-2/3 value | 30,000 | 30,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 45.9 | 06/01/2003(3) | 06/01/2011 | Comm Stock-$.16-2/3 value | 534 | 534 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 39.06 | 07/18/2002(4) | 07/18/2011 | Comm Stock-$.16-2/3 value | 3,672 | 3,672 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 41.05 | 01/22/2005(2) | 01/22/2012 | Comm Stock-$.16-2/3 value | 60,000 | 60,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 36.62 | 05/31/2004(3) | 05/31/2012 | Comm Stock-$.16-2/3 value | 669 | 669 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 19.89 | 09/24/2004(5) | 09/24/2012 | Comm Stock-$.16-2/3 value | 60,000 | 60,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 37.38 | 06/02/2005(3) | 06/02/2013 | Comm Stock-$.16-2/3 value | 656 | 656 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 45.27 | 12/10/2006(2) | 12/10/2013 | Comm Stock-$.16-2/3 value | 65,000 | 65,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 48.41 | 06/01/2006(3) | 06/01/2014 | Comm Stock-$.16-2/3 value | 517 | 517 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 37.7 | 12/07/2007(2) | 12/07/2014 | Comm Stock-$.16-2/3 value | 65,000 | 65,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 37.04 | 07/30/2005(6) | 06/01/2015 | Comm Stock-$.16-2/3 value | 675 | 675 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 39.44 | 12/06/2006(1) | 12/06/2015 | Comm Stock-$.16-2/3 value | 50,000 | 50,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 33.41 | 01/04/2008(1) | 01/04/2017 | Comm Stock-$.16-2/3 value | 50,000 | 50,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ROCHE VINCENT PO BOX 9106 THREE TECHNOLOGY WAY NORWOOD, MA 020629106 |
VP, WORLDWIDE SALES |
By: WILLIAM A. MARTIN, Attny In Fact | 01/07/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This is a vesting schedule. 20% vests one, two, three, four and five years from grant date. |
(2) | This is a vesting schedule. 33.33% vests three, four and five years from grant date. |
(3) | This is a vesting schedule. 100% vests two years from grant date. |
(4) | This is a vesting schedule. 50% vests one and two years from grant date. |
(5) | This is a vesting schedule. 25% vests two, three, four and five years from grant date. |
(6) | This is a vesting schedule. 100% vests on 7/30/05. |