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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 38.52 | 06/16/2005 | M | 39,000 | 09/01/2002 | 09/01/2011 | ETR Common | 39,000 | $ 73 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 41.69 | 06/16/2005 | M | 20,956 | 02/11/2003 | 02/11/2012 | ETR Common | 20,956 | $ 73 | 19,044 | D | ||||
Phantom Units | $ 73 | 06/16/2005 | M(1) | 27,008 | 06/16/2005 | (1) | ETR Common | 27,008 | $ 73 | 27,008 | D | ||||
Employee Stock Option (Right to Buy) | $ 73 | 06/16/2005 | A | 20,848 | 06/16/2005 | 09/01/2011 | ETR Common | 20,848 | $ 73 | 20,848 | D | ||||
Employee Stock Option (Right to Buy) | $ 73 | 06/16/2005 | A | 12,100 | 06/16/2005 | 02/11/2012 | ETR Common | 12,100 | $ 73 | 12,100 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HEBERT CURTIS L JR 639 LOYOLA AVENUE NEW ORLEANS, LA 70113 |
Executive VP, External Affairs |
John M. Adams, Jr. for Curtis L. Hebert | 06/20/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The filing individual engaged in a "Stock for Stock" exercise of 59,956 options. The exercise price, tax withholding and commission price were paid by surrendering 32,948 shares to the Company, which the filing individual purchased on the open market on June 16, 2005. Following the exercise, the filing individual received 32,948 shares plus his gain (27,008 shares), the value of which 27,008 shares was deferred into phantom Entergy units held in a brokerage account. The deferral is until the earlier of January, 2008 or retirement from the Company. The reporting person did not realize profit in connection with purchases and sales as reported in this Form 4 and in the previous Form 4's filed during past six months. Additional information concerning "Stock for stock" exercises can be found in a Form 8-K filed by the Company on May 1, 2002. |
(2) | The filing individual also had a balance of 463.3665 shares in his Company Savings Plan as of June 20, 2005. |